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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+11.37%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$468M
AUM Growth
+$17.3M
Cap. Flow
-$7.1M
Cap. Flow %
-1.52%
Top 10 Hldgs %
33.81%
Holding
353
New
72
Increased
90
Reduced
77
Closed
47

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.65M
2
GLPI icon
Gaming and Leisure Properties
GLPI
+$1.62M
3
DHI icon
D.R. Horton
DHI
+$1.54M
4
GE icon
GE Aerospace
GE
+$1.32M
5
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$1.05M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.49M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.84M
3
RSF
RiverNorth Capital and Income Fund
RSF
+$2.31M
4
BYM
BlackRock Municipal Income Quality Trust
BYM
+$2.01M
5
NEE icon
NextEra Energy
NEE
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 4.54%
2 Financials 3.54%
3 Consumer Discretionary 2.74%
4 Healthcare 2.3%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VACQU
226
DELISTED
Vector Acquisition Corporation Unit
VACQU
$215K 0.05%
20,000
– –
AXP icon
227
American Express
AXP
$230B
$214K 0.05%
1,770
-236
-12% -$26.1K
BOWXU
228
DELISTED
BowX Acquisition Corp. Unit
BOWXU
$214K 0.05%
+19,995
New +$206K
FCACU
229
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
$214K 0.05%
20,000
– –
SRSAU
230
DELISTED
Sarissa Capital Acquisition Corp. Unit
SRSAU
$213K 0.05%
+20,000
New +$206K
EQD.U
231
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
$213K 0.05%
20,000
– –
SAIIU
232
DELISTED
Software Acquisition Group Inc. II Unit
SAIIU
$213K 0.05%
20,000
– –
MDT icon
233
Medtronic
MDT
$112B
$211K 0.05%
1,800
– –
QQQX icon
234
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$211K 0.05%
+8,103
New +$200K
DALT
235
DELISTED
Anfield Diversified Alternatives ETF
DALT
$211K 0.05%
+21,808
New +$198K
CHPM
236
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$211K 0.05%
+20,584
New +$209K
BNDX icon
237
Vanguard Total International Bond ETF
BNDX
$82.2B
$210K 0.04%
3,586
– –
PAYX icon
238
Paychex
PAYX
$42.7B
$210K 0.04%
+2,253
New +$200K
CCV.U
239
DELISTED
Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant
CCV.U
$210K 0.04%
+20,000
New +$209K
WORK
240
DELISTED
Slack Technologies, Inc.
WORK
$210K 0.04%
+4,983
New +$168K
GWH icon
241
ESS Tech
GWH
$18.9M
$209K 0.04%
+1,381
New +$210K
COOLU
242
DELISTED
Corner Growth Acquisition Corp. Unit
COOLU
$209K 0.04%
+20,000
New +$208K
LVOX
243
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$209K 0.04%
20,000
-25,295
-56% -$257K
SVXY icon
244
ProShares Short VIX Short-Term Futures ETF
SVXY
$206M
$208K 0.04%
+10,042
New +$194K
VLTA
245
DELISTED
Volta Inc.
VLTA
$208K 0.04%
+19,509
New +$204K
VYGG
246
DELISTED
Vy Global Growth
VYGG
$208K 0.04%
+20,000
New +$209K
LCAPU
247
DELISTED
Lionheart Acquisition Corp. II Unit
LCAPU
$208K 0.04%
20,000
– –
BDX icon
248
Becton Dickinson
BDX
$48.2B
$206K 0.04%
+843
New +$197K
IGIB icon
249
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$206K 0.04%
3,330
– –
SOFI icon
250
SoFi Technologies
SOFI
$23.7B
$206K 0.04%
+16,582
New +$187K
8 9
10
11 12

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Vivaldi Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Vivaldi Capital Management held 353 positions worth $468M, up 3.8% from $450M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Vivaldi Capital Management's Q4 2020 filing shows 72 new, 90 increased, 77 reduced and 47 closed positions. Its largest new stake was D.R. Horton: 21,053 shares worth $1.45M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $3.49M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, down from 4.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q4 2020 buy was D.R. Horton: 21,053 shares worth $1.45M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q4 2020, an estimated $1.65M increase.
  • Vivaldi Capital Management's biggest Q4 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.49M.
  • Vivaldi Capital Management fully exited BlackRock Municipal Income Quality Trust in Q4 2020, selling an estimated $2.01M.
  • Vivaldi Capital Management's ten largest holdings make up 34% of its $468M portfolio in Q4 2020.
  • Vivaldi Capital Management opened 72 new positions and closed 47 in Q4 2020.
  • Vivaldi Capital Management's portfolio value rose 3.8% quarter-over-quarter to $468M.

Based on Vivaldi Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.