We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+12.31%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$37M
Cap. Flow
-$31.3M
Cap. Flow %
-6.52%
Top 10 Hldgs %
39.05%
Holding
300
New
96
Increased
93
Reduced
65
Closed
34

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$42M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.08M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.73M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$2.46M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.86M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$47.2M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.8M
3
META icon
Meta Platforms (Facebook)
META
+$8.32M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.53M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$4.15M

Sector Composition

Rank Sector Weight
1 Technology 4.37%
2 Financials 3.11%
3 Communication Services 2.51%
4 Healthcare 2.13%
5 Consumer Discretionary 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVR icon
26
Invesco Senior Income Trust
VVR
$457M
$4.3M 0.9%
1,202,595
+61,354
+5% +$208K
FPA icon
27
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$103M
$4.11M 0.85%
150,064
-3,076
-2% -$69.5K
GHY
28
PGIM Global High Yield Fund
GHY
$477M
$3.87M 0.81%
286,529
+16,718
+6% +$202K
TSLA icon
29
Tesla
TSLA
$1.27T
$3.73M 0.78%
35,940
+1,665
+5% +$90.1K
KLDW
30
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$3.71M 0.77%
99,868
+48,145
+93% +$1.56M
IIM icon
31
Invesco Value Municipal Income Trust
IIM
$589M
$3.54M 0.74%
230,612
+21,782
+10% +$307K
IQI icon
32
Invesco Quality Municipal Securities
IQI
$521M
$3.54M 0.74%
279,196
+26,146
+10% +$306K
VOO icon
33
Vanguard S&P 500 ETF
VOO
$993B
$3.51M 0.73%
11,309
-134
-1% -$36.1K
ACWI icon
34
iShares MSCI ACWI ETF
ACWI
$32.8B
$3.47M 0.72%
43,065
-79,266
-65% -$5.53M
MSFT icon
35
Microsoft
MSFT
$3.62T
$3.38M 0.7%
16,157
-1,366
-8% -$248K
VWO icon
36
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$3.32M 0.69%
75,879
-5,296
-7% -$196K
DVY icon
37
iShares Select Dividend ETF
DVY
$23.6B
$3.14M 0.65%
36,188
+4,997
+16% +$399K
SCHX icon
38
Schwab US Large- Cap ETF
SCHX
$72.9B
$3.08M 0.64%
228,192
+54,378
+31% +$634K
AWF
39
AllianceBernstein Global High Income Fund
AWF
$874M
$2.98M 0.62%
276,335
+14,039
+5% +$138K
VO icon
40
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$2.84M 0.59%
63,820
+2,132
+3% +$81.7K
SCHF icon
41
Schwab International Equity ETF
SCHF
$67.1B
$2.83M 0.59%
175,620
+19,886
+13% +$280K
SABA
42
Saba Capital Income & Opportunities Fund II
SABA
$221M
$2.81M 0.59%
258,068
+11,752
+5% +$125K
PRAA icon
43
PRA Group
PRAA
$666M
$2.74M 0.57%
61,336
– –
VTA
44
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$2.7M 0.56%
295,595
+17,026
+6% +$145K
IAU icon
45
iShares Gold Trust
IAU
$62.9B
$2.69M 0.56%
73,910
-26,577
-26% -$871K
GLPI icon
46
Gaming and Leisure Properties
GLPI
$12.7B
$2.61M 0.54%
67,210
+30,015
+81% +$935K
RSF
47
RiverNorth Capital and Income Fund
RSF
$58.7M
$2.59M 0.54%
178,011
+165,490
+1,322% +$2.46M
EFR
48
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$2.5M 0.52%
210,871
+8,259
+4% +$89.5K
PG icon
49
Procter & Gamble
PG
$338B
$2.47M 0.51%
18,229
-2,164
-11% -$252K
BYM
50
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$2.42M 0.5%
166,513
+14,987
+10% +$201K
1
2
3 4 5

Similar funds

FFM
FengHe Fund Management Singapore $724M AUM 196.18% 1-Year Est. Return
AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
ZAM
Zevin Asset Management Boston, Massachusetts $723M AUM 15.62% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return

Vivaldi Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Vivaldi Capital Management held 300 positions worth $480M, up 8.4% from $443M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $31.3M in Q2 2020, closing 34 positions and reducing 65 holdings. Its most notable exit was Vivaldi Opportunities Fund, an estimated $47.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 2.6% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Vivaldi Capital Management opened a new position in Nuveen Floating Rate Income Fund worth $4.34M.

  • Vivaldi Capital Management's largest Q2 2020 buy was Nuveen Floating Rate Income Fund: 528,948 shares worth $4.34M.
  • Vivaldi Capital Management added most to Angel Oak Financial Strategies Income Term Trust in Q2 2020, an estimated $42M increase.
  • Vivaldi Capital Management's biggest Q2 2020 reduction was Meta Platforms (Facebook), cutting an estimated $8.32M.
  • Vivaldi Capital Management fully exited Vivaldi Opportunities Fund in Q2 2020, selling an estimated $47.2M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $480M portfolio in Q2 2020.
  • Vivaldi Capital Management opened 96 new positions and closed 34 in Q2 2020.
  • Vivaldi Capital Management's portfolio value rose 8.4% quarter-over-quarter to $480M.

Based on Vivaldi Capital Management's 13F filing for Q2 2020, filed 13 Aug 2020.