VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
This Quarter Return
+12.31%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$480M
AUM Growth
+$480M
Cap. Flow
-$40.2M
Cap. Flow %
-8.37%
Top 10 Hldgs %
39.05%
Holding
300
New
96
Increased
91
Reduced
67
Closed
34

Top Buys

1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
$41.7M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
$4.34M
3
SPDW icon
SPDR Portfolio Developed World ex-US ETF
SPDW
$3.12M
4
RSF
RiverNorth Capital and Income Fund
RSF
$2.41M
5
SPLG icon
SPDR Portfolio S&P 500 ETF
SPLG
$2.15M

Top Sells

1
VAM
Vivaldi Opportunities Fund
VAM
$47.2M
2
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$42.8M
3
META icon
Meta Platforms (Facebook)
META
$10.4M
4
MLPA icon
Global X MLP ETF
MLPA
$8.52M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
$6.38M

Sector Composition

1 Technology 4.37%
2 Financials 3.11%
3 Communication Services 2.51%
4 Healthcare 2.13%
5 Consumer Discretionary 2.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NWL icon
251
Newell Brands
NWL
$2.45B
$182K 0.04%
10,645
-27
-0.3% -$462
RIDE
252
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$182K 0.04%
+17,623
New +$182K
DSL
253
DoubleLine Income Solutions Fund
DSL
$1.42B
$180K 0.04%
11,100
-34,535
-76% -$560K
JWS.U
254
DELISTED
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$156K 0.03%
+15,000
New +$156K
SREV
255
DELISTED
ServiceSource International, Inc.
SREV
$143K 0.03%
87,500
+50,000
+133% +$81.7K
KYN icon
256
Kayne Anderson Energy Infrastructure Fund
KYN
$2.12B
$141K 0.03%
26,863
-11,732
-30% -$61.6K
IPOC.U
257
DELISTED
Social Capital Hedosophia Holdings Corp. III Units, each consisting of one Class A ordinary share an
IPOC.U
$138K 0.03%
+11,585
New +$138K
DTEA
258
DELISTED
DAVIDsTEA Inc. Common Stock
DTEA
$74K 0.02%
+81,500
New +$74K
GALT icon
259
Galectin Therapeutics
GALT
$274M
$40K 0.01%
15,439
+4,771
+45% +$12.4K
GROW icon
260
US Global Investors
GROW
$32M
$34K 0.01%
+10,000
New +$34K
RENO
261
DELISTED
Renovare Environmental, Inc. Common Stock
RENO
$31K 0.01%
18,782
– –
AUD
262
DELISTED
Audacy, Inc.
AUD
$19K ﹤0.01%
+12,600
New +$19K
RCG
263
RENN Fund
RCG
$19M
$17K ﹤0.01%
+12,703
New +$17K
NAK
264
Northern Dynasty Minerals
NAK
$475M
$15K ﹤0.01%
10,000
– –
MUX icon
265
McEwen Inc.
MUX
$746M
$12K ﹤0.01%
10,000
– –
EMQQ icon
266
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$377M
– –
-7,380
Closed -$233K
ET icon
267
Energy Transfer Partners
ET
$60.8B
– –
-26,039
Closed -$120K
GE icon
268
GE Aerospace
GE
$292B
– –
-14,427
Closed -$115K
GILD icon
269
Gilead Sciences
GILD
$140B
– –
-3,743
Closed -$280K
IAC icon
270
IAC Inc
IAC
$2.94B
– –
-2,829
Closed -$507K
ADBE icon
271
Adobe
ADBE
$147B
– –
-661
Closed -$210K
ALGN icon
272
Align Technology
ALGN
$10.3B
– –
-1,232
Closed -$214K
BIL icon
273
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$41.9B
– –
-467,267
Closed -$42.8M
CBOE icon
274
Cboe Global Markets
CBOE
$24.7B
– –
-10,018
Closed -$894K
CEFS icon
275
Saba Closed-End Funds ETF
CEFS
$315M
– –
-21,245
Closed -$324K
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