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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+11.37%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$468M
AUM Growth
+$17.3M
Cap. Flow
-$7.1M
Cap. Flow %
-1.52%
Top 10 Hldgs %
33.81%
Holding
353
New
72
Increased
90
Reduced
77
Closed
47

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.65M
2
GLPI icon
Gaming and Leisure Properties
GLPI
+$1.62M
3
DHI icon
D.R. Horton
DHI
+$1.54M
4
GE icon
GE Aerospace
GE
+$1.32M
5
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$1.05M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.49M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.84M
3
RSF
RiverNorth Capital and Income Fund
RSF
+$2.31M
4
BYM
BlackRock Municipal Income Quality Trust
BYM
+$2.01M
5
NEE icon
NextEra Energy
NEE
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 4.54%
2 Financials 3.54%
3 Consumer Discretionary 2.74%
4 Healthcare 2.3%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SABA
51
Saba Capital Income & Opportunities Fund II
SABA
$223M
$2.52M 0.54%
229,569
-7,025
-3% -$74.9K
PRAA icon
52
PRA Group
PRAA
$755M
$2.43M 0.52%
61,336
– –
IWR icon
53
iShares Russell Mid-Cap ETF
IWR
$57.4B
$2.26M 0.48%
32,962
– –
KLDW
54
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$2.13M 0.45%
50,249
+9
+0% +$360
EFR
55
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$2.08M 0.45%
163,656
-27,037
-14% -$338K
GOOG icon
56
Alphabet (Google) Class C
GOOG
$4.32T
$2.06M 0.44%
23,520
-1,260
-5% -$106K
SCHE icon
57
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.86M 0.4%
60,828
+1,336
+2% +$38.7K
LYFT icon
58
Lyft
LYFT
$6.63B
$1.81M 0.39%
36,764
-35,700
-49% -$1.3M
DNP icon
59
DNP Select Income Fund
DNP
$4.09B
$1.77M 0.38%
172,916
– –
VT icon
60
Vanguard Total World Stock ETF
VT
$79.8B
$1.72M 0.37%
18,593
+2,771
+18% +$240K
IEFA icon
61
iShares Core MSCI EAFE ETF
IEFA
$196B
$1.69M 0.36%
24,464
+2,148
+10% +$139K
BRK.B icon
62
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.66M 0.35%
7,153
+363
+5% +$79.9K
PFE icon
63
Pfizer
PFE
$153B
$1.65M 0.35%
44,904
-2,425
-5% -$89K
CMF icon
64
iShares California Muni Bond ETF
CMF
$4.62B
$1.61M 0.34%
25,594
– –
EVM
65
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$1.59M 0.34%
135,330
+27
+0% +$312
BFZ
66
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$1.59M 0.34%
111,546
+18
+0% +$244
GE icon
67
GE Aerospace
GE
$384B
$1.58M 0.34%
+29,430
New +$1.32M
ICF icon
68
iShares Select U.S. REIT ETF
ICF
$2.09B
$1.57M 0.33%
29,060
+4
+0% +$212
IWF icon
69
iShares Russell 1000 Growth ETF
IWF
$128B
$1.54M 0.33%
25,628
+4
+0% +$228
VIG icon
70
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.53M 0.33%
10,844
+445
+4% +$60.3K
SCHA icon
71
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$1.52M 0.33%
68,408
+1,336
+2% +$26.6K
DIS icon
72
Walt Disney
DIS
$181B
$1.46M 0.31%
8,073
+249
+3% +$35.7K
AAXJ icon
73
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$1.46M 0.31%
16,313
+21
+0.1% +$1.76K
DHI icon
74
D.R. Horton
DHI
$42.3B
$1.45M 0.31%
+21,053
New +$1.54M
IWD icon
75
iShares Russell 1000 Value ETF
IWD
$83.7B
$1.4M 0.3%
10,204
+389
+4% +$49.9K
1 2
3
4 5

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Vivaldi Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Vivaldi Capital Management held 353 positions worth $468M, up 3.8% from $450M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Vivaldi Capital Management's Q4 2020 filing shows 72 new, 90 increased, 77 reduced and 47 closed positions. Its largest new stake was D.R. Horton: 21,053 shares worth $1.45M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $3.49M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, down from 4.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q4 2020 buy was D.R. Horton: 21,053 shares worth $1.45M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q4 2020, an estimated $1.65M increase.
  • Vivaldi Capital Management's biggest Q4 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.49M.
  • Vivaldi Capital Management fully exited BlackRock Municipal Income Quality Trust in Q4 2020, selling an estimated $2.01M.
  • Vivaldi Capital Management's ten largest holdings make up 34% of its $468M portfolio in Q4 2020.
  • Vivaldi Capital Management opened 72 new positions and closed 47 in Q4 2020.
  • Vivaldi Capital Management's portfolio value rose 3.8% quarter-over-quarter to $468M.

Based on Vivaldi Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.