VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
1-Year Return 16.32%
This Quarter Return
+0.42%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$422M
AUM Growth
+$39.4M
Cap. Flow
+$39.4M
Cap. Flow %
9.34%
Top 10 Hldgs %
41.16%
Holding
263
New
25
Increased
99
Reduced
69
Closed
37

Top Buys

1
RILY icon
B. Riley Financial
RILY
$19.5M
2
META icon
Meta Platforms (Facebook)
META
$18.1M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
$11M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
$5.73M
5
LYFT icon
Lyft
LYFT
$3.23M

Top Sells

1
RSF
RiverNorth Capital and Income Fund
RSF
$3.65M
2
IIM icon
Invesco Value Municipal Income Trust
IIM
$3M
3
NHS
Neuberger Berman High Yield Strategies Fund
NHS
$2.9M
4
HIX
Western Asset High Income Fund II
HIX
$2.81M
5
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$2.36M

Sector Composition

1 Financials 10.48%
2 Communication Services 6.29%
3 Technology 3.69%
4 Healthcare 3.06%
5 Consumer Staples 1.52%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AL icon
226
Air Lease Corp
AL
$7.12B
– –
-5,410
Closed -$224K
AXP icon
227
American Express
AXP
$227B
– –
-1,891
Closed -$233K
BG icon
228
Bunge Global
BG
$16.9B
– –
-7,455
Closed -$415K
BWA icon
229
BorgWarner
BWA
$9.53B
– –
-11,067
Closed -$409K
DD icon
230
DuPont de Nemours
DD
$32.6B
– –
-2,768
Closed -$208K
DMB
231
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$188M
– –
-98,442
Closed -$1.31M
ESI icon
232
Element Solutions
ESI
$6.33B
– –
-20,920
Closed -$216K
GSG icon
233
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.03B
– –
-25,000
Closed -$391K
GT icon
234
Goodyear
GT
$2.43B
– –
-16,250
Closed -$249K
HIX
235
Western Asset High Income Fund II
HIX
$391M
– –
-400,142
Closed -$2.81M
IBB icon
236
iShares Biotechnology ETF
IBB
$5.8B
– –
-7,222
Closed -$788K
IJJ icon
237
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.15B
– –
-14,700
Closed -$1.17M
ITW icon
238
Illinois Tool Works
ITW
$77.6B
– –
-1,391
Closed -$209K
NHS
239
Neuberger Berman High Yield Strategies Fund
NHS
$230M
– –
-248,102
Closed -$2.9M
NVS icon
240
Novartis
NVS
$251B
– –
-2,420
Closed -$221K
SH icon
241
ProShares Short S&P500
SH
$1.24B
– –
-2,027
Closed -$216K
SLB icon
242
Schlumberger
SLB
$53.4B
– –
-5,175
Closed -$205K
SYY icon
243
Sysco
SYY
$39.4B
– –
-3,395
Closed -$240K
XOP icon
244
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$1.85B
– –
-3,756
Closed -$409K
NXR
245
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
– –
-53,725
Closed -$830K
OAK
246
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-5,049
Closed -$250K
DFRG
247
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
– –
-10,904
Closed -$87K
WAGE
248
DELISTED
WageWorks, Inc.
WAGE
– –
-10,508
Closed -$534K
APU
249
DELISTED
AmeriGas Partners, L.P.
APU
– –
-31,657
Closed -$1.1M
APC
250
DELISTED
Anadarko Petroleum
APC
– –
-15,473
Closed -$1.09M
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