SFS

Shaker Financial Services Portfolio holdings

AUM $276M
This Quarter Return
-1.42%
1 Year Return
+4.03%
3 Year Return
+7.48%
5 Year Return
+3.68%
10 Year Return
-22.56%
AUM
$138M
AUM Growth
+$138M
Cap. Flow
-$5.79M
Cap. Flow %
-4.2%
Top 10 Hldgs %
34.13%
Holding
128
New
31
Increased
35
Reduced
24
Closed
38

Top Buys

1
USA icon
Liberty All-Star Equity Fund
USA
$3.77M
2
ADX icon
Adams Diversified Equity Fund
ADX
$2.64M
3
GAM
General American Investors Company
GAM
$2.31M
4
ASG
Liberty All-Star Growth Fund
ASG
$2.22M
5
AIF
Apollo Tactical Income Fund Inc.
AIF
$2.11M

Top Sells

1
HNW
Pioneer Diversified High Income Fund
HNW
$4.43M
2
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$4.07M
3
EHI
Western Asset Global High Income Fund
EHI
$3.39M
4
TY icon
TRI-Continental Corp
TY
$2.84M
5
GDV icon
Gabelli Dividend & Income Trust
GDV
$2.71M

Sector Composition

1 Financials 7.57%
2 Real Estate 0.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HPF
101
John Hancock Preferred Income Fund II
HPF
$350M
– –
-15,408
Closed -$302K
HPS
102
John Hancock Preferred Income Fund III
HPS
$476M
– –
-11,550
Closed -$206K
IGD
103
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$465M
– –
-280,397
Closed -$1.96M
IGR
104
CBRE Global Real Estate Income Fund
IGR
$695M
– –
-65,086
Closed -$497K
JHI
105
John Hancock Investors Trust
JHI
$124M
– –
-33,359
Closed -$480K
LGI
106
Lazard Global Total Return & Income Fund
LGI
$230M
– –
-17,697
Closed -$231K
MCN
107
Madison Covered Call & Equity Strategy Fund
MCN
$133M
– –
-13,500
Closed -$100K
MMT
108
MFS Multimarket Income Trust
MMT
$259M
– –
-76,643
Closed -$422K
NFJ
109
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
– –
-176,459
Closed -$2.19M
NIE
110
Virtus Equity & Convertible Income Fund
NIE
$686M
– –
-16,096
Closed -$289K
PHD
111
Pioneer Floating Rate Fund
PHD
$122M
– –
-36,611
Closed -$397K
RGT
112
Royce Global Value Trust
RGT
$82.1M
– –
-19,250
Closed -$143K
SCD
113
LMP Capital and Income Fund
SCD
$272M
– –
-16,810
Closed -$208K
SOR
114
Source Capital
SOR
$363M
– –
-10,719
Closed -$710K
NSL
115
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-33,224
Closed -$192K
DDF
116
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
– –
-158,674
Closed -$1.4M
DEX
117
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
– –
-62,923
Closed -$588K
IVH
118
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-92,132
Closed -$1.14M
GGM
119
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
– –
-76,172
Closed -$1.49M
MSP
120
DELISTED
Madison Strategic Sector
MSP
– –
-32,200
Closed -$347K
AGC
121
DELISTED
Advent Claymore Conv Sec & Incme
AGC
– –
-147,929
Closed -$821K
IID
122
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
– –
-51,894
Closed -$330K
JFC
123
DELISTED
JPMorgan China Region Fund, Inc.
JFC
– –
-13,694
Closed -$210K
FHY
124
DELISTED
First Trust Strategic High
FHY
– –
-47,359
Closed -$527K
JRO
125
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-57,890
Closed -$567K
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5
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