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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+12.31%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$37M
Cap. Flow
-$31.3M
Cap. Flow %
-6.52%
Top 10 Hldgs %
39.05%
Holding
300
New
96
Increased
93
Reduced
65
Closed
34

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$42M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.08M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.73M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$2.46M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.86M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$47.2M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.8M
3
META icon
Meta Platforms (Facebook)
META
+$8.32M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.53M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$4.15M

Sector Composition

Rank Sector Weight
1 Technology 4.37%
2 Financials 3.11%
3 Communication Services 2.51%
4 Healthcare 2.13%
5 Consumer Discretionary 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
226
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$226K 0.05%
+11,740
New +$218K
BSV icon
227
Vanguard Short-Term Bond ETF
BSV
$44.6B
$220K 0.05%
+2,651
New +$219K
COST icon
228
Costco
COST
$420B
$218K 0.05%
646
-1,287
-67% -$392K
XLU icon
229
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$218K 0.05%
+7,160
New +$206K
MSI icon
230
Motorola Solutions
MSI
$77.4B
$216K 0.05%
+1,489
New +$211K
SBUX icon
231
Starbucks
SBUX
$120B
$216K 0.05%
+2,728
New +$205K
PRU icon
232
Prudential Financial
PRU
$41.8B
$214K 0.04%
+3,068
New +$180K
SMMCU
233
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$212K 0.04%
+19,971
New +$206K
BDX icon
234
Becton Dickinson
BDX
$48.2B
$210K 0.04%
+835
New +$201K
BKNG icon
235
Booking.com
BKNG
$161B
$210K 0.04%
+2,900
New +$177K
PAYA
236
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$210K 0.04%
+18,798
New +$194K
PGJ icon
237
Invesco Golden Dragon China ETF
PGJ
$98.7M
$209K 0.04%
+3,976
New +$170K
BNDX icon
238
Vanguard Total International Bond ETF
BNDX
$82.2B
$208K 0.04%
3,586
-87
-2% -$4.97K
CF icon
239
CF Industries
CF
$17.3B
$206K 0.04%
+5,918
New +$168K
TPL icon
240
Texas Pacific Land
TPL
$23.5B
$206K 0.04%
+3,141
New +$193K
VYM icon
241
Vanguard High Dividend Yield ETF
VYM
$82.8B
$206K 0.04%
+2,444
New +$190K
RMO
242
DELISTED
Romeo Power, Inc.
RMO
$205K 0.04%
+20,000
New +$200K
IGIB icon
243
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$204K 0.04%
+3,330
New +$194K
QQQX icon
244
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$204K 0.04%
+8,103
New +$180K
PTLA
245
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$202K 0.04%
+11,237
New +$156K
IBB icon
246
iShares Biotechnology ETF
IBB
$9.77B
$201K 0.04%
+1,505
New +$192K
JIH
247
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$199K 0.04%
+20,000
New +$195K
SNAX
248
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$194K 0.04%
+1,262
New +$193K
GSAH.U
249
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
$193K 0.04%
+18,400
New +$193K
UPH
250
DELISTED
UpHealth, Inc.
UPH
$186K 0.04%
+1,835
New +$184K
8 9
10
11 12

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Vivaldi Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Vivaldi Capital Management held 300 positions worth $480M, up 8.4% from $443M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $31.3M in Q2 2020, closing 34 positions and reducing 65 holdings. Its most notable exit was Vivaldi Opportunities Fund, an estimated $47.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 2.6% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Vivaldi Capital Management opened a new position in Nuveen Floating Rate Income Fund worth $4.34M.

  • Vivaldi Capital Management's largest Q2 2020 buy was Nuveen Floating Rate Income Fund: 528,948 shares worth $4.34M.
  • Vivaldi Capital Management added most to Angel Oak Financial Strategies Income Term Trust in Q2 2020, an estimated $42M increase.
  • Vivaldi Capital Management's biggest Q2 2020 reduction was Meta Platforms (Facebook), cutting an estimated $8.32M.
  • Vivaldi Capital Management fully exited Vivaldi Opportunities Fund in Q2 2020, selling an estimated $47.2M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $480M portfolio in Q2 2020.
  • Vivaldi Capital Management opened 96 new positions and closed 34 in Q2 2020.
  • Vivaldi Capital Management's portfolio value rose 8.4% quarter-over-quarter to $480M.

Based on Vivaldi Capital Management's 13F filing for Q2 2020, filed 13 Aug 2020.