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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+12.31%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$37M
Cap. Flow
-$31.3M
Cap. Flow %
-6.52%
Top 10 Hldgs %
39.05%
Holding
300
New
96
Increased
93
Reduced
65
Closed
34

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$42M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.08M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.73M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$2.46M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.86M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$47.2M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.8M
3
META icon
Meta Platforms (Facebook)
META
+$8.32M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.53M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$4.15M

Sector Composition

Rank Sector Weight
1 Technology 4.37%
2 Financials 3.11%
3 Communication Services 2.51%
4 Healthcare 2.13%
5 Consumer Discretionary 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPLI
276
People Inc
PPLI
$3.1B
– –
-15,829
Closed -$507K
IGF icon
277
iShares Global Infrastructure ETF
IGF
$10.8B
– –
-7,291
Closed -$249K
IWB icon
278
iShares Russell 1000 ETF
IWB
$50.1B
– –
-1,988
Closed -$281K
MQT
279
DELISTED
BlackRock MuniYield Quality Fund II
MQT
– –
-108,494
Closed -$1.34M
MUC icon
280
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
– –
-104,847
Closed -$1.4M
NVG icon
281
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
– –
-282,918
Closed -$4.15M
PSP icon
282
Invesco Global Listed Private Equity ETF
PSP
$246M
– –
-2,091
Closed -$85K
QAI icon
283
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
– –
-15,049
Closed -$428K
SCHD icon
284
Schwab US Dividend Equity ETF
SCHD
$105B
– –
-32,163
Closed -$482K
VNQI icon
285
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
– –
-5,877
Closed -$252K
ENLC
286
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-21,440
Closed -$24K
ROOF
287
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
– –
-13,560
Closed -$216K
MFL
288
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
– –
-78,827
Closed -$1.03M
TECD
289
DELISTED
Tech Data Corp
TECD
– –
-1,564
Closed -$205K
VAM
290
DELISTED
Vivaldi Opportunities Fund
VAM
– –
-4,242,334
Closed -$47.2M
WBC
291
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-3,389
Closed -$458K
AGN
292
DELISTED
Allergan plc
AGN
– –
-9,648
Closed -$1.71M
FTSV
293
DELISTED
Forty Seven, Inc. Common Stock
FTSV
– –
-2,306
Closed -$220K
8 9 10 11
12

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Vivaldi Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Vivaldi Capital Management held 300 positions worth $480M, up 8.4% from $443M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $31.3M in Q2 2020, closing 34 positions and reducing 65 holdings. Its most notable exit was Vivaldi Opportunities Fund, an estimated $47.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 2.6% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Vivaldi Capital Management opened a new position in Nuveen Floating Rate Income Fund worth $4.34M.

  • Vivaldi Capital Management's largest Q2 2020 buy was Nuveen Floating Rate Income Fund: 528,948 shares worth $4.34M.
  • Vivaldi Capital Management added most to Angel Oak Financial Strategies Income Term Trust in Q2 2020, an estimated $42M increase.
  • Vivaldi Capital Management's biggest Q2 2020 reduction was Meta Platforms (Facebook), cutting an estimated $8.32M.
  • Vivaldi Capital Management fully exited Vivaldi Opportunities Fund in Q2 2020, selling an estimated $47.2M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $480M portfolio in Q2 2020.
  • Vivaldi Capital Management opened 96 new positions and closed 34 in Q2 2020.
  • Vivaldi Capital Management's portfolio value rose 8.4% quarter-over-quarter to $480M.

Based on Vivaldi Capital Management's 13F filing for Q2 2020, filed 13 Aug 2020.