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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$344M
AUM Growth
-$6.75M
Cap. Flow
-$26.4M
Cap. Flow %
-7.66%
Top 10 Hldgs %
32.83%
Holding
252
New
23
Increased
84
Reduced
77
Closed
26

Top Buys

Rank Stock Value
1
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$3.71M
2
IAU icon
iShares Gold Trust
IAU
+$2.11M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.39M
4
RDDT icon
Reddit
RDDT
+$968K
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$819K

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$4.26M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.08M
3
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$2.28M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.98M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.46M

Sector Composition

Rank Sector Weight
1 Technology 9.56%
2 Healthcare 4.13%
3 Financials 3.51%
4 Consumer Discretionary 3.31%
5 Real Estate 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMCI icon
251
Super Micro Computer
SMCI
$20.1B
– –
-4,110
Closed -$337K
VDE icon
252
Vanguard Energy ETF
VDE
$9.74B
– –
-1,754
Closed -$224K
7 8 9 10
11

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Vivaldi Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Vivaldi Capital Management held 252 positions worth $344M, down 1.9% from $351M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Vivaldi Capital Management withdrew a net $26.4M in Q3 2024, closing 26 positions and reducing 77 holdings. Its most notable exit was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, down from 9.7% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Schwab US Dividend Equity ETF worth $1.44M.

  • Vivaldi Capital Management's largest Q3 2024 buy was Schwab US Dividend Equity ETF: 51,195 shares worth $1.44M.
  • Vivaldi Capital Management added most to Schwab U.S Small- Cap ETF in Q3 2024, an estimated $3.71M increase.
  • Vivaldi Capital Management's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $4.26M.
  • Vivaldi Capital Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2024, selling an estimated $4.08M.
  • Vivaldi Capital Management's ten largest holdings make up 33% of its $344M portfolio in Q3 2024.
  • Vivaldi Capital Management opened 23 new positions and closed 26 in Q3 2024.
  • Vivaldi Capital Management's portfolio value fell 1.9% quarter-over-quarter to $344M.

Based on Vivaldi Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.