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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-1.42%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$138M
AUM Growth
-$6.52M
Cap. Flow
-$7.31M
Cap. Flow %
-5.31%
Top 10 Hldgs %
34.13%
Holding
128
New
31
Increased
35
Reduced
24
Closed
38

Top Buys

Rank Stock Value
1
USA icon
Liberty All-Star Equity Fund
USA
+$3.58M
2
ADX icon
Adams Diversified Equity Fund
ADX
+$2.51M
3
GAM
General American Investors Company
GAM
+$2.16M
4
ASG
Liberty All-Star Growth Fund
ASG
+$2.15M
5
AIF
Apollo Tactical Income Fund Inc.
AIF
+$2.04M

Top Sells

Rank Stock Value
1
HNW
Pioneer Diversified High Income Fund
HNW
+$4.43M
2
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$4.07M
3
EHI
Western Asset Global High Income Fund
EHI
+$3.39M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$2.71M
5
TY icon
TRI-Continental Corp
TY
+$2.69M

Sector Composition

Rank Sector Weight
1 Financials 8.28%
2 Real Estate 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPS
101
John Hancock Preferred Income Fund III
HPS
$457M
– –
-11,550
Closed -$206K
IGD
102
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
– –
-280,397
Closed -$1.96M
IGR
103
CBRE Global Real Estate Income Fund
IGR
$709M
– –
-65,086
Closed -$497K
JHI
104
John Hancock Investors Trust
JHI
$116M
– –
-33,359
Closed -$480K
LGI
105
Lazard Global Total Return & Income Fund
LGI
$236M
– –
-17,697
Closed -$231K
MCN
106
Madison Covered Call & Equity Strategy Fund
MCN
$118M
– –
-13,500
Closed -$100K
MMT
107
Aberdeen Multi-Market Income Fund
MMT
$236M
– –
-76,643
Closed -$422K
NFJ
108
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
– –
-176,459
Closed -$2.19M
NIE
109
Virtus Equity & Convertible Income Fund
NIE
$719M
– –
-16,096
Closed -$289K
PHD
110
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-36,611
Closed -$397K
RGT
111
Royce Global Value Trust
RGT
$99.2M
– –
-19,250
Closed -$143K
SCD
112
LMP Capital and Income Fund
SCD
$355M
– –
-16,810
Closed -$208K
SOR
113
Source Capital
SOR
$383M
– –
-10,719
Closed -$710K
NSL
114
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-33,224
Closed -$192K
EXD
115
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– –
-12,772
Closed -$161K
DDF
116
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
– –
-158,674
Closed -$1.4M
DEX
117
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
– –
-62,923
Closed -$588K
IVH
118
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-92,132
Closed -$1.14M
GGM
119
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
– –
-76,172
Closed -$1.49M
MSP
120
DELISTED
Madison Strategic Sector
MSP
– –
-32,200
Closed -$347K
AGC
121
DELISTED
Advent Claymore Conv Sec & Incme
AGC
– –
-147,929
Closed -$821K
IID
122
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
– –
-51,894
Closed -$330K
JFC
123
DELISTED
JPMorgan China Region Fund, Inc.
JFC
– –
-13,694
Closed -$210K
FHY
124
DELISTED
First Trust Strategic High
FHY
– –
-47,359
Closed -$527K
JRO
125
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-57,890
Closed -$567K
2 3 4
5
6

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Shaker Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Shaker Financial Services held 128 positions worth $138M, down 4.5% from $144M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Shaker Financial Services withdrew a net $7.31M in Q1 2016, closing 38 positions and reducing 24 holdings. Its most notable exit was Pioneer Diversified High Income Fund, an estimated $4.43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.3% of assets, down from 9% a quarter earlier, followed by Real Estate.

Against the trend, Shaker Financial Services opened a new position in General American Investors Company worth $2.31M.

  • Shaker Financial Services's largest Q1 2016 buy was General American Investors Company: 74,011 shares worth $2.31M.
  • Shaker Financial Services added most to Liberty All-Star Equity Fund in Q1 2016, an estimated $3.58M increase.
  • Shaker Financial Services's biggest Q1 2016 reduction was TRI-Continental Corp, cutting an estimated $2.69M.
  • Shaker Financial Services fully exited Pioneer Diversified High Income Fund in Q1 2016, selling an estimated $4.43M.
  • Shaker Financial Services's ten largest holdings make up 34% of its $138M portfolio in Q1 2016.
  • Shaker Financial Services opened 31 new positions and closed 38 in Q1 2016.
  • Shaker Financial Services's portfolio value fell 4.5% quarter-over-quarter to $138M.

Based on Shaker Financial Services's 13F filing for Q1 2016, filed 9 May 2016.