We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+12.31%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$37M
Cap. Flow
-$31.3M
Cap. Flow %
-6.52%
Top 10 Hldgs %
39.05%
Holding
300
New
96
Increased
93
Reduced
65
Closed
34

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$42M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.08M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.73M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$2.46M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.86M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$47.2M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.8M
3
META icon
Meta Platforms (Facebook)
META
+$8.32M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.53M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$4.15M

Sector Composition

Rank Sector Weight
1 Technology 4.37%
2 Financials 3.11%
3 Communication Services 2.51%
4 Healthcare 2.13%
5 Consumer Discretionary 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWL icon
251
Newell Brands
NWL
$2.56B
$182K 0.04%
10,645
-27
-0.3% -$370
RIDE
252
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$182K 0.04%
+1,175
New +$177K
DSL
253
DoubleLine Income Solutions Fund
DSL
$1.24B
$180K 0.04%
11,100
-34,535
-76% -$479K
JWS.U
254
DELISTED
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$156K 0.03%
+15,000
New +$156K
SREV
255
DELISTED
ServiceSource International, Inc.
SREV
$143K 0.03%
87,500
+50,000
+133% +$68.2K
KYN icon
256
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$141K 0.03%
26,863
-11,732
-30% -$62.4K
IPOC.U
257
DELISTED
Social Capital Hedosophia Holdings Corp. III Units, each consisting of one Class A ordinary share an
IPOC.U
$138K 0.03%
+11,585
New +$124K
DTEA
258
DELISTED
DAVIDsTEA Inc. Common Stock
DTEA
$74K 0.02%
+81,500
New +$68.3K
GALT icon
259
Galectin Therapeutics
GALT
$348M
$40K 0.01%
15,439
+4,771
+45% +$12K
GROW icon
260
US Global Investors
GROW
$38.5M
$34K 0.01%
+10,000
New +$18.1K
RENO
261
DELISTED
Renovare Environmental, Inc. Common Stock
RENO
$31K 0.01%
18,782
– –
AUD
262
DELISTED
Audacy, Inc.
AUD
$19K ﹤0.01%
+12,600
New +$17.8K
RCG
263
RENN Fund
RCG
$21M
$17K ﹤0.01%
+12,703
New +$15.4K
NAK
264
Northern Dynasty Minerals
NAK
$958M
$15K ﹤0.01%
10,000
– –
MUX icon
265
McEwen Inc
MUX
$1.18B
$12K ﹤0.01%
1,000
– –
ADBE icon
266
Adobe
ADBE
$105B
– –
-661
Closed -$210K
ALGN icon
267
Align Technology
ALGN
$12.3B
– –
-1,232
Closed -$214K
BIL icon
268
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
– –
-467,267
Closed -$42.8M
CBOE icon
269
Cboe Global Markets
CBOE
$29.9B
– –
-10,018
Closed -$894K
CEFS icon
270
Saba Closed-End Funds ETF
CEFS
$433M
– –
-21,245
Closed -$324K
DAUG icon
271
FT Vest US Equity Deep Buffer ETF August
DAUG
$374M
– –
-12,891
Closed -$360K
EMQQ icon
272
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$278M
– –
-7,380
Closed -$233K
ET icon
273
Energy Transfer Partners
ET
$69.3B
– –
-26,039
Closed -$120K
GE icon
274
GE Aerospace
GE
$384B
– –
-2,895
Closed -$115K
GILD icon
275
Gilead Sciences
GILD
$165B
– –
-3,743
Closed -$280K
8 9 10
11
12

Similar funds

AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return
F
FIFTHDELTA London, United Kingdom $725M AUM 11.7% 1-Year Est. Return
TC
Torno Capital Cohasset, Massachusetts $725M AUM 62.71% 1-Year Est. Return

Vivaldi Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Vivaldi Capital Management held 300 positions worth $480M, up 8.4% from $443M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $31.3M in Q2 2020, closing 34 positions and reducing 65 holdings. Its most notable exit was Vivaldi Opportunities Fund, an estimated $47.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 2.6% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Vivaldi Capital Management opened a new position in Nuveen Floating Rate Income Fund worth $4.34M.

  • Vivaldi Capital Management's largest Q2 2020 buy was Nuveen Floating Rate Income Fund: 528,948 shares worth $4.34M.
  • Vivaldi Capital Management added most to Angel Oak Financial Strategies Income Term Trust in Q2 2020, an estimated $42M increase.
  • Vivaldi Capital Management's biggest Q2 2020 reduction was Meta Platforms (Facebook), cutting an estimated $8.32M.
  • Vivaldi Capital Management fully exited Vivaldi Opportunities Fund in Q2 2020, selling an estimated $47.2M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $480M portfolio in Q2 2020.
  • Vivaldi Capital Management opened 96 new positions and closed 34 in Q2 2020.
  • Vivaldi Capital Management's portfolio value rose 8.4% quarter-over-quarter to $480M.

Based on Vivaldi Capital Management's 13F filing for Q2 2020, filed 13 Aug 2020.