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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+0.42%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$422M
AUM Growth
+$39.4M
Cap. Flow
+$39.7M
Cap. Flow %
9.4%
Top 10 Hldgs %
41.16%
Holding
263
New
25
Increased
99
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$19.3M
2
RILY icon
BRC Group Holdings
RILY
+$17.5M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$10.9M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$5.67M
5
LYFT icon
Lyft
LYFT
+$4.31M

Top Sells

Rank Stock Value
1
RSF
RiverNorth Capital and Income Fund
RSF
+$3.62M
2
IIM icon
Invesco Value Municipal Income Trust
IIM
+$2.99M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$2.9M
4
HIX
Western Asset High Income Fund II
HIX
+$2.81M
5
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 10.48%
2 Communication Services 6.29%
3 Technology 3.69%
4 Healthcare 3.06%
5 Consumer Staples 1.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKQ icon
51
Invesco Municipal Trust
VKQ
$537M
$1.86M 0.44%
147,807
+11,515
+8% +$145K
PFE icon
52
Pfizer
PFE
$143B
$1.75M 0.41%
51,227
+1,597
+3% +$58.1K
PPLI
53
People Inc
PPLI
$3.13B
$1.74M 0.41%
44,579
+10,805
+32% +$461K
BRK.B icon
54
Berkshire Hathaway Class B
BRK.B
$1.11T
$1.72M 0.41%
8,276
+1,223
+17% +$252K
UNH icon
55
UnitedHealth
UNH
$377B
$1.68M 0.4%
7,743
+2,163
+39% +$522K
IWR icon
56
iShares Russell Mid-Cap ETF
IWR
$56.3B
$1.6M 0.38%
28,584
– –
SCHX icon
57
Schwab US Large- Cap ETF
SCHX
$72.9B
$1.56M 0.37%
132,366
-438
-0.3% -$5.16K
GOOG icon
58
Alphabet (Google) Class C
GOOG
$4.56T
$1.47M 0.35%
24,040
+5,240
+28% +$310K
IEFA icon
59
iShares Core MSCI EAFE ETF
IEFA
$191B
$1.45M 0.34%
23,774
+968
+4% +$58.4K
IQI icon
60
Invesco Quality Municipal Securities
IQI
$521M
$1.43M 0.34%
111,886
+8,607
+8% +$110K
IIM icon
61
Invesco Value Municipal Income Trust
IIM
$589M
$1.42M 0.34%
92,110
-195,054
-68% -$2.99M
FRA icon
62
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$1.39M 0.33%
110,331
+60,254
+120% +$763K
AAXJ icon
63
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.7B
$1.37M 0.32%
20,603
– –
GLPI icon
64
Gaming and Leisure Properties
GLPI
$12.7B
$1.35M 0.32%
35,195
– –
DIS icon
65
Walt Disney
DIS
$170B
$1.34M 0.32%
10,294
+1,210
+13% +$167K
IDEV icon
66
iShares Core MSCI International Developed Markets ETF
IDEV
$31.8B
$1.34M 0.32%
24,540
-5,000
-17% -$270K
AMZN icon
67
Amazon
AMZN
$3.06T
$1.32M 0.31%
15,180
+5,900
+64% +$547K
VOO icon
68
Vanguard S&P 500 ETF
VOO
$993B
$1.32M 0.31%
4,828
-165
-3% -$44.8K
ABT icon
69
Abbott
ABT
$185B
$1.27M 0.3%
15,238
+463
+3% +$39.3K
XOM icon
70
ExxonMobil
XOM
$643B
$1.26M 0.3%
17,821
+1,603
+10% +$116K
NEE icon
71
NextEra Energy
NEE
$181B
$1.21M 0.29%
20,832
+4,392
+27% +$238K
IWD icon
72
iShares Russell 1000 Value ETF
IWD
$82.6B
$1.19M 0.28%
9,309
– –
ABBV icon
73
AbbVie
ABBV
$433B
$1.16M 0.28%
15,374
-579
-4% -$39.7K
CBOE icon
74
Cboe Global Markets
CBOE
$31.2B
$1.15M 0.27%
10,000
+46
+0.5% +$5.32K
MMM icon
75
3M
MMM
$91.4B
$1.13M 0.27%
8,221
+268
+3% +$37.5K
1 2
3
4 5

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Vivaldi Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Vivaldi Capital Management held 263 positions worth $422M, up 10% from $383M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Vivaldi Capital Management deployed $39.7M of net new capital in Q3 2019, opening 25 new positions and adding to 99 existing holdings. Its largest new stake was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was RiverNorth Capital and Income Fund, an estimated $3.62M trimmed.

  • Vivaldi Capital Management's largest Q3 2019 buy was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.
  • Vivaldi Capital Management added most to Meta Platforms (Facebook) in Q3 2019, an estimated $19.3M increase.
  • Vivaldi Capital Management's biggest Q3 2019 reduction was RiverNorth Capital and Income Fund, cutting an estimated $3.62M.
  • Vivaldi Capital Management fully exited Neuberger High Yield Strategies Fund Inc in Q3 2019, selling an estimated $2.9M.
  • Vivaldi Capital Management's ten largest holdings make up 41% of its $422M portfolio in Q3 2019.
  • Vivaldi Capital Management opened 25 new positions and closed 37 in Q3 2019.
  • Vivaldi Capital Management's portfolio value rose 10% quarter-over-quarter to $422M.

Based on Vivaldi Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.