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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-17.97%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$177M
AUM Growth
-$31.3M
Cap. Flow
+$664K
Cap. Flow %
0.37%
Top 10 Hldgs %
29.19%
Holding
172
New
50
Increased
26
Reduced
44
Closed
50

Top Buys

Rank Stock Value
1
JTA
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
+$6.83M
2
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$5.32M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$5.03M
4
USA icon
Liberty All-Star Equity Fund
USA
+$4.86M
5
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$4.57M

Top Sells

Rank Stock Value
1
SOR
Source Capital
SOR
+$8.17M
2
STEW
SRH Total Return Fund
STEW
+$7.82M
3
TY icon
TRI-Continental Corp
TY
+$6.98M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.32M
5
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$4.04M

Sector Composition

Rank Sector Weight
1 Financials 5.36%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EAD
126
Allspring Income Opportunities Fund
EAD
$372M
– –
-332,210
Closed -$2.63M
EFR
127
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
– –
-24,611
Closed -$346K
EOD
128
Allspring Global Dividend Opportunity Fund
EOD
$279M
– –
-69,286
Closed -$367K
EVG
129
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
– –
-106,078
Closed -$1.37M
EVV
130
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
– –
-340,662
Closed -$4.32M
FPF
131
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
– –
-9,842
Closed -$212K
FT
132
Franklin Universal Trust
FT
$199M
– –
-224,442
Closed -$1.49M
GDO
133
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
– –
-32,127
Closed -$520K
GGZ
134
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
– –
-114,243
Closed -$1.39M
GHY
135
PGIM Global High Yield Fund
GHY
$478M
– –
-69,394
Closed -$962K
HNW
136
DELISTED
Pioneer Diversified High Income Fund
HNW
– –
-129,202
Closed -$1.89M
HYT icon
137
BlackRock Corporate High Yield Fund
HYT
$1.36B
– –
-35,502
Closed -$373K
IGR
138
CBRE Global Real Estate Income Fund
IGR
$709M
– –
-27,300
Closed -$199K
ISD
139
PGIM High Yield Bond Fund
ISD
$415M
– –
-78,523
Closed -$1.11M
JFR icon
140
Nuveen Floating Rate Income Fund
JFR
$1.24B
– –
-64,109
Closed -$666K
JPI
141
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-10,104
Closed -$229K
JQC icon
142
Nuveen Credit Strategies Income Fund
JQC
$704M
– –
-36,563
Closed -$291K
LDP icon
143
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
– –
-15,000
Closed -$357K
LGI
144
Lazard Global Total Return & Income Fund
LGI
$236M
– –
-90,792
Closed -$1.61M
MCR
145
DELISTED
MFS Charter Income Trust
MCR
– –
-18,850
Closed -$146K
NHS
146
Neuberger High Yield Strategies Fund Inc
NHS
$251M
– –
-291,387
Closed -$3.19M
PGZ
147
Principal Real Estate Income Fund
PGZ
$68.4M
– –
-19,645
Closed -$339K
PIM
148
Franklin Master Intermediate Income Trust
PIM
$150M
– –
-118,487
Closed -$536K
QQQX icon
149
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
– –
-167,978
Closed -$4.04M
RIV
150
RiverNorth Opportunities Fund
RIV
$311M
– –
-12,471
Closed -$230K
3 4 5
6
7

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OPW
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SA
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JWM
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SGF
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FPL
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SFCM
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SAMT
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Shaker Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Shaker Financial Services held 172 positions worth $177M, down 15% from $208M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Shaker Financial Services's Q4 2018 filing shows 50 new, 26 increased, 44 reduced and 50 closed positions. Its largest new stake was Nuveen Tax-Advantaged Total Return Strategy Fund: 584,437 shares worth $5.93M. The largest sale was Source Capital, an estimated $8.17M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, down from 7.9% a quarter earlier, followed by Real Estate.

  • Shaker Financial Services's largest Q4 2018 buy was Nuveen Tax-Advantaged Total Return Strategy Fund: 584,437 shares worth $5.93M.
  • Shaker Financial Services added most to NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND in Q4 2018, an estimated $5.03M increase.
  • Shaker Financial Services's biggest Q4 2018 reduction was Source Capital, cutting an estimated $8.17M.
  • Shaker Financial Services fully exited Eaton Vance Limited Duration Income Fund in Q4 2018, selling an estimated $4.32M.
  • Shaker Financial Services's ten largest holdings make up 29% of its $177M portfolio in Q4 2018.
  • Shaker Financial Services opened 50 new positions and closed 50 in Q4 2018.
  • Shaker Financial Services's portfolio value fell 15% quarter-over-quarter to $177M.

Based on Shaker Financial Services's 13F filing for Q4 2018, filed 4 Feb 2019.