We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+11.37%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$468M
AUM Growth
+$17.3M
Cap. Flow
-$7.1M
Cap. Flow %
-1.52%
Top 10 Hldgs %
33.81%
Holding
353
New
72
Increased
90
Reduced
77
Closed
47

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.65M
2
GLPI icon
Gaming and Leisure Properties
GLPI
+$1.62M
3
DHI icon
D.R. Horton
DHI
+$1.54M
4
GE icon
GE Aerospace
GE
+$1.32M
5
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$1.05M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.49M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.84M
3
RSF
RiverNorth Capital and Income Fund
RSF
+$2.31M
4
BYM
BlackRock Municipal Income Quality Trust
BYM
+$2.01M
5
NEE icon
NextEra Energy
NEE
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 4.54%
2 Financials 3.54%
3 Consumer Discretionary 2.74%
4 Healthcare 2.3%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KINZU
251
DELISTED
KINS Technology Group Inc. Unit
KINZU
$206K 0.04%
+20,000
New +$206K
ATA.U
252
DELISTED
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
$206K 0.04%
+20,000
New +$204K
CND.U
253
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
$206K 0.04%
+20,000
New +$204K
PMVC.U
254
DELISTED
PMV Consumer Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PMVC.U
$206K 0.04%
20,000
– –
MLACU
255
DELISTED
Malacca Straits Acquisition Company Limited Units
MLACU
$205K 0.04%
20,003
-16,797
-46% -$169K
ORGN
256
DELISTED
Origin Materials
ORGN
$201K 0.04%
630
+47
+8% +$14.1K
TWCT
257
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
$200K 0.04%
+19,000
New +$191K
XPOA.U
258
DELISTED
DPCM Capital, Inc. Units, each consisting of one share of Class A common stock and one-third of one
XPOA.U
$198K 0.04%
+18,000
New +$186K
RSF
259
RiverNorth Capital and Income Fund
RSF
$58.9M
$196K 0.04%
12,054
-153,056
-93% -$2.31M
HZON.U
260
DELISTED
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
$196K 0.04%
+18,230
New +$188K
DSL
261
DoubleLine Income Solutions Fund
DSL
$1.24B
$184K 0.04%
11,100
– –
BWAC
262
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$173K 0.04%
+17,000
New +$173K
SPNV.U
263
DELISTED
Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s
SPNV.U
$173K 0.04%
+14,890
New +$158K
SKIL icon
264
Skillsoft
SKIL
$81.6M
$172K 0.04%
+832
New +$169K
SCOAU
265
DELISTED
ScION Tech Growth I Unit
SCOAU
$165K 0.04%
+16,000
New +$165K
JIH
266
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$165K 0.04%
15,420
-4,580
-23% -$47.2K
RMGBU
267
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
$161K 0.03%
+14,467
New +$154K
HTPA.U
268
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
$159K 0.03%
+15,100
New +$158K
FAII.U
269
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
$159K 0.03%
14,225
– –
ZNTEU
270
DELISTED
Zanite Acquisition Corp. Unit
ZNTEU
$158K 0.03%
+15,000
New +$153K
RPLA
271
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$157K 0.03%
+15,134
New +$154K
ALUS
272
DELISTED
Alussa Energy Acquisition Corp
ALUS
$156K 0.03%
15,478
– –
SREV
273
DELISTED
ServiceSource International, Inc.
SREV
$154K 0.03%
87,500
– –
DWIN.U
274
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
$153K 0.03%
+15,000
New +$152K
ETACU
275
DELISTED
E.Merge Technology Acquisition Corp. Unit
ETACU
$152K 0.03%
14,250
– –
9 10
11
12 13

Similar funds

AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return
F
FIFTHDELTA London, United Kingdom $725M AUM 11.7% 1-Year Est. Return
TC
Torno Capital Cohasset, Massachusetts $725M AUM 62.71% 1-Year Est. Return

Vivaldi Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Vivaldi Capital Management held 353 positions worth $468M, up 3.8% from $450M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Vivaldi Capital Management's Q4 2020 filing shows 72 new, 90 increased, 77 reduced and 47 closed positions. Its largest new stake was D.R. Horton: 21,053 shares worth $1.45M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $3.49M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, down from 4.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q4 2020 buy was D.R. Horton: 21,053 shares worth $1.45M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q4 2020, an estimated $1.65M increase.
  • Vivaldi Capital Management's biggest Q4 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.49M.
  • Vivaldi Capital Management fully exited BlackRock Municipal Income Quality Trust in Q4 2020, selling an estimated $2.01M.
  • Vivaldi Capital Management's ten largest holdings make up 34% of its $468M portfolio in Q4 2020.
  • Vivaldi Capital Management opened 72 new positions and closed 47 in Q4 2020.
  • Vivaldi Capital Management's portfolio value rose 3.8% quarter-over-quarter to $468M.

Based on Vivaldi Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.