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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-2.92%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$250M
AUM Growth
-$19.9M
Cap. Flow
-$13.1M
Cap. Flow %
-5.23%
Top 10 Hldgs %
26.82%
Holding
176
New
19
Increased
47
Reduced
63
Closed
36

Top Buys

Rank Stock Value
1
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.48M
2
ASG
Liberty All-Star Growth Fund
ASG
+$4.35M
3
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$3.99M
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$3.38M
5
DEX
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
+$2.89M

Top Sells

Rank Stock Value
1
EOS
Eaton Vance Enhance Equity Income Fund II
EOS
+$4.84M
2
SPE
Special Opportunities Fund
SPE
+$3.86M
3
GLQ
Clough Global Equity Fund
GLQ
+$3.73M
4
EAD
Allspring Income Opportunities Fund
EAD
+$3.01M
5
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$2.95M

Sector Composition

Rank Sector Weight
1 Financials 4.38%
2 Technology 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPM
176
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
– –
-152,188
Closed -$1.31M
4 5 6 7
8

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JWM
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SGF
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SFCM
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Shaker Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Shaker Financial Services held 176 positions worth $250M, down 7.4% from $270M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Shaker Financial Services withdrew a net $13.1M in Q3 2021, closing 36 positions and reducing 63 holdings. Its most notable exit was Eaton Vance Enhance Equity Income Fund II, an estimated $4.84M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.8% a quarter earlier, followed by Technology.

Against the trend, Shaker Financial Services opened a new position in Liberty All-Star Growth Fund worth $4.32M.

  • Shaker Financial Services's largest Q3 2021 buy was Liberty All-Star Growth Fund: 500,753 shares worth $4.32M.
  • Shaker Financial Services added most to Gabelli Dividend & Income Trust in Q3 2021, an estimated $4.48M increase.
  • Shaker Financial Services's biggest Q3 2021 reduction was Allspring Income Opportunities Fund, cutting an estimated $3.01M.
  • Shaker Financial Services fully exited Eaton Vance Enhance Equity Income Fund II in Q3 2021, selling an estimated $4.84M.
  • Shaker Financial Services's ten largest holdings make up 27% of its $250M portfolio in Q3 2021.
  • Shaker Financial Services opened 19 new positions and closed 36 in Q3 2021.
  • Shaker Financial Services's portfolio value fell 7.4% quarter-over-quarter to $250M.

Based on Shaker Financial Services's 13F filing for Q3 2021, filed 2 Nov 2021.