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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.52%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$360M
AUM Growth
+$128M
Cap. Flow
+$108M
Cap. Flow %
29.99%
Top 10 Hldgs %
35.29%
Holding
251
New
51
Increased
92
Reduced
64
Closed
23

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$21.7M
2
ULST icon
State Street Ultra Short Term Bond ETF
ULST
+$9.7M
3
RILY icon
BRC Group Holdings
RILY
+$3.98M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.51M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.77M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$1.68M
2
MHI
Pioneer Municipal High Income Fund
MHI
+$1.66M
3
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$1.51M
4
VLP
Valero Energy Partners LP
VLP
+$1.34M
5
VVC
Vectren Corporation
VVC
+$1.34M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Technology 3.7%
3 Healthcare 2.94%
4 Communication Services 2.31%
5 Consumer Discretionary 1.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
226
Novartis
NVS
$293B
– –
-3,563
Closed -$274K
PACB icon
227
Pacific Biosciences
PACB
$363M
– –
-16,343
Closed -$121K
PBPB
228
DELISTED
Potbelly
PBPB
– –
-15,034
Closed -$121K
SDIV icon
229
Global X SuperDividend ETF
SDIV
$1.2B
– –
-4,526
Closed -$232K
EXD
230
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– –
-16,520
Closed -$141K
HMHC
231
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
-13,455
Closed -$119K
AKP
232
DELISTED
Alliance Californa Muni Fd
AKP
– –
-12,246
Closed -$168K
TFCFA
233
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-27,761
Closed -$1.34M
ATHN
234
DELISTED
Athenahealth, Inc.
ATHN
– –
-1,846
Closed -$244K
DNB
235
DELISTED
Dun & Bradstreet
DNB
– –
-1,711
Closed -$244K
VVC
236
DELISTED
Vectren Corporation
VVC
– –
-18,618
Closed -$1.34M
DM
237
DELISTED
Dominion Energy Midstream Ptr LP
DM
– –
-50,820
Closed -$917K
TSRO
238
DELISTED
TESARO, Inc.
TSRO
– –
-3,690
Closed -$274K
FCB
239
DELISTED
FCB Financial Holdings, Inc.
FCB
– –
-13,973
Closed -$469K
VLP
240
DELISTED
Valero Energy Partners LP
VLP
– –
-31,851
Closed -$1.34M
SHPG
241
DELISTED
Shire pic
SHPG
– –
-9,651
Closed -$1.68M
6 7 8 9
10

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Vivaldi Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Vivaldi Capital Management held 251 positions worth $360M, up 55% from $232M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management deployed $108M of net new capital in Q1 2019, opening 51 new positions and adding to 92 existing holdings. Its largest new stake was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 3.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DTF Tax-Free Income 2028 Term Fund, an estimated $1.51M trimmed.

  • Vivaldi Capital Management's largest Q1 2019 buy was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.
  • Vivaldi Capital Management added most to Vivaldi Opportunities Fund in Q1 2019, an estimated $21.7M increase.
  • Vivaldi Capital Management's biggest Q1 2019 reduction was DTF Tax-Free Income 2028 Term Fund, cutting an estimated $1.51M.
  • Vivaldi Capital Management fully exited Shire pic in Q1 2019, selling an estimated $1.68M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $360M portfolio in Q1 2019.
  • Vivaldi Capital Management opened 51 new positions and closed 23 in Q1 2019.
  • Vivaldi Capital Management's portfolio value rose 55% quarter-over-quarter to $360M.

Based on Vivaldi Capital Management's 13F filing for Q1 2019, filed 15 May 2019.