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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.66%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$498M
AUM Growth
-$7.4M
Cap. Flow
-$22.3M
Cap. Flow %
-4.48%
Top 10 Hldgs %
36.8%
Holding
388
New
29
Increased
47
Reduced
164
Closed
43

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$8.98M
2
LAZR
Luminar Technologies
LAZR
+$5.94M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.87M
4
PRAH
PRA Health Sciences, Inc.
PRAH
+$1.18M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$948K

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.24M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$3.49M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$3.32M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 4.36%
2 Financials 4.17%
3 Consumer Discretionary 3.45%
4 Healthcare 2.25%
5 Communication Services 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KURIU
376
DELISTED
Alkuri Global Acquisition Corp Unit
KURIU
– –
-10,000
Closed -$99K
HZAC
377
DELISTED
Horizon Acquisition Corporation
HZAC
– –
-14,919
Closed -$147K
SRNGU
378
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
– –
-12,500
Closed -$127K
RICE
379
DELISTED
Rice Acquisition Corp.
RICE
– –
-10,769
Closed -$109K
TWCT
380
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
– –
-19,000
Closed -$187K
STAY
381
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-23,890
Closed -$472K
PRSP
382
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-10,893
Closed -$316K
GWPH
383
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-2,727
Closed -$591K
RP
384
DELISTED
RealPage, Inc.
RP
– –
-9,947
Closed -$867K
IPHI
385
DELISTED
INPHI CORPORATION
IPHI
– –
-2,668
Closed -$476K
VAR
386
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-7,959
Closed -$1.41M
PS
387
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
– –
-15,186
Closed -$339K
HMSY
388
DELISTED
HMS Holdings Corp.
HMSY
– –
-8,785
Closed -$325K
12 13 14 15
16

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Vivaldi Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Vivaldi Capital Management held 388 positions worth $498M, down 1.5% from $506M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $22.3M in Q2 2021, closing 43 positions and reducing 164 holdings. Its most notable exit was Eaton Vance Limited Duration Income Fund, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 3.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Luminar Technologies worth $4.65M.

  • Vivaldi Capital Management's largest Q2 2021 buy was Luminar Technologies: 18,000 shares worth $4.65M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q2 2021, an estimated $8.98M increase.
  • Vivaldi Capital Management's biggest Q2 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $3.6M.
  • Vivaldi Capital Management fully exited Eaton Vance Limited Duration Income Fund in Q2 2021, selling an estimated $4.24M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $498M portfolio in Q2 2021.
  • Vivaldi Capital Management opened 29 new positions and closed 43 in Q2 2021.
  • Vivaldi Capital Management's portfolio value fell 1.5% quarter-over-quarter to $498M.

Based on Vivaldi Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.