VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
This Quarter Return
+12.31%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$480M
AUM Growth
+$480M
Cap. Flow
-$40.2M
Cap. Flow %
-8.37%
Top 10 Hldgs %
39.05%
Holding
300
New
96
Increased
91
Reduced
67
Closed
34

Top Buys

1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
$41.7M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
$4.34M
3
SPDW icon
SPDR Portfolio Developed World ex-US ETF
SPDW
$3.12M
4
RSF
RiverNorth Capital and Income Fund
RSF
$2.41M
5
SPLG icon
SPDR Portfolio S&P 500 ETF
SPLG
$2.15M

Top Sells

1
VAM
Vivaldi Opportunities Fund
VAM
$47.2M
2
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$42.8M
3
META icon
Meta Platforms (Facebook)
META
$10.4M
4
MLPA icon
Global X MLP ETF
MLPA
$8.52M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
$6.38M

Sector Composition

1 Technology 4.37%
2 Financials 3.11%
3 Communication Services 2.51%
4 Healthcare 2.13%
5 Consumer Discretionary 2.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XLE icon
226
Energy Select Sector SPDR Fund
XLE
$27.7B
$226K 0.05%
+5,870
New +$226K
BSV icon
227
Vanguard Short-Term Bond ETF
BSV
$38.3B
$220K 0.05%
+2,651
New +$220K
COST icon
228
Costco
COST
$416B
$218K 0.05%
646
-1,287
-67% -$434K
XLU icon
229
Utilities Select Sector SPDR Fund
XLU
$20.9B
$218K 0.05%
+3,580
New +$218K
MSI icon
230
Motorola Solutions
MSI
$79.8B
$216K 0.05%
+1,489
New +$216K
SBUX icon
231
Starbucks
SBUX
$102B
$216K 0.05%
+2,728
New +$216K
PRU icon
232
Prudential Financial
PRU
$37.8B
$214K 0.04%
+3,068
New +$214K
SMMCU
233
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$212K 0.04%
+19,971
New +$212K
PAYA
234
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$210K 0.04%
+18,798
New +$210K
BDX icon
235
Becton Dickinson
BDX
$53.9B
$210K 0.04%
+815
New +$210K
BKNG icon
236
Booking.com
BKNG
$178B
$210K 0.04%
+116
New +$210K
PGJ icon
237
Invesco Golden Dragon China ETF
PGJ
$149M
$209K 0.04%
+3,976
New +$209K
BNDX icon
238
Vanguard Total International Bond ETF
BNDX
$67.9B
$208K 0.04%
3,586
-87
-2% -$5.05K
CF icon
239
CF Industries
CF
$14.2B
$206K 0.04%
+5,918
New +$206K
TPL icon
240
Texas Pacific Land
TPL
$21.7B
$206K 0.04%
+349
New +$206K
VYM icon
241
Vanguard High Dividend Yield ETF
VYM
$63.8B
$206K 0.04%
+2,444
New +$206K
RMO
242
DELISTED
Romeo Power, Inc.
RMO
$205K 0.04%
+20,000
New +$205K
IGIB icon
243
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$16.1B
$204K 0.04%
+3,330
New +$204K
QQQX icon
244
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.31B
$204K 0.04%
+8,103
New +$204K
PTLA
245
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$202K 0.04%
+11,237
New +$202K
IBB icon
246
iShares Biotechnology ETF
IBB
$5.69B
$201K 0.04%
+1,505
New +$201K
JIH
247
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$199K 0.04%
+20,000
New +$199K
SNAX
248
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$194K 0.04%
+18,937
New +$194K
GSAH.U
249
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
$193K 0.04%
+18,400
New +$193K
UPH
250
DELISTED
UpHealth, Inc.
UPH
$186K 0.04%
+18,352
New +$186K
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