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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-2.92%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$250M
AUM Growth
-$19.9M
Cap. Flow
-$13.1M
Cap. Flow %
-5.23%
Top 10 Hldgs %
26.82%
Holding
176
New
19
Increased
47
Reduced
63
Closed
36

Top Buys

Rank Stock Value
1
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.48M
2
ASG
Liberty All-Star Growth Fund
ASG
+$4.35M
3
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$3.99M
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$3.38M
5
DEX
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
+$2.89M

Top Sells

Rank Stock Value
1
EOS
Eaton Vance Enhance Equity Income Fund II
EOS
+$4.84M
2
SPE
Special Opportunities Fund
SPE
+$3.86M
3
GLQ
Clough Global Equity Fund
GLQ
+$3.73M
4
EAD
Allspring Income Opportunities Fund
EAD
+$3.01M
5
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$2.95M

Sector Composition

Rank Sector Weight
1 Financials 4.38%
2 Technology 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOI
101
Eaton Vance Enhanced Equity Income Fund
EOI
$811M
$570K 0.23%
31,849
-87,402
-73% -$1.65M
VVR icon
102
Invesco Senior Income Trust
VVR
$457M
$569K 0.23%
127,811
+72,316
+130% +$314K
DHY
103
Credit Suisse High Yield Credit Fund
DHY
$242M
$561K 0.22%
227,314
-80,194
-26% -$201K
ACV
104
Virtus Diversified Income & Convertible Fund
ACV
$278M
$555K 0.22%
16,393
-8,812
-35% -$309K
HGLB
105
Highland Global Allocation Fund
HGLB
$175M
$555K 0.22%
61,099
-189,722
-76% -$1.82M
JPI
106
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$536K 0.21%
+21,610
New +$555K
MIN
107
Aberdeen Intermediate Income Fund
MIN
$274M
$528K 0.21%
145,826
-95,495
-40% -$353K
RQI icon
108
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$515K 0.21%
34,595
+16,395
+90% +$262K
FFA
109
First Trust Enhanced Equity Income Fund
FFA
$450M
$512K 0.2%
26,000
-48,942
-65% -$1.02M
FCT
110
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$467K 0.19%
+38,129
New +$472K
FGB
111
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$461K 0.18%
116,118
+55,337
+91% +$227K
FIF
112
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$457K 0.18%
35,853
– –
EMF
113
Templeton Emerging Markets Fund
EMF
$317M
$454K 0.18%
26,760
-1,466
-5% -$26.5K
FIV
114
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$416K 0.17%
43,176
-183,151
-81% -$1.75M
JPT
115
DELISTED
Nuveen Preferred and Income Fund
JPT
$390K 0.16%
15,638
-8,036
-34% -$202K
KF
116
Korea Fund
KF
$231M
$387K 0.15%
9,459
– –
EGF
117
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$376K 0.15%
29,834
– –
RGT
118
Royce Global Value Trust
RGT
$99.2M
$345K 0.14%
22,308
-66,802
-75% -$1.04M
MFD
119
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$343K 0.14%
36,026
+3,779
+12% +$37K
AFT
120
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$315K 0.13%
19,935
-45,622
-70% -$717K
GLU
121
Gabelli Utility & Income Trust
GLU
$114M
$309K 0.12%
+15,717
New +$333K
HERZ
122
Herzfeld Credit Income Fund
HERZ
$32.3M
$273K 0.11%
6,161
-6,755
-52% -$309K
MCR
123
DELISTED
MFS Charter Income Trust
MCR
$264K 0.11%
+30,648
New +$265K
GRX
124
Gabelli Healthcare & Wellness Trust
GRX
$144M
$262K 0.1%
19,850
+7,175
+57% +$97.2K
IAF
125
abrdn Australia Equity Fund
IAF
$122M
$258K 0.1%
14,579
-16,331
-53% -$309K
3 4
5
6 7

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Shaker Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Shaker Financial Services held 176 positions worth $250M, down 7.4% from $270M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Shaker Financial Services withdrew a net $13.1M in Q3 2021, closing 36 positions and reducing 63 holdings. Its most notable exit was Eaton Vance Enhance Equity Income Fund II, an estimated $4.84M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.8% a quarter earlier, followed by Technology.

Against the trend, Shaker Financial Services opened a new position in Liberty All-Star Growth Fund worth $4.32M.

  • Shaker Financial Services's largest Q3 2021 buy was Liberty All-Star Growth Fund: 500,753 shares worth $4.32M.
  • Shaker Financial Services added most to Gabelli Dividend & Income Trust in Q3 2021, an estimated $4.48M increase.
  • Shaker Financial Services's biggest Q3 2021 reduction was Allspring Income Opportunities Fund, cutting an estimated $3.01M.
  • Shaker Financial Services fully exited Eaton Vance Enhance Equity Income Fund II in Q3 2021, selling an estimated $4.84M.
  • Shaker Financial Services's ten largest holdings make up 27% of its $250M portfolio in Q3 2021.
  • Shaker Financial Services opened 19 new positions and closed 36 in Q3 2021.
  • Shaker Financial Services's portfolio value fell 7.4% quarter-over-quarter to $250M.

Based on Shaker Financial Services's 13F filing for Q3 2021, filed 2 Nov 2021.