We are live on ! Find out more
SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-4.78%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$154M
AUM Growth
-$9.99M
Cap. Flow
-$2.99M
Cap. Flow %
-1.93%
Top 10 Hldgs %
23.71%
Holding
176
New
23
Increased
55
Reduced
49
Closed
44

Top Buys

Rank Stock Value
1
JTA
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
+$2.88M
2
ASG
Liberty All-Star Growth Fund
ASG
+$2.54M
3
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$2.4M
4
DDF
Delaware Investments Dividend & Income Fund, Inc.
DDF
+$2.13M
5
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$1.84M

Top Sells

Rank Stock Value
1
GDV icon
Gabelli Dividend & Income Trust
GDV
+$3.08M
2
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$2.65M
3
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.61M
4
IGA
Voya Global Advantage and Premium Opportunity Fund
IGA
+$2.56M
5
GF
New Germany Fund
GF
+$2.06M

Sector Composition

Rank Sector Weight
1 Financials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NHS
101
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$281K 0.18%
21,800
+6,200
+40% +$83K
AFT
102
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$275K 0.18%
16,057
+3,200
+25% +$56.3K
KIO
103
KKR Income Opportunities Fund
KIO
$451M
$263K 0.17%
15,197
-101,427
-87% -$1.83M
HTD
104
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$261K 0.17%
12,662
-32,580
-72% -$674K
BQY
105
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
$259K 0.17%
19,764
-30,362
-61% -$404K
BKT icon
106
BlackRock Income Trust
BKT
$330M
$257K 0.17%
13,478
– –
SGL
107
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$254K 0.16%
28,755
-16,881
-37% -$154K
FOF icon
108
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
$248K 0.16%
19,018
-92,624
-83% -$1.25M
MXE
109
Mexico Equity and Income Fund
MXE
$243K 0.16%
14,737
-26,269
-64% -$435K
AGD
110
abrdn Global Dynamic Dividend Fund
AGD
$318M
$230K 0.15%
+23,281
New +$241K
FTF
111
Franklin Limited Duration Income Trust
FTF
$231M
$225K 0.15%
18,202
-842
-4% -$10.8K
APB
112
DELISTED
Asia Pacific Fund
APB
$210K 0.14%
18,601
+1,400
+8% +$16.3K
NID
113
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$209K 0.14%
+16,725
New +$208K
JSD
114
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$207K 0.13%
12,115
-3,000
-20% -$53.7K
BOI
115
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$204K 0.13%
+12,008
New +$206K
BTO
116
John Hancock Financial Opportunities Fund
BTO
$798M
$201K 0.13%
9,028
-3,800
-30% -$86.2K
HPF
117
John Hancock Preferred Income Fund II
HPF
$343M
$201K 0.13%
10,020
-1,200
-11% -$24.2K
HHY
118
DELISTED
Brookfield High Income Fund Inc.
HHY
$198K 0.13%
+21,093
New +$211K
BIT icon
119
BlackRock Multi-Sector Income Trust
BIT
$698M
$180K 0.12%
10,138
-14,536
-59% -$263K
WEA
120
Western Asset Premier Bond Fund
WEA
$124M
$180K 0.12%
+12,564
New +$184K
LCM
121
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$180K 0.12%
19,016
-5,163
-21% -$52.2K
LDF
122
DELISTED
Latin American Discovery Fund
LDF
$177K 0.11%
13,480
-2,313
-15% -$32.8K
PIM
123
Franklin Master Intermediate Income Trust
PIM
$150M
$171K 0.11%
+34,002
New +$172K
EMD
124
DELISTED
Western Asset Emerging Markets
EMD
$171K 0.11%
+14,253
New +$181K
GRR
125
DELISTED
Asia Tigers Fund
GRR
$161K 0.1%
13,600
– –
3 4
5
6 7

Similar funds

FPWM
FSB Premier Wealth Management Waterloo, Iowa $319M AUM 15.64% 1-Year Est. Return
OPW
Oxler Private Wealth Rye Brook, New York $319M AUM 20.31% 1-Year Est. Return
SA
SAM Advisors Oakhurst, California $319M AUM 17.08% 1-Year Est. Return
JWM
Jeppson Wealth Management Manhattan Beach, California $319M AUM 27.26% 1-Year Est. Return
SGF
Stephens Greth Foundation Dallas, Texas $320M AUM
FPL
Fortress Private Ledger Raleigh, North Carolina $320M AUM 45.16% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
SAMT
Select Asset Management & Trust Mechanicsburg, Pennsylvania $320M AUM 18.83% 1-Year Est. Return

Shaker Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Shaker Financial Services held 176 positions worth $154M, down 6.1% from $164M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Shaker Financial Services's Q3 2014 filing shows 23 new, 55 increased, 49 reduced and 44 closed positions. Its largest new stake was Nuveen Tax-Advantaged Total Return Strategy Fund: 199,027 shares worth $2.76M. The largest sale was Gabelli Dividend & Income Trust, an estimated $3.08M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.8% a quarter earlier.

  • Shaker Financial Services's largest Q3 2014 buy was Nuveen Tax-Advantaged Total Return Strategy Fund: 199,027 shares worth $2.76M.
  • Shaker Financial Services added most to Liberty All-Star Growth Fund in Q3 2014, an estimated $2.54M increase.
  • Shaker Financial Services's biggest Q3 2014 reduction was KKR Income Opportunities Fund, cutting an estimated $1.83M.
  • Shaker Financial Services fully exited Gabelli Dividend & Income Trust in Q3 2014, selling an estimated $3.08M.
  • Shaker Financial Services's ten largest holdings make up 24% of its $154M portfolio in Q3 2014.
  • Shaker Financial Services opened 23 new positions and closed 44 in Q3 2014.
  • Shaker Financial Services's portfolio value fell 6.1% quarter-over-quarter to $154M.

Based on Shaker Financial Services's 13F filing for Q3 2014, filed 10 Nov 2014.