We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+11.37%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$468M
AUM Growth
+$17.3M
Cap. Flow
-$7.1M
Cap. Flow %
-1.52%
Top 10 Hldgs %
33.81%
Holding
353
New
72
Increased
90
Reduced
77
Closed
47

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.65M
2
GLPI icon
Gaming and Leisure Properties
GLPI
+$1.62M
3
DHI icon
D.R. Horton
DHI
+$1.54M
4
GE icon
GE Aerospace
GE
+$1.32M
5
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$1.05M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.49M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.84M
3
RSF
RiverNorth Capital and Income Fund
RSF
+$2.31M
4
BYM
BlackRock Municipal Income Quality Trust
BYM
+$2.01M
5
NEE icon
NextEra Energy
NEE
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 4.54%
2 Financials 3.54%
3 Consumer Discretionary 2.74%
4 Healthcare 2.3%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ML
276
DELISTED
MoneyLion Inc.
ML
$150K 0.03%
+443
New +$133K
CELU icon
277
Celularity
CELU
$20.3M
$145K 0.03%
1,321
-1,336
-50% -$142K
SST icon
278
System1
SST
$17.5M
$145K 0.03%
+1,340
New +$136K
KYN icon
279
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$143K 0.03%
24,863
– –
WGS icon
280
GeneDx Holdings
WGS
$2.3B
$138K 0.03%
+379
New +$132K
PIAI.U
281
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$138K 0.03%
13,000
– –
LCID icon
282
Lucid Motors
LCID
$2.77B
$137K 0.03%
1,368
– –
VIIAU
283
DELISTED
7GC & Co Holdings Unit
VIIAU
$137K 0.03%
+12,986
New +$136K
DTEA
284
DELISTED
DAVIDsTEA Inc. Common Stock
DTEA
$137K 0.03%
56,700
-24,800
-30% -$38.9K
IPOF.U
285
DELISTED
Social Capital Hedosophia Holdings Corp. VI Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
IPOF.U
$134K 0.03%
+10,385
New +$114K
TMC icon
286
TMC The Metals Company
TMC
$1.98B
$115K 0.02%
+10,684
New +$109K
SVACU
287
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
$114K 0.02%
11,098
– –
CFIVU
288
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$113K 0.02%
+11,000
New +$113K
BTAQU
289
DELISTED
Burgundy Technology Acquisition Corporation Unit
BTAQU
$113K 0.02%
10,000
– –
FST
290
DELISTED
FAST Acquisition Corp.
FST
$112K 0.02%
+10,953
New +$107K
SPFR.U
291
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
$111K 0.02%
+10,000
New +$108K
FTOCU
292
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
$110K 0.02%
10,100
– –
IGACU
293
DELISTED
IG Acquisition Corp. Unit
IGACU
$108K 0.02%
+10,000
New +$101K
SEAH.U
294
DELISTED
Sports Entertainment Acquisition Corp. Units, each consisting of one share of Class A Common Stock,
SEAH.U
$108K 0.02%
+10,000
New +$102K
YAC
295
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$105K 0.02%
+10,400
New +$103K
GBTG icon
296
American Express Global Business Travel
GBTG
$4.94B
$104K 0.02%
+10,000
New +$102K
SVOKU
297
DELISTED
Seven Oaks Acquisition Corp. Unit
SVOKU
$104K 0.02%
+10,000
New +$103K
IGAC
298
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$101K 0.02%
+10,000
New +$100K
IMPX
299
DELISTED
AEA-Bridges Impact Corp
IMPX
$101K 0.02%
+10,000
New +$100K
NLY icon
300
Annaly Capital Management
NLY
$17.4B
$85K 0.02%
2,500
-2,176
-47% -$67.3K
10 11
12
13 14

Similar funds

AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return
F
FIFTHDELTA London, United Kingdom $725M AUM 11.7% 1-Year Est. Return
TC
Torno Capital Cohasset, Massachusetts $725M AUM 62.71% 1-Year Est. Return

Vivaldi Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Vivaldi Capital Management held 353 positions worth $468M, up 3.8% from $450M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Vivaldi Capital Management's Q4 2020 filing shows 72 new, 90 increased, 77 reduced and 47 closed positions. Its largest new stake was D.R. Horton: 21,053 shares worth $1.45M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $3.49M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, down from 4.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q4 2020 buy was D.R. Horton: 21,053 shares worth $1.45M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q4 2020, an estimated $1.65M increase.
  • Vivaldi Capital Management's biggest Q4 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.49M.
  • Vivaldi Capital Management fully exited BlackRock Municipal Income Quality Trust in Q4 2020, selling an estimated $2.01M.
  • Vivaldi Capital Management's ten largest holdings make up 34% of its $468M portfolio in Q4 2020.
  • Vivaldi Capital Management opened 72 new positions and closed 47 in Q4 2020.
  • Vivaldi Capital Management's portfolio value rose 3.8% quarter-over-quarter to $468M.

Based on Vivaldi Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.