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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$144M
AUM Growth
+$8.92M
Cap. Flow
+$6.18M
Cap. Flow %
4.3%
Top 10 Hldgs %
20.41%
Holding
205
New
46
Increased
53
Reduced
55
Closed
50

Top Buys

Rank Stock Value
1
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.58M
2
PFL
PIMCO Income Strategy Fund
PFL
+$2.4M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$2.11M
4
KMM
Deutsche Multi-Market Incm Trust
KMM
+$1.8M
5
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$1.72M

Top Sells

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$2.52M
2
ASG
Liberty All-Star Growth Fund
ASG
+$1.96M
3
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$1.95M
4
PDI icon
PIMCO Dynamic Income Fund
PDI
+$1.69M
5
CHW
Calamos Global Dynamic Income Fund
CHW
+$1.68M

Sector Composition

Rank Sector Weight
1 Financials 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSD
176
Morgan Stanley Emerging Markets Debt Fund
MSD
$146M
– –
-30,183
Closed -$302K
PAI
177
Western Asset Investment Grade Income Fund
PAI
$113M
– –
-32,892
Closed -$418K
PCF
178
High Income Securities Fund
PCF
$98.8M
– –
-320,457
Closed -$2.52M
PDI icon
179
PIMCO Dynamic Income Fund
PDI
$7.39B
– –
-58,893
Closed -$1.69M
PDT
180
John Hancock Premium Dividend Fund
PDT
$634M
– –
-101,875
Closed -$1.22M
PSF icon
181
Cohen & Steers Select Preferred & Income Fund
PSF
$234M
– –
-10,294
Closed -$247K
RMT
182
Royce Micro-Cap Trust
RMT
$728M
– –
-139,127
Closed -$1.63M
RNP icon
183
Cohen & Steers REIT and Preferred and Income Fund
RNP
$982M
– –
-35,016
Closed -$543K
SCD
184
LMP Capital and Income Fund
SCD
$355M
– –
-13,508
Closed -$201K
UTF icon
185
Cohen & Steers Infrastructure Fund
UTF
$3.11B
– –
-10,623
Closed -$210K
WEA
186
Western Asset Premier Bond Fund
WEA
$124M
– –
-47,751
Closed -$676K
FAM
187
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-22,089
Closed -$321K
HTY
188
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-35,727
Closed -$412K
GFY
189
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
– –
-10,400
Closed -$177K
INB
190
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
– –
-73,211
Closed -$770K
LOR
191
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
– –
-67,736
Closed -$907K
SBW
192
DELISTED
Western Asset Worldwide Income
SBW
– –
-39,047
Closed -$491K
GHI
193
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
– –
-34,208
Closed -$352K
TAI
194
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
– –
-15,471
Closed -$316K
CMK
195
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
– –
-19,082
Closed -$153K
DPO
196
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
– –
-51,078
Closed -$601K
HMH
197
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
– –
-84,471
Closed -$491K
ARK
198
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
– –
-193,516
Closed -$762K
BHD
199
DELISTED
BLACKROCK STRATEGIC BOND TRUST
BHD
– –
-69,570
Closed -$901K
BHY
200
DELISTED
BLACKROCK HIGH YIELD TST SBI
BHY
– –
-38,126
Closed -$264K
5 6 7
8
9

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Shaker Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Shaker Financial Services held 205 positions worth $144M, up 6.6% from $135M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Shaker Financial Services deployed $6.18M of net new capital in Q4 2013, opening 46 new positions and adding to 53 existing holdings. Its largest new stake was PIMCO Income Strategy Fund: 207,711 shares worth $2.35M.

By sector, the portfolio is most concentrated in Financials at 4.1% of assets, down from 6% a quarter earlier.

On the sell side, the largest reduction was COHEN & STEERS DIV MAJORS FUND INC, an estimated $1.61M trimmed.

  • Shaker Financial Services's largest Q4 2013 buy was PIMCO Income Strategy Fund: 207,711 shares worth $2.35M.
  • Shaker Financial Services added most to NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND in Q4 2013, an estimated $2.58M increase.
  • Shaker Financial Services's biggest Q4 2013 reduction was COHEN & STEERS DIV MAJORS FUND INC, cutting an estimated $1.61M.
  • Shaker Financial Services fully exited High Income Securities Fund in Q4 2013, selling an estimated $2.52M.
  • Shaker Financial Services's ten largest holdings make up 20% of its $144M portfolio in Q4 2013.
  • Shaker Financial Services opened 46 new positions and closed 50 in Q4 2013.
  • Shaker Financial Services's portfolio value rose 6.6% quarter-over-quarter to $144M.

Based on Shaker Financial Services's 13F filing for Q4 2013, filed 6 Feb 2014.