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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$344M
AUM Growth
-$6.75M
Cap. Flow
-$26.4M
Cap. Flow %
-7.66%
Top 10 Hldgs %
32.83%
Holding
252
New
23
Increased
84
Reduced
77
Closed
26

Top Buys

Rank Stock Value
1
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$3.71M
2
IAU icon
iShares Gold Trust
IAU
+$2.11M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.39M
4
RDDT icon
Reddit
RDDT
+$968K
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$819K

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$4.26M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.08M
3
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$2.28M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.98M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.46M

Sector Composition

Rank Sector Weight
1 Technology 9.56%
2 Healthcare 4.13%
3 Financials 3.51%
4 Consumer Discretionary 3.31%
5 Real Estate 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMBS icon
26
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$3.79M 1.1%
76,720
+16,739
+28% +$819K
VTV icon
27
Vanguard Morningstar Value ETF
VTV
$191B
$3.64M 1.06%
20,851
-249
-1% -$41.7K
SPTS icon
28
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$3.27M 0.95%
111,195
-13,442
-11% -$392K
SCHM icon
29
Schwab US Mid-Cap ETF
SCHM
$15B
$3.19M 0.93%
115,023
+7,203
+7% +$192K
SCHE icon
30
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$3.16M 0.92%
108,454
+2,196
+2% +$59.4K
AMZN icon
31
Amazon
AMZN
$2.94T
$3.05M 0.89%
16,375
+2,550
+18% +$465K
AOMR
32
Angel Oak Mortgage REIT
AOMR
$221M
$2.88M 0.83%
275,688
-52,290
-16% -$604K
GOOG icon
33
Alphabet (Google) Class C
GOOG
$4.4T
$2.75M 0.8%
16,477
+56
+0.3% +$9.48K
COIN icon
34
Coinbase
COIN
$39.5B
$2.46M 0.71%
13,796
-12
-0.1% -$2.4K
VO icon
35
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.42M 0.7%
36,684
-1,160
-3% -$72.8K
VB icon
36
Vanguard Morningstar Small-Cap ETF
VB
$81.6B
$2.3M 0.67%
9,686
-233
-2% -$52.9K
LLY icon
37
Eli Lilly
LLY
$1.04T
$2.29M 0.67%
2,586
+9
+0.3% +$8.09K
FNDF icon
38
Schwab Fundamental International Large Company Index ETF
FNDF
$25.2B
$2.25M 0.65%
60,227
-1,131
-2% -$40.7K
BRK.B icon
39
Berkshire Hathaway Class B
BRK.B
$1.12T
$2.2M 0.64%
4,772
+343
+8% +$152K
GOOGL icon
40
Alphabet (Google) Class A
GOOGL
$4.43T
$2.07M 0.6%
12,508
+567
+5% +$95.1K
HALO icon
41
Halozyme
HALO
$9.91B
$2M 0.58%
34,978
-100
-0.3% -$5.73K
IEFA icon
42
iShares Core MSCI EAFE ETF
IEFA
$194B
$1.82M 0.53%
23,329
– –
FNDE icon
43
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.78B
$1.81M 0.53%
56,221
-1,172
-2% -$35K
SPEM icon
44
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.6B
$1.8M 0.52%
43,587
-585
-1% -$22.4K
VT icon
45
Vanguard Total World Stock ETF
VT
$79.2B
$1.78M 0.52%
14,859
-152
-1% -$17.5K
VNQ icon
46
Vanguard Real Estate ETF
VNQ
$39.2B
$1.77M 0.51%
18,202
+1,426
+9% +$131K
ABBV icon
47
AbbVie
ABBV
$435B
$1.63M 0.47%
8,248
+218
+3% +$40.7K
IMCV icon
48
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.15B
$1.63M 0.47%
21,208
-377
-2% -$27.7K
SCHH icon
49
Schwab US REIT ETF
SCHH
$11.4B
$1.62M 0.47%
69,840
+993
+1% +$21.7K
DNP icon
50
DNP Select Income Fund
DNP
$4.03B
$1.53M 0.44%
152,219
– –
1
2
3 4 5

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Vivaldi Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Vivaldi Capital Management held 252 positions worth $344M, down 1.9% from $351M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Vivaldi Capital Management withdrew a net $26.4M in Q3 2024, closing 26 positions and reducing 77 holdings. Its most notable exit was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, down from 9.7% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Schwab US Dividend Equity ETF worth $1.44M.

  • Vivaldi Capital Management's largest Q3 2024 buy was Schwab US Dividend Equity ETF: 51,195 shares worth $1.44M.
  • Vivaldi Capital Management added most to Schwab U.S Small- Cap ETF in Q3 2024, an estimated $3.71M increase.
  • Vivaldi Capital Management's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $4.26M.
  • Vivaldi Capital Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2024, selling an estimated $4.08M.
  • Vivaldi Capital Management's ten largest holdings make up 33% of its $344M portfolio in Q3 2024.
  • Vivaldi Capital Management opened 23 new positions and closed 26 in Q3 2024.
  • Vivaldi Capital Management's portfolio value fell 1.9% quarter-over-quarter to $344M.

Based on Vivaldi Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.