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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$344M
AUM Growth
-$6.75M
Cap. Flow
-$26.4M
Cap. Flow %
-7.66%
Top 10 Hldgs %
32.83%
Holding
252
New
23
Increased
84
Reduced
77
Closed
26

Top Buys

Rank Stock Value
1
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$3.71M
2
IAU icon
iShares Gold Trust
IAU
+$2.11M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.39M
4
RDDT icon
Reddit
RDDT
+$968K
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$819K

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$4.26M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.08M
3
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$2.28M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.98M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.46M

Sector Composition

Rank Sector Weight
1 Technology 9.56%
2 Healthcare 4.13%
3 Financials 3.51%
4 Consumer Discretionary 3.31%
5 Real Estate 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETH
226
Grayscale Ethereum Staking Mini ETF Shares
ETH
$1.75B
$27.6K 0.01%
+1,133
New +$28.3K
AFB
227
AllianceBernstein National Municipal Income Fund
AFB
$317M
– –
-98,821
Closed -$1.1M
ARKG icon
228
ARK Genomic Revolution ETF
ARKG
$1.73B
– –
-10,913
Closed -$256K
BGB
229
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
– –
-191,462
Closed -$2.28M
BGH
230
Barings Global Short Duration High Yield Fund
BGH
$287M
– –
-78,224
Closed -$1.13M
BTZ icon
231
BlackRock Credit Allocation Income Trust
BTZ
$956M
– –
-126,899
Closed -$1.36M
DHI icon
232
D.R. Horton
DHI
$42.3B
– –
-4,088
Closed -$576K
DLY
233
DoubleLine Yield Opportunities Fund
DLY
$690M
– –
-67,349
Closed -$1.06M
INSM icon
234
Insmed
INSM
$28.6B
– –
-3,000
Closed -$201K
IQI icon
235
Invesco Quality Municipal Securities
IQI
$534M
– –
-112,789
Closed -$1.12M
ISD
236
PGIM High Yield Bond Fund
ISD
$419M
– –
-105,098
Closed -$1.35M
JFR icon
237
Nuveen Floating Rate Income Fund
JFR
$1.25B
– –
-128,428
Closed -$1.11M
JQC icon
238
Nuveen Credit Strategies Income Fund
JQC
$711M
– –
-194,512
Closed -$1.08M
KTF
239
DWS Municipal Income Trust
KTF
$352M
– –
-127,706
Closed -$1.21M
MINT icon
240
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
– –
-40,572
Closed -$4.08M
MMU
241
Western Asset Managed Municipals Fund
MMU
$554M
– –
-106,370
Closed -$1.1M
MQY icon
242
BlackRock MuniYield Quality Fund
MQY
$817M
– –
-110,193
Closed -$1.35M
MU icon
243
Micron Technology
MU
$991B
– –
-1,721
Closed -$226K
MVT
244
DELISTED
BlackRock MuniVest Fund II
MVT
– –
-124,391
Closed -$1.37M
MYD
245
DELISTED
BlackRock MuniYield Fund
MYD
– –
-124,153
Closed -$1.35M
NOW icon
246
ServiceNow
NOW
$129B
– –
-8,865
Closed -$1.39M
NVG icon
247
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
– –
-113,084
Closed -$1.41M
NZF icon
248
Nuveen Municipal Credit Income Fund
NZF
$2.45B
– –
-113,028
Closed -$1.4M
PML
249
PIMCO Municipal Income Fund II
PML
$493M
– –
-161,134
Closed -$1.37M
SHV icon
250
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
– –
-2,102
Closed -$232K
7 8 9
10
11

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Vivaldi Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Vivaldi Capital Management held 252 positions worth $344M, down 1.9% from $351M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Vivaldi Capital Management withdrew a net $26.4M in Q3 2024, closing 26 positions and reducing 77 holdings. Its most notable exit was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, down from 9.7% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Schwab US Dividend Equity ETF worth $1.44M.

  • Vivaldi Capital Management's largest Q3 2024 buy was Schwab US Dividend Equity ETF: 51,195 shares worth $1.44M.
  • Vivaldi Capital Management added most to Schwab U.S Small- Cap ETF in Q3 2024, an estimated $3.71M increase.
  • Vivaldi Capital Management's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $4.26M.
  • Vivaldi Capital Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2024, selling an estimated $4.08M.
  • Vivaldi Capital Management's ten largest holdings make up 33% of its $344M portfolio in Q3 2024.
  • Vivaldi Capital Management opened 23 new positions and closed 26 in Q3 2024.
  • Vivaldi Capital Management's portfolio value fell 1.9% quarter-over-quarter to $344M.

Based on Vivaldi Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.