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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-2.92%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$250M
AUM Growth
-$19.9M
Cap. Flow
-$13.1M
Cap. Flow %
-5.23%
Top 10 Hldgs %
26.82%
Holding
176
New
19
Increased
47
Reduced
63
Closed
36

Top Buys

Rank Stock Value
1
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.48M
2
ASG
Liberty All-Star Growth Fund
ASG
+$4.35M
3
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$3.99M
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$3.38M
5
DEX
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
+$2.89M

Top Sells

Rank Stock Value
1
EOS
Eaton Vance Enhance Equity Income Fund II
EOS
+$4.84M
2
SPE
Special Opportunities Fund
SPE
+$3.86M
3
GLQ
Clough Global Equity Fund
GLQ
+$3.73M
4
EAD
Allspring Income Opportunities Fund
EAD
+$3.01M
5
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$2.95M

Sector Composition

Rank Sector Weight
1 Financials 4.38%
2 Technology 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETO
151
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$507M
– –
-55,141
Closed -$1.61M
EXG icon
152
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
– –
-137,865
Closed -$1.41M
GLQ
153
Clough Global Equity Fund
GLQ
$152M
– –
-252,582
Closed -$3.73M
HQL
154
abrdn Life Sciences Investors
HQL
$581M
– –
-59,972
Closed -$1.29M
HYI
155
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
– –
-11,485
Closed -$180K
IDE
156
Voya Infrastructure, Industrials and Materials Fund
IDE
$199M
– –
-51,166
Closed -$655K
IGA
157
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
– –
-47,641
Closed -$467K
JCE icon
158
Nuveen Core Equity Alpha Fund
JCE
$279M
– –
-166,913
Closed -$2.74M
MMT
159
Aberdeen Multi-Market Income Fund
MMT
$236M
– –
-25,740
Closed -$161K
PAI
160
Western Asset Investment Grade Income Fund
PAI
$113M
– –
-43,093
Closed -$674K
RSF
161
RiverNorth Capital and Income Fund
RSF
$58.8M
– –
-13,975
Closed -$273K
SPE
162
Special Opportunities Fund
SPE
$139M
– –
-266,359
Closed -$3.86M
SPY icon
163
State Street SPDR S&P 500 ETF Trust
SPY
$790B
– –
-2,119
Closed -$907K
TEAF
164
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
– –
-120,227
Closed -$1.78M
TEI
165
Templeton Emerging Markets Income Fund
TEI
$314M
– –
-206,936
Closed -$1.65M
VBF icon
166
Invesco Bond Fund
VBF
$167M
– –
-16,984
Closed -$353K
WEA
167
Western Asset Premier Bond Fund
WEA
$124M
– –
-14,023
Closed -$206K
INSI
168
DELISTED
Insight Select Income Fund
INSI
– –
-11,000
Closed -$238K
HIE
169
DELISTED
Miller/Howard High Income Equity Fund
HIE
– –
-31,909
Closed -$334K
CBH
170
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
– –
-15,400
Closed -$161K
EXD
171
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– –
-16,218
Closed -$187K
IVH
172
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-207,651
Closed -$2.92M
MGU
173
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
– –
-29,088
Closed -$671K
FEO
174
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
– –
-31,087
Closed -$469K
DCF
175
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
– –
-59,783
Closed -$574K
4 5 6
7
8

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Shaker Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Shaker Financial Services held 176 positions worth $250M, down 7.4% from $270M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Shaker Financial Services withdrew a net $13.1M in Q3 2021, closing 36 positions and reducing 63 holdings. Its most notable exit was Eaton Vance Enhance Equity Income Fund II, an estimated $4.84M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.8% a quarter earlier, followed by Technology.

Against the trend, Shaker Financial Services opened a new position in Liberty All-Star Growth Fund worth $4.32M.

  • Shaker Financial Services's largest Q3 2021 buy was Liberty All-Star Growth Fund: 500,753 shares worth $4.32M.
  • Shaker Financial Services added most to Gabelli Dividend & Income Trust in Q3 2021, an estimated $4.48M increase.
  • Shaker Financial Services's biggest Q3 2021 reduction was Allspring Income Opportunities Fund, cutting an estimated $3.01M.
  • Shaker Financial Services fully exited Eaton Vance Enhance Equity Income Fund II in Q3 2021, selling an estimated $4.84M.
  • Shaker Financial Services's ten largest holdings make up 27% of its $250M portfolio in Q3 2021.
  • Shaker Financial Services opened 19 new positions and closed 36 in Q3 2021.
  • Shaker Financial Services's portfolio value fell 7.4% quarter-over-quarter to $250M.

Based on Shaker Financial Services's 13F filing for Q3 2021, filed 2 Nov 2021.