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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+11.58%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$240M
AUM Growth
+$52.7M
Cap. Flow
+$28.9M
Cap. Flow %
12.05%
Top 10 Hldgs %
20.6%
Holding
198
New
44
Increased
70
Reduced
48
Closed
33

Top Buys

Rank Stock Value
1
DSL
DoubleLine Income Solutions Fund
DSL
+$3.71M
2
SOR
Source Capital
SOR
+$3.57M
3
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.05M
4
STEW
SRH Total Return Fund
STEW
+$3.02M
5
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$2.99M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.86M
2
TY icon
TRI-Continental Corp
TY
+$3.83M
3
HIX
Western Asset High Income Fund II
HIX
+$2.69M
4
RMT
Royce Micro-Cap Trust
RMT
+$1.96M
5
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 6.47%
2 Technology 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JRI icon
151
Nuveen Real Asset Income & Growth Fund
JRI
$356M
$209K 0.09%
+15,500
New +$197K
JPI
152
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$203K 0.08%
8,236
-6,841
-45% -$158K
ADBE icon
153
Adobe
ADBE
$99.5B
$200K 0.08%
+400
New +$193K
JDD
154
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$195K 0.08%
+22,256
New +$185K
RQI icon
155
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$186K 0.08%
+15,000
New +$175K
IID
156
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$172K 0.07%
+37,521
New +$166K
BGY icon
157
BlackRock Enhanced International Dividend Trust
BGY
$524M
$170K 0.07%
+29,045
New +$161K
WEA
158
Western Asset Premier Bond Fund
WEA
$124M
$166K 0.07%
11,713
-54,086
-82% -$733K
GNT
159
GAMCO Natural Resources, Gold & Income Trust
GNT
$135M
$163K 0.07%
31,870
-1,790
-5% -$8.94K
BTZ icon
160
BlackRock Credit Allocation Income Trust
BTZ
$930M
$151K 0.06%
+10,263
New +$148K
JEQ
161
DELISTED
abrdn Japan Equity Fund
JEQ
$139K 0.06%
14,700
– –
BOE icon
162
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$136K 0.06%
12,508
-141,519
-92% -$1.45M
DPG
163
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$127K 0.05%
10,414
-82,953
-89% -$941K
PHD
164
DELISTED
Pioneer Floating Rate Fund
PHD
$107K 0.04%
10,509
-42,924
-80% -$446K
CIK
165
Credit Suisse Asset Management Income Fund
CIK
$134M
$84K 0.04%
+26,557
New +$81.9K
ASG
166
Liberty All-Star Growth Fund
ASG
$328M
– –
-53,491
Closed -$380K
BCV
167
Bancroft Fund
BCV
$133M
– –
-13,746
Closed -$342K
BGT icon
168
BlackRock Floating Rate Income Trust
BGT
$323M
– –
-38,483
Closed -$432K
BHK icon
169
BlackRock Core Bond Trust
BHK
$643M
– –
-14,700
Closed -$230K
CGO
170
Calamos Global Total Return Fund
CGO
$125M
– –
-69,159
Closed -$820K
CHW
171
Calamos Global Dynamic Income Fund
CHW
$530M
– –
-38,456
Closed -$313K
CSQ icon
172
Calamos Strategic Total Return Fund
CSQ
$3.23B
– –
-128,931
Closed -$1.74M
DMB
173
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
– –
-24,366
Closed -$328K
ECF
174
Ellsworth Growth & Income Fund
ECF
$166M
– –
-41,834
Closed -$483K
EFT
175
Eaton Vance Floating-Rate Income Trust
EFT
$283M
– –
-56,605
Closed -$672K
4 5 6
7
8

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Shaker Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Shaker Financial Services held 198 positions worth $240M, up 28% from $187M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Shaker Financial Services deployed $28.9M of net new capital in Q4 2020, opening 44 new positions and adding to 70 existing holdings. Its largest new stake was Source Capital: 92,511 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 11% a quarter earlier, followed by Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $6.86M trimmed.

  • Shaker Financial Services's largest Q4 2020 buy was Source Capital: 92,511 shares worth $3.69M.
  • Shaker Financial Services added most to DoubleLine Income Solutions Fund in Q4 2020, an estimated $3.71M increase.
  • Shaker Financial Services's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $6.86M.
  • Shaker Financial Services fully exited Western Asset High Income Fund II in Q4 2020, selling an estimated $2.69M.
  • Shaker Financial Services's ten largest holdings make up 21% of its $240M portfolio in Q4 2020.
  • Shaker Financial Services opened 44 new positions and closed 33 in Q4 2020.
  • Shaker Financial Services's portfolio value rose 28% quarter-over-quarter to $240M.

Based on Shaker Financial Services's 13F filing for Q4 2020, filed 3 Feb 2021.