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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+10.73%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$333M
AUM Growth
+$27.6M
Cap. Flow
-$1.37M
Cap. Flow %
-0.41%
Top 10 Hldgs %
31.54%
Holding
227
New
34
Increased
93
Reduced
76
Closed
8

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.38M
2
PNST
Pinstripes Holdings, Inc.
PNST
+$2.31M
3
AAPL icon
Apple
AAPL
+$1.39M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$1.35M
5
ORCL icon
Oracle
ORCL
+$1.26M

Top Sells

Rank Stock Value
1
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$4.06M
2
KIO
KKR Income Opportunities Fund
KIO
+$2.71M
3
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$2.41M
4
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$2.36M
5
IQI icon
Invesco Quality Municipal Securities
IQI
+$2.32M

Sector Composition

Rank Sector Weight
1 Technology 8.93%
2 Healthcare 3.61%
3 Financials 3.5%
4 Consumer Discretionary 3.16%
5 Real Estate 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOMR
26
Angel Oak Mortgage REIT
AOMR
$221M
$3.46M 1.04%
338,474
-10,000
-3% -$94.7K
NVDA icon
27
NVIDIA
NVDA
$5.31T
$3.18M 0.95%
44,050
+10,340
+31% +$479K
VTV icon
28
Vanguard Morningstar Value ETF
VTV
$191B
$3.16M 0.95%
20,861
-276
-1% -$38.8K
BGB
29
Blackstone Strategic Credit 2027 Term Fund
BGB
$502M
$2.91M 0.87%
250,817
-150,187
-37% -$1.65M
LMBS icon
30
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$2.88M 0.86%
60,035
-25,038
-29% -$1.19M
COIN icon
31
Coinbase
COIN
$39.5B
$2.69M 0.81%
19,143
-7,959
-29% -$869K
SCHA icon
32
Schwab U.S Small- Cap ETF
SCHA
$23B
$2.66M 0.8%
115,926
+15,670
+16% +$330K
AMZN icon
33
Amazon
AMZN
$2.94T
$2.53M 0.76%
14,979
+3,378
+29% +$474K
SCHM icon
34
Schwab US Mid-Cap ETF
SCHM
$15B
$2.39M 0.72%
96,045
+14,259
+17% +$327K
SCHE icon
35
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$2.35M 0.71%
97,614
+18,896
+24% +$454K
VO icon
36
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.19M 0.66%
37,976
-1,292
-3% -$69K
ORCL icon
37
Oracle
ORCL
$416B
$2.19M 0.66%
19,236
+11,523
+149% +$1.26M
VB icon
38
Vanguard Morningstar Small-Cap ETF
VB
$81.6B
$2.09M 0.63%
9,923
-383
-4% -$73.8K
SUB icon
39
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$2.08M 0.62%
19,865
-251
-1% -$26.1K
FNDF icon
40
Schwab Fundamental International Large Company Index ETF
FNDF
$25.2B
$1.99M 0.6%
60,255
+1,182
+2% +$37.9K
SCHH icon
41
Schwab US REIT ETF
SCHH
$11.4B
$1.96M 0.59%
100,849
+39,031
+63% +$725K
GOOG icon
42
Alphabet (Google) Class C
GOOG
$4.4T
$1.94M 0.58%
13,234
-2,811
-18% -$381K
LLY icon
43
Eli Lilly
LLY
$1.04T
$1.94M 0.58%
2,605
+319
+14% +$186K
MUI
44
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$1.91M 0.57%
162,754
-223,787
-58% -$2.41M
MYD
45
DELISTED
BlackRock MuniYield Fund
MYD
$1.82M 0.55%
166,777
-211,839
-56% -$2.08M
PML
46
PIMCO Municipal Income Fund II
PML
$485M
$1.77M 0.53%
211,755
-75,092
-26% -$584K
MVT
47
DELISTED
BlackRock MuniVest Fund II
MVT
$1.76M 0.53%
163,382
-82,437
-34% -$820K
MQY icon
48
BlackRock MuniYield Quality Fund
MQY
$811M
$1.76M 0.53%
144,594
-80,185
-36% -$881K
ISD
49
PGIM High Yield Bond Fund
ISD
$420M
$1.75M 0.53%
138,068
-77,991
-36% -$919K
NZF icon
50
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$1.75M 0.52%
148,424
-77,101
-34% -$846K
1
2
3 4 5

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Vivaldi Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Vivaldi Capital Management held 227 positions worth $333M, up 9% from $306M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Vivaldi Capital Management's Q4 2023 filing shows 34 new, 93 increased, 76 reduced and 8 closed positions. Its largest new stake was Pinstripes Holdings, Inc.: 217,995 shares worth $704K. The largest sale was Are Dynamic Credit Allocation Fund, an estimated $4.06M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 6.3% a quarter earlier, followed by Healthcare and Financials.

  • Vivaldi Capital Management's largest Q4 2023 buy was Pinstripes Holdings, Inc.: 217,995 shares worth $704K.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2023, an estimated $3.38M increase.
  • Vivaldi Capital Management's biggest Q4 2023 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $2.41M.
  • Vivaldi Capital Management fully exited Are Dynamic Credit Allocation Fund in Q4 2023, selling an estimated $4.06M.
  • Vivaldi Capital Management's ten largest holdings make up 32% of its $333M portfolio in Q4 2023.
  • Vivaldi Capital Management opened 34 new positions and closed 8 in Q4 2023.
  • Vivaldi Capital Management's portfolio value rose 9% quarter-over-quarter to $333M.

Based on Vivaldi Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.