We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.52%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$360M
AUM Growth
+$128M
Cap. Flow
+$108M
Cap. Flow %
29.99%
Top 10 Hldgs %
35.29%
Holding
251
New
51
Increased
92
Reduced
64
Closed
23

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$21.7M
2
ULST icon
State Street Ultra Short Term Bond ETF
ULST
+$9.7M
3
RILY icon
BRC Group Holdings
RILY
+$3.98M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.51M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.77M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$1.68M
2
MHI
Pioneer Municipal High Income Fund
MHI
+$1.66M
3
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$1.51M
4
VLP
Valero Energy Partners LP
VLP
+$1.34M
5
VVC
Vectren Corporation
VVC
+$1.34M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Technology 3.7%
3 Healthcare 2.94%
4 Communication Services 2.31%
5 Consumer Discretionary 1.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIO
51
Western Asset High Income Opportunity Fund
HIO
$337M
$2.05M 0.57%
424,556
+105,744
+33% +$503K
SABA
52
Saba Capital Income & Opportunities Fund II
SABA
$223M
$2.04M 0.57%
162,001
+39,754
+33% +$504K
AWF
53
AllianceBernstein Global High Income Fund
AWF
$876M
$2.03M 0.56%
174,986
+44,009
+34% +$502K
IJR icon
54
iShares Core S&P Small-Cap ETF
IJR
$112B
$2.02M 0.56%
26,191
+17,074
+187% +$1.31M
HIX
55
Western Asset High Income Fund II
HIX
$353M
$1.93M 0.54%
297,214
+72,843
+32% +$462K
CME icon
56
CME Group
CME
$94B
$1.84M 0.51%
11,168
+8,245
+282% +$1.46M
NAD icon
57
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$1.69M 0.47%
124,392
+15,677
+14% +$208K
KYN icon
58
Kayne Anderson Energy Infrastructure Fund
KYN
$2.41B
$1.65M 0.46%
103,010
+55,945
+119% +$878K
IWR icon
59
iShares Russell Mid-Cap ETF
IWR
$56.6B
$1.57M 0.44%
29,144
-168
-0.6% -$8.7K
FDX icon
60
FedEx
FDX
$73.5B
$1.55M 0.43%
8,560
+7,087
+481% +$1.25M
XLY icon
61
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.7B
$1.53M 0.43%
26,880
+21,690
+418% +$1.18M
SCHX icon
62
Schwab US Large- Cap ETF
SCHX
$73.4B
$1.48M 0.41%
131,424
+8,334
+7% +$90.3K
GOOG icon
63
Alphabet (Google) Class C
GOOG
$4.57T
$1.47M 0.41%
25,100
+16,280
+185% +$913K
AAXJ icon
64
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.76B
$1.46M 0.4%
20,603
-2,230
-10% -$152K
C icon
65
Citigroup
C
$227B
$1.4M 0.39%
22,491
+16,363
+267% +$1.02M
BSV icon
66
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.38M 0.38%
17,360
+7,476
+76% +$590K
VKQ icon
67
Invesco Municipal Trust
VKQ
$539M
$1.37M 0.38%
113,926
+13,477
+13% +$159K
GLPI icon
68
Gaming and Leisure Properties
GLPI
$12.6B
$1.36M 0.38%
35,195
– –
ULTI
69
DELISTED
Ultimate Software Group Inc
ULTI
$1.36M 0.38%
+4,110
New +$1.26M
IBB icon
70
iShares Biotechnology ETF
IBB
$9.27B
$1.35M 0.38%
12,092
+9,339
+339% +$1.02M
IEMG icon
71
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$1.35M 0.38%
26,106
+14,339
+122% +$726K
VOO icon
72
Vanguard S&P 500 ETF
VOO
$1,000B
$1.35M 0.37%
5,193
-34
-0.7% -$8.49K
BRK.B icon
73
Berkshire Hathaway Class B
BRK.B
$1.11T
$1.33M 0.37%
6,632
-1,054
-14% -$213K
NEE icon
74
NextEra Energy
NEE
$179B
$1.32M 0.37%
27,300
+20,192
+284% +$923K
IWD icon
75
iShares Russell 1000 Value ETF
IWD
$82.5B
$1.3M 0.36%
10,507
-105
-1% -$12.6K
1 2
3
4 5

Similar funds

FFM
FengHe Fund Management Singapore $724M AUM 196.18% 1-Year Est. Return
AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
ZAM
Zevin Asset Management Boston, Massachusetts $723M AUM 15.62% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return

Vivaldi Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Vivaldi Capital Management held 251 positions worth $360M, up 55% from $232M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management deployed $108M of net new capital in Q1 2019, opening 51 new positions and adding to 92 existing holdings. Its largest new stake was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 3.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DTF Tax-Free Income 2028 Term Fund, an estimated $1.51M trimmed.

  • Vivaldi Capital Management's largest Q1 2019 buy was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.
  • Vivaldi Capital Management added most to Vivaldi Opportunities Fund in Q1 2019, an estimated $21.7M increase.
  • Vivaldi Capital Management's biggest Q1 2019 reduction was DTF Tax-Free Income 2028 Term Fund, cutting an estimated $1.51M.
  • Vivaldi Capital Management fully exited Shire pic in Q1 2019, selling an estimated $1.68M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $360M portfolio in Q1 2019.
  • Vivaldi Capital Management opened 51 new positions and closed 23 in Q1 2019.
  • Vivaldi Capital Management's portfolio value rose 55% quarter-over-quarter to $360M.

Based on Vivaldi Capital Management's 13F filing for Q1 2019, filed 15 May 2019.