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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-12.71%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$443M
AUM Growth
+$29.7M
Cap. Flow
+$104M
Cap. Flow %
23.36%
Top 10 Hldgs %
47.6%
Holding
255
New
37
Increased
88
Reduced
59
Closed
52

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$30.8M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$30.7M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$9.06M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$7.04M

Top Sells

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$19.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$19.2M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$10.8M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.29M
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.73M

Sector Composition

Rank Sector Weight
1 Communication Services 3.28%
2 Technology 2.58%
3 Financials 2.39%
4 Healthcare 2.32%
5 Consumer Staples 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIN
226
Aberdeen Intermediate Income Fund
MIN
$278M
– –
-15,693
Closed -$60K
MINT icon
227
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
– –
-52,044
Closed -$5.29M
MS icon
228
Morgan Stanley
MS
$340B
– –
-4,469
Closed -$228K
NKX icon
229
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
– –
-60,256
Closed -$916K
PRU icon
230
Prudential Financial
PRU
$41.8B
– –
-2,986
Closed -$280K
REM icon
231
iShares Mortgage Real Estate ETF
REM
$543M
– –
-4,943
Closed -$220K
TGT icon
232
Target
TGT
$68B
– –
-1,910
Closed -$245K
TXN icon
233
Texas Instruments
TXN
$261B
– –
-2,231
Closed -$286K
VBR icon
234
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
– –
-3,437
Closed -$471K
VLO icon
235
Valero Energy
VLO
$85.9B
– –
-2,528
Closed -$237K
VSS icon
236
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
– –
-4,317
Closed -$480K
VTR icon
237
Ventas
VTR
$47.9B
– –
-6,098
Closed -$352K
VYM icon
238
Vanguard High Dividend Yield ETF
VYM
$83.5B
– –
-4,312
Closed -$404K
WBA
239
DELISTED
Walgreens Boots Alliance
WBA
– –
-3,732
Closed -$220K
XLF icon
240
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
– –
-9,689
Closed -$298K
XLV icon
241
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
– –
-2,351
Closed -$240K
AUY
242
DELISTED
Yamana Gold, Inc.
AUY
– –
-70,000
Closed -$277K
TGE
243
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
– –
-23,095
Closed -$511K
PEGI
244
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-9,378
Closed -$251K
INXN
245
DELISTED
Interxion Holding N.V.
INXN
– –
-5,126
Closed -$430K
LPT
246
DELISTED
Liberty Property Trust
LPT
– –
-18,936
Closed -$1.14M
WCG
247
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-874
Closed -$289K
ARQL
248
DELISTED
Arqule Inc
ARQL
– –
-11,075
Closed -$221K
6 7 8 9
10

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Vivaldi Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Vivaldi Capital Management held 255 positions worth $443M, up 7.2% from $414M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Vivaldi Capital Management deployed $104M of net new capital in Q1 2020, opening 37 new positions and adding to 88 existing holdings. Its largest new stake was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 467,267 shares worth $42.8M.

By sector, the portfolio is most concentrated in Communication Services at 3.3% of assets, down from 4.5% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was First Trust Preferred Securities and Income ETF, an estimated $10.8M trimmed.

  • Vivaldi Capital Management's largest Q1 2020 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 467,267 shares worth $42.8M.
  • Vivaldi Capital Management added most to DWS Municipal Income Trust in Q1 2020, an estimated $5.1M increase.
  • Vivaldi Capital Management's biggest Q1 2020 reduction was First Trust Preferred Securities and Income ETF, cutting an estimated $10.8M.
  • Vivaldi Capital Management fully exited iShares Ultra Short Duration Bond Active ETF in Q1 2020, selling an estimated $19.3M.
  • Vivaldi Capital Management's ten largest holdings make up 48% of its $443M portfolio in Q1 2020.
  • Vivaldi Capital Management opened 37 new positions and closed 52 in Q1 2020.
  • Vivaldi Capital Management's portfolio value rose 7.2% quarter-over-quarter to $443M.

Based on Vivaldi Capital Management's 13F filing for Q1 2020, filed 15 May 2020.