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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-5.5%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$370M
AUM Growth
-$13.9M
Cap. Flow
+$6.02M
Cap. Flow %
1.63%
Top 10 Hldgs %
31.18%
Holding
234
New
16
Increased
93
Reduced
79
Closed
12

Top Buys

Rank Stock Value
1
NTRL
First Trust Equity Market Neutral ETF
NTRL
+$4.42M
2
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$4.35M
3
ISD
PGIM High Yield Bond Fund
ISD
+$842K
4
VVR icon
Invesco Senior Income Trust
VVR
+$756K
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$713K

Top Sells

Rank Stock Value
1
GHY
PGIM Global High Yield Fund
GHY
+$3.63M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$2.56M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$2.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.4M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$747K

Sector Composition

Rank Sector Weight
1 Real Estate 7.81%
2 Technology 4.93%
3 Financials 3.08%
4 Consumer Discretionary 2.7%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUI
26
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$4.01M 1.08%
362,850
+55,069
+18% +$661K
FPA icon
27
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$108M
$3.63M 0.98%
156,250
-336
-0.2% -$8.67K
GLD icon
28
SPDR Gold Trust
GLD
$138B
$3.62M 0.98%
22,957
-1,405
-6% -$226K
SCHF icon
29
Schwab International Equity ETF
SCHF
$68.2B
$3.59M 0.97%
251,622
+32,360
+15% +$508K
ARDC
30
Are Dynamic Credit Allocation Fund
ARDC
$298M
$3.58M 0.97%
299,908
+53,260
+22% +$674K
VOO icon
31
Vanguard S&P 500 ETF
VOO
$1.01T
$3.56M 0.96%
10,679
+56
+0.5% +$20.5K
AFB
32
AllianceBernstein National Municipal Income Fund
AFB
$315M
$3.47M 0.94%
332,249
+47,823
+17% +$553K
MYD
33
DELISTED
BlackRock MuniYield Fund
MYD
$3.45M 0.93%
344,734
+50,762
+17% +$566K
IQI icon
34
Invesco Quality Municipal Securities
IQI
$528M
$3.38M 0.91%
363,967
+54,669
+18% +$558K
KTF
35
DWS Municipal Income Trust
KTF
$351M
$3.36M 0.91%
395,084
+29,677
+8% +$276K
SCHB icon
36
Schwab US Broad Market ETF
SCHB
$44.6B
$3.34M 0.9%
234,969
+6,480
+3% +$101K
VEA icon
37
Vanguard FTSE Developed Markets ETF
VEA
$234B
$3.29M 0.89%
88,958
-2,368
-3% -$96.5K
AWF
38
AllianceBernstein Global High Income Fund
AWF
$876M
$3.12M 0.84%
344,055
+47,470
+16% +$473K
MMU
39
Western Asset Managed Municipals Fund
MMU
$548M
$2.99M 0.81%
304,248
+45,301
+17% +$483K
ACWI icon
40
iShares MSCI ACWI ETF
ACWI
$33.4B
$2.99M 0.81%
37,782
+5,499
+17% +$475K
PPT
41
Franklin Premier Income Trust
PPT
$327M
$2.94M 0.79%
832,516
+131,306
+19% +$501K
BGH
42
Barings Global Short Duration High Yield Fund
BGH
$286M
$2.92M 0.79%
236,164
+39,549
+20% +$531K
IWD icon
43
iShares Russell 1000 Value ETF
IWD
$83.2B
$2.78M 0.75%
20,033
+1,008
+5% +$151K
IJH icon
44
iShares Core S&P Mid-Cap ETF
IJH
$125B
$2.74M 0.74%
60,775
+1,235
+2% +$59.7K
SPEM icon
45
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.6B
$2.4M 0.65%
76,027
-249
-0.3% -$8.47K
VO icon
46
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.39M 0.65%
49,840
-356
-0.7% -$18.6K
PG icon
47
Procter & Gamble
PG
$342B
$2.35M 0.64%
18,924
+131
+0.7% +$18.6K
VWO icon
48
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$2.32M 0.63%
62,554
+20
+0% +$812
ITOT icon
49
iShares Core S&P Total US Stock Market ETF
ITOT
$97.3B
$2.23M 0.6%
27,616
-6,701
-20% -$592K
MLPA icon
50
Global X MLP ETF
MLPA
$2.26B
$2.22M 0.6%
54,291
-511
-0.9% -$20.7K
1
2
3 4 5

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Vivaldi Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Vivaldi Capital Management held 234 positions worth $370M, down 3.6% from $384M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Vivaldi Capital Management's Q3 2022 filing shows 16 new, 93 increased, 79 reduced and 12 closed positions. Its largest new stake was Blackstone Strategic Credit 2027 Term Fund: 378,691 shares worth $4.07M. The largest sale was PGIM Global High Yield Fund, an estimated $3.63M.

By sector, the portfolio is most concentrated in Real Estate at 7.8% of assets, down from 8% a quarter earlier, followed by Technology and Financials.

  • Vivaldi Capital Management's largest Q3 2022 buy was Blackstone Strategic Credit 2027 Term Fund: 378,691 shares worth $4.07M.
  • Vivaldi Capital Management added most to First Trust Equity Market Neutral ETF in Q3 2022, an estimated $4.42M increase.
  • Vivaldi Capital Management's biggest Q3 2022 reduction was State Street SPDR Portfolio Short Term Treasury ETF, cutting an estimated $2.56M.
  • Vivaldi Capital Management fully exited PGIM Global High Yield Fund in Q3 2022, selling an estimated $3.63M.
  • Vivaldi Capital Management's ten largest holdings make up 31% of its $370M portfolio in Q3 2022.
  • Vivaldi Capital Management opened 16 new positions and closed 12 in Q3 2022.
  • Vivaldi Capital Management's portfolio value fell 3.6% quarter-over-quarter to $370M.

Based on Vivaldi Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.