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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+0.72%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$208M
AUM Growth
+$5.6M
Cap. Flow
+$3.54M
Cap. Flow %
1.7%
Top 10 Hldgs %
34.57%
Holding
144
New
38
Increased
34
Reduced
45
Closed
22

Top Buys

Rank Stock Value
1
FUND
Sprott Focus Trust
FUND
+$5.75M
2
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$4.18M
3
FFA
First Trust Enhanced Equity Income Fund
FFA
+$2.4M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$2.39M
5
BIT icon
BlackRock Multi-Sector Income Trust
BIT
+$2.33M

Top Sells

Rank Stock Value
1
RMT
Royce Micro-Cap Trust
RMT
+$5.24M
2
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.52M
3
GAM
General American Investors Company
GAM
+$3.89M
4
ADX icon
Adams Diversified Equity Fund
ADX
+$3.15M
5
MCN
Madison Covered Call & Equity Strategy Fund
MCN
+$2.71M

Sector Composition

Rank Sector Weight
1 Financials 7.9%
2 Real Estate 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHF
126
BNY Mellon High Yield Strategies Fund
DHF
$171M
– –
-736,452
Closed -$2.32M
FAX
127
abrdn Asia-Pacific Income Fund
FAX
$599M
– –
-100,989
Closed -$2.62M
FCO
128
DELISTED
abrdn Global Income Fund
FCO
– –
-126,163
Closed -$999K
HYI
129
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
– –
-25,313
Closed -$369K
JRS icon
130
Nuveen Real Estate Income Fund
JRS
$249M
– –
-18,679
Closed -$187K
MIN
131
Aberdeen Intermediate Income Fund
MIN
$274M
– –
-20,629
Closed -$80K
MSD
132
Morgan Stanley Emerging Markets Debt Fund
MSD
$146M
– –
-13,220
Closed -$116K
RQI icon
133
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
– –
-12,000
Closed -$144K
SABA
134
Saba Capital Income & Opportunities Fund II
SABA
$220M
– –
-10,479
Closed -$129K
SCD
135
LMP Capital and Income Fund
SCD
$355M
– –
-52,495
Closed -$675K
VLT icon
136
Invesco High Income Trust II
VLT
$64.9M
– –
-13,230
Closed -$178K
XFLT
137
XAI Floating Rate & Alternative Income Trust
XFLT
$286M
– –
-37,247
Closed -$1.7M
MFD
138
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
– –
-13,063
Closed -$141K
JPS
139
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-53,004
Closed -$467K
JCO
140
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
– –
-12,897
Closed -$122K
LCM
141
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
– –
-32,972
Closed -$255K
AGC
142
DELISTED
Advent Claymore Conv Sec & Incme
AGC
– –
-338,705
Closed -$1.89M
JRO
143
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-22,520
Closed -$234K
JTA
144
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
– –
-195,638
Closed -$2.52M
2 3 4 5
6

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SA
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JWM
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SGF
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SFCM
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Shaker Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Shaker Financial Services held 144 positions worth $208M, up 2.8% from $203M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Shaker Financial Services's Q3 2018 filing shows 38 new, 34 increased, 45 reduced and 22 closed positions. Its largest new stake was Nuveen NASDAQ 100 Dynamic Overwrite Fund: 167,978 shares worth $4.04M. The largest sale was Royce Micro-Cap Trust, an estimated $5.24M.

By sector, the portfolio is most concentrated in Financials at 7.9% of assets, up from 5.1% a quarter earlier, followed by Real Estate.

  • Shaker Financial Services's largest Q3 2018 buy was Nuveen NASDAQ 100 Dynamic Overwrite Fund: 167,978 shares worth $4.04M.
  • Shaker Financial Services added most to Sprott Focus Trust in Q3 2018, an estimated $5.75M increase.
  • Shaker Financial Services's biggest Q3 2018 reduction was Royce Micro-Cap Trust, cutting an estimated $5.24M.
  • Shaker Financial Services fully exited abrdn Asia-Pacific Income Fund in Q3 2018, selling an estimated $2.62M.
  • Shaker Financial Services's ten largest holdings make up 35% of its $208M portfolio in Q3 2018.
  • Shaker Financial Services opened 38 new positions and closed 22 in Q3 2018.
  • Shaker Financial Services's portfolio value rose 2.8% quarter-over-quarter to $208M.

Based on Shaker Financial Services's 13F filing for Q3 2018, filed 9 Nov 2018.