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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$152M
AUM Growth
+$8.54M
Cap. Flow
+$6.53M
Cap. Flow %
4.29%
Top 10 Hldgs %
23.7%
Holding
186
New
31
Increased
56
Reduced
42
Closed
51

Top Buys

Rank Stock Value
1
KIO
KKR Income Opportunities Fund
KIO
+$2.29M
2
TY icon
TRI-Continental Corp
TY
+$2.18M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
+$1.98M
4
ETO
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
+$1.5M
5
USA icon
Liberty All-Star Equity Fund
USA
+$1.43M

Top Sells

Rank Stock Value
1
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$2.62M
2
GLV
Clough Global Dividend & Income Fund
GLV
+$1.63M
3
STK
Columbia Seligman Premium Technology Growth Fund
STK
+$1.6M
4
ISD
PGIM High Yield Bond Fund
ISD
+$1.59M
5
EOD
Allspring Global Dividend Opportunity Fund
EOD
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 6.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DPD
176
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
– –
-10,817
Closed -$168K
BQR
177
DELISTED
BLACKROCK ECOSOLUTIONS INVESTMENT TRUST
BQR
– –
-41,867
Closed -$329K
MRF
178
DELISTED
AMERICAN INCOME FUND
MRF
– –
-32,713
Closed -$240K
HIH
179
DELISTED
HELIOS HIGH INCOME FD, INC
HIH
– –
-27,331
Closed -$225K
NGZ
180
DELISTED
Allianzgi Global Equity & Conv Inc Fund
NGZ
– –
-83,743
Closed -$1.28M
EMD
181
DELISTED
Western Asset Emerging Markets
EMD
– –
-34,550
Closed -$409K
SGF
182
DELISTED
Aberdeen Singapore Fund
SGF
– –
-11,425
Closed -$146K
HYF
183
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
– –
-158,050
Closed -$321K
PKO
184
DELISTED
Pimco Income Opportunity Fund
PKO
– –
-9,100
Closed -$257K
DCA
185
DELISTED
Virtus Total Return Fund
DCA
– –
-136,157
Closed -$535K
GPM
186
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
– –
-11,506
Closed -$102K
4 5 6 7
8

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Shaker Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Shaker Financial Services held 186 positions worth $152M, up 5.9% from $144M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Shaker Financial Services deployed $6.53M of net new capital in Q1 2014, opening 31 new positions and adding to 56 existing holdings. Its largest new stake was Gabelli Dividend & Income Trust: 96,516 shares worth $2.01M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 4.1% a quarter earlier.

On the sell side, the largest reduction was Columbia Seligman Premium Technology Growth Fund, an estimated $1.6M trimmed.

  • Shaker Financial Services's largest Q1 2014 buy was Gabelli Dividend & Income Trust: 96,516 shares worth $2.01M.
  • Shaker Financial Services added most to KKR Income Opportunities Fund in Q1 2014, an estimated $2.29M increase.
  • Shaker Financial Services's biggest Q1 2014 reduction was Columbia Seligman Premium Technology Growth Fund, cutting an estimated $1.6M.
  • Shaker Financial Services fully exited Nuveen Core Equity Alpha Fund in Q1 2014, selling an estimated $2.62M.
  • Shaker Financial Services's ten largest holdings make up 24% of its $152M portfolio in Q1 2014.
  • Shaker Financial Services opened 31 new positions and closed 51 in Q1 2014.
  • Shaker Financial Services's portfolio value rose 5.9% quarter-over-quarter to $152M.

Based on Shaker Financial Services's 13F filing for Q1 2014, filed 7 May 2014.