We are live on ! Find out more
SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-4.78%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$154M
AUM Growth
-$9.99M
Cap. Flow
-$2.99M
Cap. Flow %
-1.93%
Top 10 Hldgs %
23.71%
Holding
176
New
23
Increased
55
Reduced
49
Closed
44

Top Buys

Rank Stock Value
1
JTA
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
+$2.88M
2
ASG
Liberty All-Star Growth Fund
ASG
+$2.54M
3
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$2.4M
4
DDF
Delaware Investments Dividend & Income Fund, Inc.
DDF
+$2.13M
5
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$1.84M

Top Sells

Rank Stock Value
1
GDV icon
Gabelli Dividend & Income Trust
GDV
+$3.08M
2
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$2.65M
3
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.61M
4
IGA
Voya Global Advantage and Premium Opportunity Fund
IGA
+$2.56M
5
GF
New Germany Fund
GF
+$2.06M

Sector Composition

Rank Sector Weight
1 Financials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GF
151
New Germany Fund
GF
$182M
– –
-110,555
Closed -$2.06M
GGT
152
Gabelli Multimedia Trust
GGT
$171M
– –
-30,003
Closed -$292K
HPI
153
John Hancock Preferred Income Fund
HPI
$430M
– –
-18,297
Closed -$377K
IGA
154
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
– –
-207,643
Closed -$2.56M
IGD
155
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
– –
-72,984
Closed -$708K
JHS
156
John Hancock Income Securities Trust
JHS
$127M
– –
-17,021
Closed -$249K
LDP icon
157
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
– –
-37,890
Closed -$965K
MSD
158
Morgan Stanley Emerging Markets Debt Fund
MSD
$146M
– –
-10,455
Closed -$106K
NIE
159
Virtus Equity & Convertible Income Fund
NIE
$719M
– –
-49,540
Closed -$1M
PDT
160
John Hancock Premium Dividend Fund
PDT
$634M
– –
-18,097
Closed -$246K
PFL
161
PIMCO Income Strategy Fund
PFL
$384M
– –
-63,842
Closed -$788K
TDF
162
Templeton Dragon Fund
TDF
$270M
– –
-9,106
Closed -$235K
FAM
163
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-13,997
Closed -$205K
EXD
164
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– –
-15,218
Closed -$211K
EFF
165
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-20,082
Closed -$362K
INB
166
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
– –
-57,665
Closed -$732K
LOR
167
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
– –
-46,791
Closed -$711K
ZF
168
DELISTED
Virtus Total Return Fund Inc.
ZF
– –
-39,308
Closed -$615K
ACG
169
DELISTED
AllianceBernstein Income Fund Inc
ACG
– –
-90,402
Closed -$680K
BQR
170
DELISTED
BLACKROCK ECOSOLUTIONS INVESTMENT TRUST
BQR
– –
-44,325
Closed -$366K
HSA
171
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
– –
-79,932
Closed -$551K
DHG
172
DELISTED
Deutsche High Incm Opportunities
DHG
– –
-39,464
Closed -$583K
RIT
173
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
– –
-36,052
Closed -$415K
JDD
174
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-25,332
Closed -$311K
DCA
175
DELISTED
Virtus Total Return Fund
DCA
– –
-21,389
Closed -$103K
4 5 6
7
8

Similar funds

FPWM
FSB Premier Wealth Management Waterloo, Iowa $319M AUM 15.64% 1-Year Est. Return
OPW
Oxler Private Wealth Rye Brook, New York $319M AUM 20.31% 1-Year Est. Return
SA
SAM Advisors Oakhurst, California $319M AUM 17.08% 1-Year Est. Return
JWM
Jeppson Wealth Management Manhattan Beach, California $319M AUM 27.26% 1-Year Est. Return
SGF
Stephens Greth Foundation Dallas, Texas $320M AUM
FPL
Fortress Private Ledger Raleigh, North Carolina $320M AUM 45.16% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
SAMT
Select Asset Management & Trust Mechanicsburg, Pennsylvania $320M AUM 18.83% 1-Year Est. Return

Shaker Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Shaker Financial Services held 176 positions worth $154M, down 6.1% from $164M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Shaker Financial Services's Q3 2014 filing shows 23 new, 55 increased, 49 reduced and 44 closed positions. Its largest new stake was Nuveen Tax-Advantaged Total Return Strategy Fund: 199,027 shares worth $2.76M. The largest sale was Gabelli Dividend & Income Trust, an estimated $3.08M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.8% a quarter earlier.

  • Shaker Financial Services's largest Q3 2014 buy was Nuveen Tax-Advantaged Total Return Strategy Fund: 199,027 shares worth $2.76M.
  • Shaker Financial Services added most to Liberty All-Star Growth Fund in Q3 2014, an estimated $2.54M increase.
  • Shaker Financial Services's biggest Q3 2014 reduction was KKR Income Opportunities Fund, cutting an estimated $1.83M.
  • Shaker Financial Services fully exited Gabelli Dividend & Income Trust in Q3 2014, selling an estimated $3.08M.
  • Shaker Financial Services's ten largest holdings make up 24% of its $154M portfolio in Q3 2014.
  • Shaker Financial Services opened 23 new positions and closed 44 in Q3 2014.
  • Shaker Financial Services's portfolio value fell 6.1% quarter-over-quarter to $154M.

Based on Shaker Financial Services's 13F filing for Q3 2014, filed 10 Nov 2014.