VCM

Vivaldi Capital Management Portfolio holdings

AUM $707M
1-Year Est. Return 21.11%
This Quarter Est. Return
1 Year Est. Return
+21.11%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$480M
AUM Growth
+$37M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
300
New
Increased
Reduced
Closed

Top Buys

1
+$41.7M
2
+$4.34M
3
+$3.12M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$2.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$2.15M

Top Sells

1
+$47.2M
2
+$42.8M
3
+$10.4M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$6.38M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$4.15M

Sector Composition

1 Technology 4.37%
2 Financials 3.11%
3 Communication Services 2.51%
4 Healthcare 2.13%
5 Consumer Discretionary 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
251
$182K 0.04%
10,645
-27
252
$182K 0.04%
+1,175
253
$180K 0.04%
11,100
-34,535
254
$156K 0.03%
+15,000
255
$143K 0.03%
87,500
+50,000
256
$141K 0.03%
26,863
-11,732
257
$138K 0.03%
+11,585
258
$74K 0.02%
+81,500
259
$40K 0.01%
15,439
+4,771
260
$34K 0.01%
+10,000
261
$31K 0.01%
18,782
262
$19K ﹤0.01%
+12,600
263
$17K ﹤0.01%
+12,703
264
$15K ﹤0.01%
10,000
265
$12K ﹤0.01%
1,000
266
– –
-282,918
267
– –
-2,091
268
– –
-15,049
269
– –
-32,163
270
– –
-661
271
– –
-1,232
272
– –
-467,267
273
– –
-10,018
274
– –
-21,245
275
– –
-12,891
8 9 10
11
12