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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+12.31%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$37M
Cap. Flow
-$31.3M
Cap. Flow %
-6.52%
Top 10 Hldgs %
39.05%
Holding
300
New
96
Increased
93
Reduced
65
Closed
34

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$42M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.08M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.73M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$2.46M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.86M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$47.2M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.8M
3
META icon
Meta Platforms (Facebook)
META
+$8.32M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.53M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$4.15M

Sector Composition

Rank Sector Weight
1 Technology 4.37%
2 Financials 3.11%
3 Communication Services 2.51%
4 Healthcare 2.13%
5 Consumer Discretionary 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
51
JPMorgan Chase
JPM
$948B
$2.29M 0.48%
22,275
-4,760
-18% -$452K
IJH icon
52
iShares Core S&P Mid-Cap ETF
IJH
$125B
$2.24M 0.47%
57,250
+2,000
+4% +$66.4K
LYFT icon
53
Lyft
LYFT
$6.19B
$2.21M 0.46%
72,464
– –
IWM icon
54
iShares Russell 2000 ETF
IWM
$82.3B
$2.16M 0.45%
13,686
-2,533
-16% -$332K
VIG icon
55
Vanguard Dividend Appreciation ETF
VIG
$114B
$2M 0.42%
15,584
-9,405
-38% -$1.07M
VB icon
56
Vanguard Morningstar Small-Cap ETF
VB
$81.5B
$1.94M 0.4%
12,204
-322
-3% -$43.2K
IWR icon
57
iShares Russell Mid-Cap ETF
IWR
$56.8B
$1.93M 0.4%
32,962
-300
-0.9% -$15K
DNP icon
58
DNP Select Income Fund
DNP
$4.04B
$1.87M 0.39%
171,916
+161,516
+1,553% +$1.74M
CMF icon
59
iShares California Muni Bond ETF
CMF
$4.61B
$1.8M 0.37%
+28,519
New +$1.75M
PFE icon
60
Pfizer
PFE
$147B
$1.78M 0.37%
48,934
-1,798
-4% -$61.1K
EVM
61
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$1.76M 0.37%
149,637
+19,397
+15% +$209K
BFZ
62
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$1.75M 0.37%
125,111
+16,827
+16% +$213K
MLPA icon
63
Global X MLP ETF
MLPA
$2.28B
$1.73M 0.36%
61,996
+733
+1% +$19.8K
GOOG icon
64
Alphabet (Google) Class C
GOOG
$4.38T
$1.64M 0.34%
21,820
+6,720
+45% +$453K
SCHE icon
65
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$1.63M 0.34%
60,645
-22,112
-27% -$502K
EIM
66
Eaton Vance Municipal Bond Fund
EIM
$493M
$1.61M 0.34%
120,361
+4,697
+4% +$58.4K
ITOT icon
67
iShares Core S&P Total US Stock Market ETF
ITOT
$97.1B
$1.53M 0.32%
20,163
+3,966
+24% +$259K
ICF icon
68
iShares Select U.S. REIT ETF
ICF
$2.09B
$1.53M 0.32%
28,962
-152
-0.5% -$7.48K
GLD icon
69
SPDR Gold Trust
GLD
$137B
$1.49M 0.31%
8,341
-576
-6% -$92.9K
MYC
70
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$1.49M 0.31%
100,684
+12,834
+15% +$172K
BRK.B icon
71
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.45M 0.3%
6,777
+25
+0.4% +$4.57K
IEFA icon
72
iShares Core MSCI EAFE ETF
IEFA
$194B
$1.43M 0.3%
23,238
+3,239
+16% +$176K
MUB icon
73
iShares National Muni Bond ETF
MUB
$45.4B
$1.41M 0.29%
12,055
+9,325
+342% +$1.06M
NBW
74
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$1.4M 0.29%
103,210
+14,214
+16% +$178K
IWF icon
75
iShares Russell 1000 Growth ETF
IWF
$126B
$1.35M 0.28%
25,624
+1,008
+4% +$44.4K
1 2
3
4 5

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Vivaldi Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Vivaldi Capital Management held 300 positions worth $480M, up 8.4% from $443M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $31.3M in Q2 2020, closing 34 positions and reducing 65 holdings. Its most notable exit was Vivaldi Opportunities Fund, an estimated $47.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 2.6% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Vivaldi Capital Management opened a new position in Nuveen Floating Rate Income Fund worth $4.34M.

  • Vivaldi Capital Management's largest Q2 2020 buy was Nuveen Floating Rate Income Fund: 528,948 shares worth $4.34M.
  • Vivaldi Capital Management added most to Angel Oak Financial Strategies Income Term Trust in Q2 2020, an estimated $42M increase.
  • Vivaldi Capital Management's biggest Q2 2020 reduction was Meta Platforms (Facebook), cutting an estimated $8.32M.
  • Vivaldi Capital Management fully exited Vivaldi Opportunities Fund in Q2 2020, selling an estimated $47.2M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $480M portfolio in Q2 2020.
  • Vivaldi Capital Management opened 96 new positions and closed 34 in Q2 2020.
  • Vivaldi Capital Management's portfolio value rose 8.4% quarter-over-quarter to $480M.

Based on Vivaldi Capital Management's 13F filing for Q2 2020, filed 13 Aug 2020.