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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$152M
AUM Growth
+$8.54M
Cap. Flow
+$6.53M
Cap. Flow %
4.29%
Top 10 Hldgs %
23.7%
Holding
186
New
31
Increased
56
Reduced
42
Closed
51

Top Buys

Rank Stock Value
1
KIO
KKR Income Opportunities Fund
KIO
+$2.29M
2
TY icon
TRI-Continental Corp
TY
+$2.18M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
+$1.98M
4
ETO
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
+$1.5M
5
USA icon
Liberty All-Star Equity Fund
USA
+$1.43M

Top Sells

Rank Stock Value
1
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$2.62M
2
GLV
Clough Global Dividend & Income Fund
GLV
+$1.63M
3
STK
Columbia Seligman Premium Technology Growth Fund
STK
+$1.6M
4
ISD
PGIM High Yield Bond Fund
ISD
+$1.59M
5
EOD
Allspring Global Dividend Opportunity Fund
EOD
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 6.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGL
126
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$197K 0.13%
21,336
-31,903
-60% -$289K
APB
127
DELISTED
Asia Pacific Fund
APB
$181K 0.12%
17,501
– –
JDD
128
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$148K 0.1%
12,644
-81,049
-87% -$933K
BOE icon
129
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$147K 0.1%
+10,076
New +$149K
JEQ
130
DELISTED
abrdn Japan Equity Fund
JEQ
$146K 0.1%
22,446
– –
FTF
131
Franklin Limited Duration Income Trust
FTF
$231M
$144K 0.09%
11,000
– –
GCV
132
Gabelli Convertible and Income Securities Fund
GCV
$90.9M
$127K 0.08%
+20,548
New +$126K
CIF
133
DELISTED
MFS Intermediate High Income Fund
CIF
$93K 0.06%
+31,561
New +$91.3K
NRO
134
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$75K 0.05%
16,755
+1,900
+13% +$8.27K
MIN
135
Aberdeen Intermediate Income Fund
MIN
$274M
$52K 0.03%
10,000
-20,390
-67% -$107K
AGD
136
abrdn Global Dynamic Dividend Fund
AGD
$318M
– –
-8,331
Closed -$70K
AWF
137
AllianceBernstein Global High Income Fund
AWF
$870M
– –
-14,250
Closed -$203K
BCV
138
Bancroft Fund
BCV
$133M
– –
-16,275
Closed -$303K
BGY icon
139
BlackRock Enhanced International Dividend Trust
BGY
$524M
– –
-61,034
Closed -$496K
CGO
140
Calamos Global Total Return Fund
CGO
$125M
– –
-10,920
Closed -$153K
CHN
141
DELISTED
China Fund
CHN
– –
-10,439
Closed -$217K
CHY
142
Calamos Convertible and High Income Fund
CHY
$1.01B
– –
-26,552
Closed -$343K
DBL
143
DoubleLine Opportunistic Credit Fund
DBL
$278M
– –
-19,117
Closed -$427K
DFP
144
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
– –
-19,500
Closed -$400K
EAD
145
Allspring Income Opportunities Fund
EAD
$372M
– –
-72,248
Closed -$663K
ERC
146
Allspring Multi-Sector Income Fund
ERC
$256M
– –
-11,532
Closed -$162K
ETB
147
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$454M
– –
-28,264
Closed -$421K
ETJ
148
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
– –
-23,364
Closed -$263K
ETY icon
149
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
– –
-24,500
Closed -$268K
FAX
150
abrdn Asia-Pacific Income Fund
FAX
$599M
– –
-3,000
Closed -$104K
4 5
6
7 8

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Shaker Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Shaker Financial Services held 186 positions worth $152M, up 5.9% from $144M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Shaker Financial Services deployed $6.53M of net new capital in Q1 2014, opening 31 new positions and adding to 56 existing holdings. Its largest new stake was Gabelli Dividend & Income Trust: 96,516 shares worth $2.01M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 4.1% a quarter earlier.

On the sell side, the largest reduction was Columbia Seligman Premium Technology Growth Fund, an estimated $1.6M trimmed.

  • Shaker Financial Services's largest Q1 2014 buy was Gabelli Dividend & Income Trust: 96,516 shares worth $2.01M.
  • Shaker Financial Services added most to KKR Income Opportunities Fund in Q1 2014, an estimated $2.29M increase.
  • Shaker Financial Services's biggest Q1 2014 reduction was Columbia Seligman Premium Technology Growth Fund, cutting an estimated $1.6M.
  • Shaker Financial Services fully exited Nuveen Core Equity Alpha Fund in Q1 2014, selling an estimated $2.62M.
  • Shaker Financial Services's ten largest holdings make up 24% of its $152M portfolio in Q1 2014.
  • Shaker Financial Services opened 31 new positions and closed 51 in Q1 2014.
  • Shaker Financial Services's portfolio value rose 5.9% quarter-over-quarter to $152M.

Based on Shaker Financial Services's 13F filing for Q1 2014, filed 7 May 2014.