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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-12.71%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$443M
AUM Growth
+$29.7M
Cap. Flow
+$104M
Cap. Flow %
23.36%
Top 10 Hldgs %
47.6%
Holding
255
New
37
Increased
88
Reduced
59
Closed
52

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$30.8M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$30.7M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$9.06M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$7.04M

Top Sells

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$19.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$19.2M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$10.8M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.29M
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.73M

Sector Composition

Rank Sector Weight
1 Communication Services 3.28%
2 Technology 2.58%
3 Financials 2.39%
4 Healthcare 2.32%
5 Consumer Staples 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPEM icon
26
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$3.75M 0.85%
131,657
+38,000
+41% +$1.31M
VVR icon
27
Invesco Senior Income Trust
VVR
$454M
$3.67M 0.83%
1,141,241
-10,760
-0.9% -$42.6K
SPSM icon
28
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$3.57M 0.8%
163,331
+31,779
+24% +$921K
SPMD icon
29
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$3.31M 0.75%
130,679
+15,769
+14% +$516K
FPA icon
30
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$108M
$3.04M 0.69%
153,140
-35,723
-19% -$889K
IAU icon
31
iShares Gold Trust
IAU
$67.5B
$3.03M 0.68%
100,487
+91,737
+1,048% +$2.77M
GHY
32
PGIM Global High Yield Fund
GHY
$481M
$2.98M 0.67%
269,811
+50,096
+23% +$700K
IQI icon
33
Invesco Quality Municipal Securities
IQI
$533M
$2.96M 0.67%
253,050
+132,460
+110% +$1.65M
IIM icon
34
Invesco Value Municipal Income Trust
IIM
$599M
$2.95M 0.67%
208,830
+109,851
+111% +$1.66M
MSFT icon
35
Microsoft
MSFT
$3.72T
$2.76M 0.62%
17,523
+218
+1% +$35.9K
VWO icon
36
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$2.72M 0.61%
81,175
-12,705
-14% -$518K
VOO icon
37
Vanguard S&P 500 ETF
VOO
$1.01T
$2.71M 0.61%
11,443
+5,853
+105% +$1.64M
SABA
38
Saba Capital Income & Opportunities Fund II
SABA
$224M
$2.64M 0.59%
246,316
+1,872
+0.8% +$22K
VIG icon
39
Vanguard Dividend Appreciation ETF
VIG
$114B
$2.58M 0.58%
24,989
+20,792
+495% +$2.48M
JPM icon
40
JPMorgan Chase
JPM
$951B
$2.43M 0.55%
27,035
+2,442
+10% +$297K
AWF
41
AllianceBernstein Global High Income Fund
AWF
$873M
$2.43M 0.55%
262,296
+146
+0.1% +$1.67K
DVY icon
42
iShares Select Dividend ETF
DVY
$23.6B
$2.29M 0.52%
31,191
+23
+0.1% +$2.2K
PG icon
43
Procter & Gamble
PG
$339B
$2.24M 0.51%
20,393
+645
+3% +$77.4K
VTA
44
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$2.22M 0.5%
278,569
-3,658
-1% -$38.6K
VO icon
45
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.03M 0.46%
61,688
-8,876
-13% -$368K
OEF icon
46
iShares S&P 100 ETF
OEF
$20.5B
$2.02M 0.46%
+17,063
New +$2.35M
SCHF icon
47
Schwab International Equity ETF
SCHF
$68.7B
$2.01M 0.45%
155,734
+82,928
+114% +$1.28M
BYM
48
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$2.01M 0.45%
151,526
+81,096
+115% +$1.14M
EFR
49
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$2M 0.45%
+202,612
New +$2.53M
LYFT icon
50
Lyft
LYFT
$6.58B
$1.95M 0.44%
72,464
-3,500
-5% -$139K
1
2
3 4 5

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Vivaldi Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Vivaldi Capital Management held 255 positions worth $443M, up 7.2% from $414M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Vivaldi Capital Management deployed $104M of net new capital in Q1 2020, opening 37 new positions and adding to 88 existing holdings. Its largest new stake was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 467,267 shares worth $42.8M.

By sector, the portfolio is most concentrated in Communication Services at 3.3% of assets, down from 4.5% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was First Trust Preferred Securities and Income ETF, an estimated $10.8M trimmed.

  • Vivaldi Capital Management's largest Q1 2020 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 467,267 shares worth $42.8M.
  • Vivaldi Capital Management added most to DWS Municipal Income Trust in Q1 2020, an estimated $5.1M increase.
  • Vivaldi Capital Management's biggest Q1 2020 reduction was First Trust Preferred Securities and Income ETF, cutting an estimated $10.8M.
  • Vivaldi Capital Management fully exited iShares Ultra Short Duration Bond Active ETF in Q1 2020, selling an estimated $19.3M.
  • Vivaldi Capital Management's ten largest holdings make up 48% of its $443M portfolio in Q1 2020.
  • Vivaldi Capital Management opened 37 new positions and closed 52 in Q1 2020.
  • Vivaldi Capital Management's portfolio value rose 7.2% quarter-over-quarter to $443M.

Based on Vivaldi Capital Management's 13F filing for Q1 2020, filed 15 May 2020.