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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-7.82%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$202M
AUM Growth
-$3.09M
Cap. Flow
+$13.7M
Cap. Flow %
6.75%
Top 10 Hldgs %
29.07%
Holding
170
New
38
Increased
63
Reduced
42
Closed
16

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.29M
2
FFA
First Trust Enhanced Equity Income Fund
FFA
+$4.58M
3
CET
Central Securities Corp
CET
+$3.63M
4
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$1.98M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.95M

Top Sells

Rank Stock Value
1
TY icon
TRI-Continental Corp
TY
+$6.46M
2
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$5.1M
3
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$4.39M
4
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$3.95M
5
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$3.11M

Sector Composition

Rank Sector Weight
1 Financials 4.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCZ
126
Virtus Convertible & Income Fund II
NCZ
$294M
$245K 0.12%
21,678
-72,239
-77% -$951K
IDE
127
Voya Infrastructure, Industrials and Materials Fund
IDE
$199M
$232K 0.11%
26,195
-2,091
-7% -$20.5K
WIW
128
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$505M
$231K 0.11%
+25,430
New +$261K
AIO
129
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$869M
$227K 0.11%
14,574
-17,741
-55% -$306K
BTZ icon
130
BlackRock Credit Allocation Income Trust
BTZ
$930M
$218K 0.11%
+22,879
New +$251K
KF
131
Korea Fund
KF
$231M
$213K 0.11%
11,069
– –
FAM
132
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$213K 0.11%
+38,972
New +$238K
TEI
133
Templeton Emerging Markets Income Fund
TEI
$314M
$211K 0.1%
47,633
-27,801
-37% -$141K
SDHY
134
PGIM Short Duration High Yield Opportunities Fund
SDHY
$398M
$210K 0.1%
14,621
-2,179
-13% -$33.3K
GLO
135
Clough Global Opportunities Fund
GLO
$250M
$203K 0.1%
+36,560
New +$259K
ERC
136
Allspring Multi-Sector Income Fund
ERC
$256M
$200K 0.1%
23,213
-64,756
-74% -$631K
BXMX
137
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$199K 0.1%
16,740
-235,042
-93% -$3.11M
FT
138
Franklin Universal Trust
FT
$199M
$196K 0.1%
+31,007
New +$236K
ECF
139
Ellsworth Growth & Income Fund
ECF
$166M
$194K 0.1%
24,200
-7,010
-22% -$64.1K
ASG
140
Liberty All-Star Growth Fund
ASG
$328M
$193K 0.1%
+38,967
New +$231K
TBLD
141
Thornburg Income Builder Opportunities Trust
TBLD
$703M
$185K 0.09%
14,500
-11,118
-43% -$162K
ERH
142
Allspring Utilities & High Income Fund
ERH
$105M
$183K 0.09%
+16,757
New +$206K
JEQ
143
DELISTED
abrdn Japan Equity Fund
JEQ
$178K 0.09%
35,451
– –
PIM
144
Franklin Master Intermediate Income Trust
PIM
$150M
$169K 0.08%
51,978
-133,345
-72% -$457K
HYT icon
145
BlackRock Corporate High Yield Fund
HYT
$1.36B
$160K 0.08%
+18,679
New +$179K
VVR icon
146
Invesco Senior Income Trust
VVR
$457M
$148K 0.07%
39,761
+11,326
+40% +$43.3K
USA icon
147
Liberty All-Star Equity Fund
USA
$1.79B
$144K 0.07%
+26,000
New +$168K
OPP
148
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$138K 0.07%
15,180
-2,201
-13% -$23.3K
ETW
149
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$133K 0.07%
17,600
-278,960
-94% -$2.44M
FEO
150
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$116K 0.06%
+13,000
New +$114K
3 4 5
6
7

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SA
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JWM
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SGF
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FPL
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SFCM
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SAMT
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Shaker Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Shaker Financial Services held 170 positions worth $202M, down 1.5% from $206M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Shaker Financial Services deployed $13.7M of net new capital in Q3 2022, opening 38 new positions and adding to 63 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 15,844 shares worth $5.66M.

By sector, the portfolio is most concentrated in Financials at 4.6% of assets, down from 9.5% a quarter earlier.

On the sell side, the largest reduction was Eaton Vance Tax-Advantaged Global Dividend Income Fund, an estimated $5.1M trimmed.

  • Shaker Financial Services's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 15,844 shares worth $5.66M.
  • Shaker Financial Services added most to First Trust Enhanced Equity Income Fund in Q3 2022, an estimated $4.58M increase.
  • Shaker Financial Services's biggest Q3 2022 reduction was Eaton Vance Tax-Advantaged Global Dividend Income Fund, cutting an estimated $5.1M.
  • Shaker Financial Services fully exited TRI-Continental Corp in Q3 2022, selling an estimated $6.46M.
  • Shaker Financial Services's ten largest holdings make up 29% of its $202M portfolio in Q3 2022.
  • Shaker Financial Services opened 38 new positions and closed 16 in Q3 2022.
  • Shaker Financial Services's portfolio value fell 1.5% quarter-over-quarter to $202M.

Based on Shaker Financial Services's 13F filing for Q3 2022, filed 9 Nov 2022.