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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$144M
AUM Growth
+$8.92M
Cap. Flow
+$6.18M
Cap. Flow %
4.3%
Top 10 Hldgs %
20.41%
Holding
205
New
46
Increased
53
Reduced
55
Closed
50

Top Buys

Rank Stock Value
1
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.58M
2
PFL
PIMCO Income Strategy Fund
PFL
+$2.4M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$2.11M
4
KMM
Deutsche Multi-Market Incm Trust
KMM
+$1.8M
5
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$1.72M

Top Sells

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$2.52M
2
ASG
Liberty All-Star Growth Fund
ASG
+$1.96M
3
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$1.95M
4
PDI icon
PIMCO Dynamic Income Fund
PDI
+$1.69M
5
CHW
Calamos Global Dynamic Income Fund
CHW
+$1.68M

Sector Composition

Rank Sector Weight
1 Financials 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHS
126
John Hancock Income Securities Trust
JHS
$127M
$244K 0.17%
17,079
-1,510
-8% -$21.2K
LGI
127
Lazard Global Total Return & Income Fund
LGI
$236M
$243K 0.17%
13,812
-746
-5% -$12.7K
MRF
128
DELISTED
AMERICAN INCOME FUND
MRF
$240K 0.17%
32,713
+22,561
+222% +$167K
HIO
129
Western Asset High Income Opportunity Fund
HIO
$336M
$235K 0.16%
39,695
+6,988
+21% +$41.9K
ERH
130
Allspring Utilities & High Income Fund
ERH
$105M
$230K 0.16%
+19,493
New +$233K
HIH
131
DELISTED
HELIOS HIGH INCOME FD, INC
HIH
$225K 0.16%
27,331
+15,702
+135% +$131K
LDF
132
DELISTED
Latin American Discovery Fund
LDF
$219K 0.15%
16,793
-14,387
-46% -$197K
CHN
133
DELISTED
China Fund
CHN
$217K 0.15%
10,439
-5,989
-36% -$135K
FCT
134
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$210K 0.15%
+14,455
New +$208K
FEO
135
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$210K 0.15%
11,641
-16,950
-59% -$320K
AWF
136
AllianceBernstein Global High Income Fund
AWF
$870M
$203K 0.14%
14,250
-13,828
-49% -$206K
AFT
137
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$188K 0.13%
+10,395
New +$187K
APB
138
DELISTED
Asia Pacific Fund
APB
$184K 0.13%
17,501
-12,800
-42% -$134K
MSP
139
DELISTED
Madison Strategic Sector
MSP
$174K 0.12%
14,526
-3,607
-20% -$42.9K
RQI icon
140
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$172K 0.12%
+18,100
New +$176K
HPS
141
John Hancock Preferred Income Fund III
HPS
$457M
$169K 0.12%
+10,863
New +$174K
DPD
142
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
$168K 0.12%
+10,817
New +$166K
FMY
143
First Trust Mortgage Income Fund
FMY
$49M
$165K 0.11%
+10,588
New +$165K
JPC icon
144
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$164K 0.11%
+18,500
New +$161K
ERC
145
Allspring Multi-Sector Income Fund
ERC
$256M
$162K 0.11%
11,532
-13,205
-53% -$187K
JEQ
146
DELISTED
abrdn Japan Equity Fund
JEQ
$157K 0.11%
22,446
+9,510
+74% +$65.2K
MIN
147
Aberdeen Intermediate Income Fund
MIN
$274M
$157K 0.11%
30,390
-52,070
-63% -$271K
CGO
148
Calamos Global Total Return Fund
CGO
$125M
$153K 0.11%
+10,920
New +$150K
SGF
149
DELISTED
Aberdeen Singapore Fund
SGF
$146K 0.1%
11,425
-3,000
-21% -$39.3K
FTF
150
Franklin Limited Duration Income Trust
FTF
$231M
$143K 0.1%
+11,000
New +$142K
4 5
6
7 8

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Shaker Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Shaker Financial Services held 205 positions worth $144M, up 6.6% from $135M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Shaker Financial Services deployed $6.18M of net new capital in Q4 2013, opening 46 new positions and adding to 53 existing holdings. Its largest new stake was PIMCO Income Strategy Fund: 207,711 shares worth $2.35M.

By sector, the portfolio is most concentrated in Financials at 4.1% of assets, down from 6% a quarter earlier.

On the sell side, the largest reduction was COHEN & STEERS DIV MAJORS FUND INC, an estimated $1.61M trimmed.

  • Shaker Financial Services's largest Q4 2013 buy was PIMCO Income Strategy Fund: 207,711 shares worth $2.35M.
  • Shaker Financial Services added most to NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND in Q4 2013, an estimated $2.58M increase.
  • Shaker Financial Services's biggest Q4 2013 reduction was COHEN & STEERS DIV MAJORS FUND INC, cutting an estimated $1.61M.
  • Shaker Financial Services fully exited High Income Securities Fund in Q4 2013, selling an estimated $2.52M.
  • Shaker Financial Services's ten largest holdings make up 20% of its $144M portfolio in Q4 2013.
  • Shaker Financial Services opened 46 new positions and closed 50 in Q4 2013.
  • Shaker Financial Services's portfolio value rose 6.6% quarter-over-quarter to $144M.

Based on Shaker Financial Services's 13F filing for Q4 2013, filed 6 Feb 2014.