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VCM
Vivaldi Capital Management Portfolio holdings
AUM
$723M
1-Year Est. Return
30.89%
This Fund
S&P 500
This Quarter
Est. Return
-12.71%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$443M
AUM Growth
+$29.7M
(+7.2%)
Cap. Flow
+$104M
Cap. Flow
% of AUM
23.36%
Top 10 Holdings %
Top 10 Hldgs %
47.6%
Holding
255
New
37
Increased
88
Reduced
59
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$42.8M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$30.8M |
| 3 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$30.7M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$9.06M |
| 5 |
Schwab US Broad Market ETF
SCHB
|
+$7.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Ultra Short Duration Bond Active ETF
ICSH
|
+$19.3M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$19.2M |
| 3 |
First Trust Preferred Securities and Income ETF
FPE
|
+$10.8M |
| 4 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$5.29M |
| 5 |
Nuveen Floating Rate Income Fund
JFR
|
+$3.73M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 3.28% |
| 2 | Technology | 2.58% |
| 3 | Financials | 2.39% |
| 4 | Healthcare | 2.32% |
| 5 | Consumer Staples | 1.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
iShares Russell 2000 ETF
IWM
$83B
| $1.86M | 0.42% |
16,219
-3,266
| -17% | -$487K |
|
52
Schwab US Large- Cap ETF
SCHX
$74.5B
| $1.77M | 0.4% |
173,814
+33,564
| +24% | +$408K |
|
53
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
| $1.71M | 0.39% |
82,757
+48,304
| +140% | +$1.21M |
|
|
AGN
54
DELISTED
Allergan plc
AGN
| $1.71M | 0.39% |
9,648
+4,171
| +76% | +$785K |
|
55
PRA Group
PRAA
$755M
| $1.7M | 0.38% |
61,336
| – | – |
|
56
iShares Core S&P Mid-Cap ETF
IJH
$127B
| $1.59M | 0.36% |
55,250
-240
| -0.4% | -$8.92K |
|
57
Pfizer
PFE
$153B
| $1.57M | 0.35% |
50,732
-594
| -1% | -$20.2K |
|
|
KLDW
58
DELISTED
Knowledge Leaders Developed World ETF
KLDW
| $1.49M | 0.34% |
51,723
-5,617
| -10% | -$189K |
|
59
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
| $1.45M | 0.33% |
12,526
-2,180
| -15% | -$328K |
|
|
EIM
60
Eaton Vance Municipal Bond Fund
EIM
$499M
| $1.44M | 0.33% |
115,664
+250
| +0.2% | +$3.2K |
|
61
iShares Russell Mid-Cap ETF
IWR
$57.4B
| $1.44M | 0.32% |
33,262
+1,308
| +4% | +$72K |
|
62
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
| $1.4M | 0.32% |
104,847
+42,077
| +67% | +$589K |
|
|
BFZ
63
DELISTED
BlackRock CA Municipal Income Trust
BFZ
| $1.37M | 0.31% |
108,284
+44,870
| +71% | +$608K |
|
|
EVM
64
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
| $1.37M | 0.31% |
130,240
+52,162
| +67% | +$589K |
|
|
MQT
65
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $1.34M | 0.3% |
108,494
+54,732
| +102% | +$706K |
|
66
iShares Select U.S. REIT ETF
ICF
$2.09B
| $1.33M | 0.3% |
29,114
-6,294
| -18% | -$352K |
|
67
SPDR Gold Trust
GLD
$141B
| $1.32M | 0.3% |
8,917
+2,933
| +49% | +$437K |
|
68
Berkshire Hathaway Class B
BRK.B
$1.13T
| $1.23M | 0.28% |
6,752
-511
| -7% | -$109K |
|
69
Tesla
TSLA
$1.3T
| $1.2M | 0.27% |
34,275
-1,905
| -5% | -$79K |
|
70
AbbVie
ABBV
$435B
| $1.19M | 0.27% |
15,566
+412
| +3% | +$35.1K |
|
|
NBW
71
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
| $1.17M | 0.26% |
88,996
+67,875
| +321% | +$936K |
|
|
MYC
72
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
| $1.16M | 0.26% |
87,850
+68,402
| +352% | +$962K |
|
73
Global X MLP ETF
MLPA
$2.26B
| $1.16M | 0.26% |
61,263
-19,518
| -24% | -$728K |
|
74
Thermo Fisher Scientific
TMO
$220B
| $1.15M | 0.26% |
4,041
-598
| -13% | -$189K |
|
75
Abbott
ABT
$187B
| $1.12M | 0.25% |
14,203
+251
| +2% | +$20.9K |
|
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Vivaldi Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Vivaldi Capital Management held 255 positions worth $443M, up 7.2% from $414M the previous quarter. Its ten largest holdings account for 48% of the portfolio.
Vivaldi Capital Management deployed $104M of net new capital in Q1 2020, opening 37 new positions and adding to 88 existing holdings. Its largest new stake was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 467,267 shares worth $42.8M.
By sector, the portfolio is most concentrated in Communication Services at 3.3% of assets, down from 4.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was First Trust Preferred Securities and Income ETF, an estimated $10.8M trimmed.
- Vivaldi Capital Management's largest Q1 2020 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 467,267 shares worth $42.8M.
- Vivaldi Capital Management added most to DWS Municipal Income Trust in Q1 2020, an estimated $5.1M increase.
- Vivaldi Capital Management's biggest Q1 2020 reduction was First Trust Preferred Securities and Income ETF, cutting an estimated $10.8M.
- Vivaldi Capital Management fully exited iShares Ultra Short Duration Bond Active ETF in Q1 2020, selling an estimated $19.3M.
- Vivaldi Capital Management's ten largest holdings make up 48% of its $443M portfolio in Q1 2020.
- Vivaldi Capital Management opened 37 new positions and closed 52 in Q1 2020.
- Vivaldi Capital Management's portfolio value rose 7.2% quarter-over-quarter to $443M.
Based on Vivaldi Capital Management's 13F filing for Q1 2020, filed 15 May 2020.