SFS

Shaker Financial Services Portfolio holdings

AUM $276M
This Quarter Return
+4.1%
1 Year Return
+4.03%
3 Year Return
+7.48%
5 Year Return
+3.68%
10 Year Return
-22.56%
AUM
$176M
AUM Growth
+$176M
Cap. Flow
+$915K
Cap. Flow %
0.52%
Top 10 Hldgs %
31.27%
Holding
143
New
34
Increased
45
Reduced
29
Closed
34

Top Buys

1
GAM
General American Investors Company
GAM
$4.87M
2
GPM
Guggenheim Enhanced Equity Income Fund
GPM
$3.2M
3
EOS
Eaton Vance Enhance Equity Income Fund II
EOS
$2.75M
4
PHT
Pioneer High Income Fund
PHT
$2.63M
5
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$2.27M

Top Sells

1
GEQ
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$5.26M
2
ARDC
Are Dynamic Credit Allocation Fund
ARDC
$4.44M
3
BXMX icon
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$3.63M
4
CHW
Calamos Global Dynamic Income Fund
CHW
$3.5M
5
PFL
PIMCO Income Strategy Fund
PFL
$3.4M

Sector Composition

1 Financials 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFN
126
PIMCO Income Strategy Fund II
PFN
$710M
– – -247,660 Closed -$2.35M
PGZ
127
Principal Real Estate Income Fund
PGZ
$70.4M
– – -11,924 Closed -$190K
PHD
128
Pioneer Floating Rate Fund
PHD
$123M
– – -12,000 Closed -$142K
QQQX icon
129
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.31B
– – -31,757 Closed -$589K
RGT
130
Royce Global Value Trust
RGT
$83M
– – -22,610 Closed -$182K
SCD
131
LMP Capital and Income Fund
SCD
$273M
– – -20,921 Closed -$278K
SWZ
132
Swiss Helvetia Fund
SWZ
$78.5M
– – -48,116 Closed -$491K
VGI
133
Virtus Global Multi-Sector Income Fund
VGI
$90.5M
– – -122,157 Closed -$1.87M
HIE
134
DELISTED
Miller/Howard High Income Equity Fund
HIE
– – -65,077 Closed -$806K
MFD
135
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
– – -15,500 Closed -$177K
AIF
136
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– – -26,870 Closed -$462K
FDEU
137
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
– – -56,855 Closed -$882K
JPS
138
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– – -30,000 Closed -$279K
IVH
139
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– – -39,635 Closed -$585K
GGM
140
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
– – -47,137 Closed -$1.05M
JPW
141
DELISTED
Nuveen Flexible Invstment Fd
JPW
– – -13,437 Closed -$224K
GEQ
142
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
– – -321,450 Closed -$5.26M
PKO
143
DELISTED
Pimco Income Opportunity Fund
PKO
– – -12,307 Closed -$285K
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