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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+0.42%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$422M
AUM Growth
+$39.4M
Cap. Flow
+$39.7M
Cap. Flow %
9.4%
Top 10 Hldgs %
41.16%
Holding
263
New
25
Increased
99
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$19.3M
2
RILY icon
BRC Group Holdings
RILY
+$17.5M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$10.9M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$5.67M
5
LYFT icon
Lyft
LYFT
+$4.31M

Top Sells

Rank Stock Value
1
RSF
RiverNorth Capital and Income Fund
RSF
+$3.62M
2
IIM icon
Invesco Value Municipal Income Trust
IIM
+$2.99M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$2.9M
4
HIX
Western Asset High Income Fund II
HIX
+$2.81M
5
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 10.48%
2 Communication Services 6.29%
3 Technology 3.69%
4 Healthcare 3.06%
5 Consumer Staples 1.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUI
26
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$3.79M 0.9%
267,009
+18,905
+8% +$271K
EIM
27
Eaton Vance Municipal Bond Fund
EIM
$491M
$3.45M 0.82%
266,033
+20,915
+9% +$268K
MSFT icon
28
Microsoft
MSFT
$3.45T
$3.45M 0.82%
24,800
+3,758
+18% +$517K
HYT icon
29
BlackRock Corporate High Yield Fund
HYT
$1.36B
$3.32M 0.79%
309,145
+19,811
+7% +$211K
LYFT icon
30
Lyft
LYFT
$6.02B
$3.23M 0.76%
+78,964
New +$4.31M
SPEM icon
31
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$3.23M 0.76%
94,092
+4,806
+5% +$167K
VO icon
32
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$3.22M 0.76%
76,932
-17,144
-18% -$716K
DVY icon
33
iShares Select Dividend ETF
DVY
$23.5B
$3.2M 0.76%
31,368
-811
-3% -$80.9K
HIO
34
Western Asset High Income Opportunity Fund
HIO
$336M
$3.13M 0.74%
620,541
+44,588
+8% +$225K
GHY
35
PGIM Global High Yield Fund
GHY
$478M
$3.11M 0.74%
216,637
+15,465
+8% +$222K
AWF
36
AllianceBernstein Global High Income Fund
AWF
$870M
$3.09M 0.73%
257,756
+18,915
+8% +$224K
IWM icon
37
iShares Russell 2000 ETF
IWM
$79.8B
$2.96M 0.7%
19,553
-2,178
-10% -$333K
SABA
38
Saba Capital Income & Opportunities Fund II
SABA
$220M
$2.94M 0.7%
239,448
+17,953
+8% +$225K
BRW
39
Saba Capital Income & Opportunities Fund
BRW
$336M
$2.92M 0.69%
+310,486
New +$2.93M
PG icon
40
Procter & Gamble
PG
$336B
$2.73M 0.65%
21,977
+1,862
+9% +$220K
VB icon
41
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$2.56M 0.61%
16,613
-3,913
-19% -$607K
EVV
42
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$2.43M 0.58%
+194,703
New +$2.45M
BN icon
43
Brookfield
BN
$104B
$2.33M 0.55%
122,903
+18,112
+17% +$328K
NAD icon
44
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$2.32M 0.55%
161,313
+12,429
+8% +$178K
TMO icon
45
Thermo Fisher Scientific
TMO
$213B
$2.3M 0.55%
7,904
+1,783
+29% +$511K
ICF icon
46
iShares Select U.S. REIT ETF
ICF
$2.09B
$2.27M 0.54%
37,804
-3,104
-8% -$182K
IJH icon
47
iShares Core S&P Mid-Cap ETF
IJH
$122B
$2.15M 0.51%
55,590
-7,125
-11% -$274K
KLDW
48
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$2M 0.47%
59,374
-2,244
-4% -$74.2K
CME icon
49
CME Group
CME
$96.3B
$1.99M 0.47%
9,431
+2,111
+29% +$441K
RSF
50
RiverNorth Capital and Income Fund
RSF
$58.8M
$1.9M 0.45%
101,505
-195,160
-66% -$3.62M
1
2
3 4 5

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Vivaldi Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Vivaldi Capital Management held 263 positions worth $422M, up 10% from $383M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Vivaldi Capital Management deployed $39.7M of net new capital in Q3 2019, opening 25 new positions and adding to 99 existing holdings. Its largest new stake was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was RiverNorth Capital and Income Fund, an estimated $3.62M trimmed.

  • Vivaldi Capital Management's largest Q3 2019 buy was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.
  • Vivaldi Capital Management added most to Meta Platforms (Facebook) in Q3 2019, an estimated $19.3M increase.
  • Vivaldi Capital Management's biggest Q3 2019 reduction was RiverNorth Capital and Income Fund, cutting an estimated $3.62M.
  • Vivaldi Capital Management fully exited Neuberger High Yield Strategies Fund Inc in Q3 2019, selling an estimated $2.9M.
  • Vivaldi Capital Management's ten largest holdings make up 41% of its $422M portfolio in Q3 2019.
  • Vivaldi Capital Management opened 25 new positions and closed 37 in Q3 2019.
  • Vivaldi Capital Management's portfolio value rose 10% quarter-over-quarter to $422M.

Based on Vivaldi Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.