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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$462M
AUM Growth
-$36.5M
Cap. Flow
-$24.9M
Cap. Flow %
-5.39%
Top 10 Hldgs %
36.74%
Holding
401
New
56
Increased
41
Reduced
76
Closed
66

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$1.62M
2
ALTA
Altabancorp
ALTA
+$976K
3
CMF icon
iShares California Muni Bond ETF
CMF
+$732K
4
FBC
Flagstar Bancorp, Inc. New
FBC
+$587K
5
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$582K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$10.4M
2
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$2.06M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.9M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.89M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.46M

Sector Composition

Rank Sector Weight
1 Financials 5.34%
2 Technology 4.16%
3 Consumer Discretionary 3.39%
4 Healthcare 2.28%
5 Communication Services 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVAN
301
DELISTED
Avanti Acquisition Corp.
AVAN
$106K 0.02%
10,800
– –
FVAM
302
DELISTED
5:01 Acquisition Corp
FVAM
$105K 0.02%
10,720
– –
CHPM
303
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$105K 0.02%
10,451
– –
KYN icon
304
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$102K 0.02%
12,730
-864
-6% -$6.89K
LDTC
305
DELISTED
LeddarTech
LDTC
$102K 0.02%
21,000
– –
SCOAU
306
DELISTED
ScION Tech Growth I Unit
SCOAU
$102K 0.02%
10,279
– –
CFFEU
307
DELISTED
CF Acquisition Corp. VIII Unit
CFFEU
$101K 0.02%
10,000
– –
BWAC
308
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$101K 0.02%
10,000
– –
BLTSU
309
DELISTED
Bright Lights Acquisition Corp. Unit
BLTSU
$101K 0.02%
10,000
– –
SWAGU
310
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
$101K 0.02%
+10,000
New +$100K
BLUA.U
311
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
$100K 0.02%
10,000
– –
NSTB
312
DELISTED
Northern Star Investment Corp. II
NSTB
$100K 0.02%
+10,074
New +$100K
ADEX.U
313
DELISTED
Adit EdTech Acquisition Corp Units
ADEX.U
$100K 0.02%
10,000
– –
AEACU
314
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
$100K 0.02%
10,000
– –
ACII.U
315
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
$100K 0.02%
10,000
– –
GPACU
316
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
$99K 0.02%
10,000
– –
AAC.U
317
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$99K 0.02%
10,000
– –
DHHCU
318
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$99K 0.02%
10,000
– –
EBACU
319
DELISTED
European Biotech Acquisition Corp. Units
EBACU
$99K 0.02%
10,000
– –
FTAA
320
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
$99K 0.02%
+10,000
New +$98.7K
AKICU
321
DELISTED
Sports Ventures Acquisition Corp. Unit
AKICU
$99K 0.02%
10,000
– –
CFVIU
322
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
$99K 0.02%
10,000
– –
FMAC
323
DELISTED
FirstMark Horizon Acquisition Corp.
FMAC
$99K 0.02%
10,110
– –
VOSO
324
DELISTED
Virtuoso Acquisition Corp. Class A Common Stock
VOSO
$99K 0.02%
10,000
– –
GBTG icon
325
American Express Global Business Travel
GBTG
$4.94B
$98K 0.02%
10,000
– –
11 12
13
14 15

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ZDA
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Vivaldi Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Vivaldi Capital Management held 401 positions worth $462M, down 7.3% from $498M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $24.9M in Q3 2021, closing 66 positions and reducing 76 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.2% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Altabancorp worth $1.04M.

  • Vivaldi Capital Management's largest Q3 2021 buy was Altabancorp: 23,547 shares worth $1.04M.
  • Vivaldi Capital Management added most to GE Aerospace in Q3 2021, an estimated $1.62M increase.
  • Vivaldi Capital Management's biggest Q3 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $10.4M.
  • Vivaldi Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $1.17M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $462M portfolio in Q3 2021.
  • Vivaldi Capital Management opened 56 new positions and closed 66 in Q3 2021.
  • Vivaldi Capital Management's portfolio value fell 7.3% quarter-over-quarter to $462M.

Based on Vivaldi Capital Management's 13F filing for Q3 2021, filed 16 Nov 2021.