We are live on ! Find out more
SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+11.58%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$240M
AUM Growth
+$52.7M
Cap. Flow
+$28.9M
Cap. Flow %
12.05%
Top 10 Hldgs %
20.6%
Holding
198
New
44
Increased
70
Reduced
48
Closed
33

Top Buys

Rank Stock Value
1
DSL
DoubleLine Income Solutions Fund
DSL
+$3.71M
2
SOR
Source Capital
SOR
+$3.57M
3
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.05M
4
STEW
SRH Total Return Fund
STEW
+$3.02M
5
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$2.99M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.86M
2
TY icon
TRI-Continental Corp
TY
+$3.83M
3
HIX
Western Asset High Income Fund II
HIX
+$2.69M
4
RMT
Royce Micro-Cap Trust
RMT
+$1.96M
5
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 6.47%
2 Technology 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHI
101
John Hancock Investors Trust
JHI
$116M
$700K 0.29%
40,556
+12,218
+43% +$202K
EHT
102
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$677K 0.28%
69,694
-43,504
-38% -$418K
JPC icon
103
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$671K 0.28%
70,618
+5,507
+8% +$48.9K
BGX
104
Blackstone Long-Short Credit Income Fund
BGX
$136M
$664K 0.28%
+49,510
New +$650K
ETY icon
105
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$639K 0.27%
+52,161
New +$606K
AGD
106
abrdn Global Dynamic Dividend Fund
AGD
$318M
$624K 0.26%
59,765
+37,058
+163% +$359K
FTF
107
Franklin Limited Duration Income Trust
FTF
$231M
$622K 0.26%
+66,061
New +$574K
HERZ
108
Herzfeld Credit Income Fund
HERZ
$32.3M
$616K 0.26%
15,530
-3,941
-20% -$134K
FDEU
109
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$616K 0.26%
+52,165
New +$565K
IGD
110
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$615K 0.26%
+117,861
New +$594K
DHF
111
BNY Mellon High Yield Strategies Fund
DHF
$171M
$611K 0.25%
203,659
-158,714
-44% -$453K
SABA
112
Saba Capital Income & Opportunities Fund II
SABA
$220M
$593K 0.25%
+53,942
New +$575K
FEO
113
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$567K 0.24%
39,596
+11,751
+42% +$156K
ISD
114
PGIM High Yield Bond Fund
ISD
$415M
$565K 0.24%
37,659
-20,258
-35% -$291K
IHD
115
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$545K 0.23%
75,075
+16,741
+29% +$117K
EXD
116
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$545K 0.23%
+55,033
New +$525K
EVG
117
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$539K 0.22%
43,632
-115,954
-73% -$1.42M
HTY
118
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$531K 0.22%
95,953
+37,286
+64% +$198K
EFL
119
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$527K 0.22%
+59,260
New +$518K
VVR icon
120
Invesco Senior Income Trust
VVR
$457M
$501K 0.21%
+125,905
New +$474K
SWZ
121
Swiss Helvetia Fund
SWZ
$76.5M
$497K 0.21%
55,537
+14,542
+35% +$122K
GDO
122
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
$474K 0.2%
26,213
+13,007
+98% +$227K
AWF
123
AllianceBernstein Global High Income Fund
AWF
$870M
$469K 0.2%
39,849
-59,283
-60% -$652K
TWN
124
Taiwan Fund
TWN
$471M
$461K 0.19%
17,973
+4,500
+33% +$116K
MFD
125
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$455K 0.19%
54,330
+19,710
+57% +$158K
3 4
5
6 7

Similar funds

FPWM
FSB Premier Wealth Management Waterloo, Iowa $319M AUM 15.64% 1-Year Est. Return
OPW
Oxler Private Wealth Rye Brook, New York $319M AUM 20.31% 1-Year Est. Return
SA
SAM Advisors Oakhurst, California $319M AUM 17.08% 1-Year Est. Return
JWM
Jeppson Wealth Management Manhattan Beach, California $319M AUM 27.26% 1-Year Est. Return
SGF
Stephens Greth Foundation Dallas, Texas $320M AUM
FPL
Fortress Private Ledger Raleigh, North Carolina $320M AUM 45.16% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
SAMT
Select Asset Management & Trust Mechanicsburg, Pennsylvania $320M AUM 18.83% 1-Year Est. Return

Shaker Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Shaker Financial Services held 198 positions worth $240M, up 28% from $187M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Shaker Financial Services deployed $28.9M of net new capital in Q4 2020, opening 44 new positions and adding to 70 existing holdings. Its largest new stake was Source Capital: 92,511 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 11% a quarter earlier, followed by Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $6.86M trimmed.

  • Shaker Financial Services's largest Q4 2020 buy was Source Capital: 92,511 shares worth $3.69M.
  • Shaker Financial Services added most to DoubleLine Income Solutions Fund in Q4 2020, an estimated $3.71M increase.
  • Shaker Financial Services's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $6.86M.
  • Shaker Financial Services fully exited Western Asset High Income Fund II in Q4 2020, selling an estimated $2.69M.
  • Shaker Financial Services's ten largest holdings make up 21% of its $240M portfolio in Q4 2020.
  • Shaker Financial Services opened 44 new positions and closed 33 in Q4 2020.
  • Shaker Financial Services's portfolio value rose 28% quarter-over-quarter to $240M.

Based on Shaker Financial Services's 13F filing for Q4 2020, filed 3 Feb 2021.