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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.52%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$360M
AUM Growth
+$128M
Cap. Flow
+$108M
Cap. Flow %
29.99%
Top 10 Hldgs %
35.29%
Holding
251
New
51
Increased
92
Reduced
64
Closed
23

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$21.7M
2
ULST icon
State Street Ultra Short Term Bond ETF
ULST
+$9.7M
3
RILY icon
BRC Group Holdings
RILY
+$3.98M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.51M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.77M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$1.68M
2
MHI
Pioneer Municipal High Income Fund
MHI
+$1.66M
3
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$1.51M
4
VLP
Valero Energy Partners LP
VLP
+$1.34M
5
VVC
Vectren Corporation
VVC
+$1.34M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Technology 3.7%
3 Healthcare 2.94%
4 Communication Services 2.31%
5 Consumer Discretionary 1.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVY icon
26
iShares Select Dividend ETF
DVY
$23.5B
$3.26M 0.91%
33,189
-103
-0.3% -$9.87K
IIM icon
27
Invesco Value Municipal Income Trust
IIM
$589M
$3.22M 0.89%
223,030
+43,477
+24% +$624K
AFB
28
AllianceBernstein National Municipal Income Fund
AFB
$313M
$3.21M 0.89%
247,822
-14,876
-6% -$189K
VB icon
29
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$3.15M 0.88%
20,644
-4,306
-17% -$640K
IBDK
30
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
$3.13M 0.87%
125,921
-18,106
-13% -$450K
SPMD icon
31
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$3.11M 0.87%
93,385
+22,329
+31% +$730K
IBDO
32
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$3.08M 0.86%
123,105
-6,884
-5% -$169K
IBDN
33
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$2.94M 0.82%
118,042
-1,099
-0.9% -$27K
BN icon
34
Brookfield
BN
$104B
$2.87M 0.8%
172,211
+131,574
+324% +$2.05M
TMO icon
35
Thermo Fisher Scientific
TMO
$213B
$2.68M 0.74%
9,777
+7,897
+420% +$1.97M
MUI
36
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.65M 0.74%
192,478
+123,561
+179% +$1.65M
IEFA icon
37
iShares Core MSCI EAFE ETF
IEFA
$190B
$2.59M 0.72%
42,625
+28,351
+199% +$1.67M
ICF icon
38
iShares Select U.S. REIT ETF
ICF
$2.09B
$2.56M 0.71%
46,006
-3,466
-7% -$182K
IGSB icon
39
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$2.44M 0.68%
46,233
+29,146
+171% +$1.52M
SPEM icon
40
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$2.33M 0.65%
65,146
+21,962
+51% +$765K
KLDW
41
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$2.31M 0.64%
70,444
+39
+0.1% +$1.23K
TYG
42
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$2.3M 0.64%
24,433
+19,690
+415% +$1.87M
UNH icon
43
UnitedHealth
UNH
$376B
$2.28M 0.63%
9,227
+6,885
+294% +$1.76M
IDEV icon
44
iShares Core MSCI International Developed Markets ETF
IDEV
$31.7B
$2.28M 0.63%
42,055
+35,550
+547% +$1.87M
PPLI
45
People Inc
PPLI
$3.09B
$2.22M 0.62%
59,149
+49,060
+486% +$1.82M
MSFT icon
46
Microsoft
MSFT
$3.45T
$2.21M 0.61%
18,693
+9,583
+105% +$1.05M
SHM icon
47
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$2.2M 0.61%
45,421
+41,220
+981% +$1.99M
HYT icon
48
BlackRock Corporate High Yield Fund
HYT
$1.36B
$2.17M 0.6%
+211,879
New +$2.12M
NHS
49
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$2.08M 0.58%
184,347
+46,356
+34% +$504K
GHY
50
PGIM Global High Yield Fund
GHY
$478M
$2.07M 0.57%
148,256
+36,113
+32% +$498K
1
2
3 4 5

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Vivaldi Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Vivaldi Capital Management held 251 positions worth $360M, up 55% from $232M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management deployed $108M of net new capital in Q1 2019, opening 51 new positions and adding to 92 existing holdings. Its largest new stake was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 3.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DTF Tax-Free Income 2028 Term Fund, an estimated $1.51M trimmed.

  • Vivaldi Capital Management's largest Q1 2019 buy was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.
  • Vivaldi Capital Management added most to Vivaldi Opportunities Fund in Q1 2019, an estimated $21.7M increase.
  • Vivaldi Capital Management's biggest Q1 2019 reduction was DTF Tax-Free Income 2028 Term Fund, cutting an estimated $1.51M.
  • Vivaldi Capital Management fully exited Shire pic in Q1 2019, selling an estimated $1.68M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $360M portfolio in Q1 2019.
  • Vivaldi Capital Management opened 51 new positions and closed 23 in Q1 2019.
  • Vivaldi Capital Management's portfolio value rose 55% quarter-over-quarter to $360M.

Based on Vivaldi Capital Management's 13F filing for Q1 2019, filed 15 May 2019.