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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+0.72%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$208M
AUM Growth
+$5.6M
Cap. Flow
+$3.54M
Cap. Flow %
1.7%
Top 10 Hldgs %
34.57%
Holding
144
New
38
Increased
34
Reduced
45
Closed
22

Top Buys

Rank Stock Value
1
FUND
Sprott Focus Trust
FUND
+$5.75M
2
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$4.18M
3
FFA
First Trust Enhanced Equity Income Fund
FFA
+$2.4M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$2.39M
5
BIT icon
BlackRock Multi-Sector Income Trust
BIT
+$2.33M

Top Sells

Rank Stock Value
1
RMT
Royce Micro-Cap Trust
RMT
+$5.24M
2
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.52M
3
GAM
General American Investors Company
GAM
+$3.89M
4
ADX icon
Adams Diversified Equity Fund
ADX
+$3.15M
5
MCN
Madison Covered Call & Equity Strategy Fund
MCN
+$2.71M

Sector Composition

Rank Sector Weight
1 Financials 7.9%
2 Real Estate 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMT
101
Royce Micro-Cap Trust
RMT
$728M
$328K 0.16%
32,104
-503,064
-94% -$5.24M
JQC icon
102
Nuveen Credit Strategies Income Fund
JQC
$704M
$291K 0.14%
36,563
-1,078
-3% -$8.56K
KST
103
DELISTED
Deutsche Strategic Income Trust
KST
$289K 0.14%
22,973
-17,642
-43% -$220K
MSF
104
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$279K 0.13%
17,892
– –
BDJ icon
105
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$269K 0.13%
+28,314
New +$265K
OPP
106
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$268K 0.13%
16,027
-26,595
-62% -$460K
SEVN
107
Seven Hills Realty Trust
SEVN
$171M
$255K 0.12%
+14,156
New +$262K
JPT
108
DELISTED
Nuveen Preferred and Income Fund
JPT
$233K 0.11%
+10,200
New +$237K
RIV
109
RiverNorth Opportunities Fund
RIV
$311M
$230K 0.11%
+12,471
New +$240K
JPI
110
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$229K 0.11%
+10,104
New +$234K
SWZ
111
Swiss Helvetia Fund
SWZ
$76.5M
$226K 0.11%
26,511
+2,000
+8% +$24.4K
IID
112
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$221K 0.11%
+34,658
New +$226K
FPF
113
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$212K 0.1%
+9,842
New +$214K
BGY icon
114
BlackRock Enhanced International Dividend Trust
BGY
$524M
$207K 0.1%
36,210
-426,407
-92% -$2.46M
IGR
115
CBRE Global Real Estate Income Fund
IGR
$709M
$199K 0.1%
27,300
+6,100
+29% +$45.7K
ETY icon
116
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$194K 0.09%
+15,147
New +$192K
JCE icon
117
Nuveen Core Equity Alpha Fund
JCE
$279M
$187K 0.09%
+11,965
New +$184K
MCN
118
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$184K 0.09%
23,944
-351,227
-94% -$2.71M
JPC icon
119
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$159K 0.08%
17,100
-900
-5% -$8.42K
MCR
120
DELISTED
MFS Charter Income Trust
MCR
$146K 0.07%
18,850
-9,350
-33% -$73.3K
ASG
121
Liberty All-Star Growth Fund
ASG
$328M
$113K 0.05%
+17,781
New +$119K
GLO
122
Clough Global Opportunities Fund
GLO
$250M
$108K 0.05%
10,000
-32,040
-76% -$359K
ACP
123
abrdn Income Credit Strategies Fund
ACP
$635M
– –
-119,065
Closed -$1.59M
BCV
124
Bancroft Fund
BCV
$133M
– –
-31,365
Closed -$686K
CIF
125
DELISTED
MFS Intermediate High Income Fund
CIF
– –
-86,777
Closed -$219K
2 3 4
5
6

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JWM
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Shaker Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Shaker Financial Services held 144 positions worth $208M, up 2.8% from $203M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Shaker Financial Services's Q3 2018 filing shows 38 new, 34 increased, 45 reduced and 22 closed positions. Its largest new stake was Nuveen NASDAQ 100 Dynamic Overwrite Fund: 167,978 shares worth $4.04M. The largest sale was Royce Micro-Cap Trust, an estimated $5.24M.

By sector, the portfolio is most concentrated in Financials at 7.9% of assets, up from 5.1% a quarter earlier, followed by Real Estate.

  • Shaker Financial Services's largest Q3 2018 buy was Nuveen NASDAQ 100 Dynamic Overwrite Fund: 167,978 shares worth $4.04M.
  • Shaker Financial Services added most to Sprott Focus Trust in Q3 2018, an estimated $5.75M increase.
  • Shaker Financial Services's biggest Q3 2018 reduction was Royce Micro-Cap Trust, cutting an estimated $5.24M.
  • Shaker Financial Services fully exited abrdn Asia-Pacific Income Fund in Q3 2018, selling an estimated $2.62M.
  • Shaker Financial Services's ten largest holdings make up 35% of its $208M portfolio in Q3 2018.
  • Shaker Financial Services opened 38 new positions and closed 22 in Q3 2018.
  • Shaker Financial Services's portfolio value rose 2.8% quarter-over-quarter to $208M.

Based on Shaker Financial Services's 13F filing for Q3 2018, filed 9 Nov 2018.