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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$152M
AUM Growth
+$8.54M
Cap. Flow
+$6.53M
Cap. Flow %
4.29%
Top 10 Hldgs %
23.7%
Holding
186
New
31
Increased
56
Reduced
42
Closed
51

Top Buys

Rank Stock Value
1
KIO
KKR Income Opportunities Fund
KIO
+$2.29M
2
TY icon
TRI-Continental Corp
TY
+$2.18M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
+$1.98M
4
ETO
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
+$1.5M
5
USA icon
Liberty All-Star Equity Fund
USA
+$1.43M

Top Sells

Rank Stock Value
1
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$2.62M
2
GLV
Clough Global Dividend & Income Fund
GLV
+$1.63M
3
STK
Columbia Seligman Premium Technology Growth Fund
STK
+$1.6M
4
ISD
PGIM High Yield Bond Fund
ISD
+$1.59M
5
EOD
Allspring Global Dividend Opportunity Fund
EOD
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 6.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHG
101
DELISTED
Deutsche High Incm Opportunities
DHG
$400K 0.26%
27,361
-19,357
-41% -$280K
BIT icon
102
BlackRock Multi-Sector Income Trust
BIT
$698M
$394K 0.26%
22,206
+206
+0.9% +$3.61K
STK
103
Columbia Seligman Premium Technology Growth Fund
STK
$867M
$392K 0.26%
24,785
-105,145
-81% -$1.6M
TLI
104
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$389K 0.26%
32,045
-15,463
-33% -$189K
HPI
105
John Hancock Preferred Income Fund
HPI
$430M
$379K 0.25%
19,015
+4,628
+32% +$87.6K
IAE
106
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
$377K 0.25%
29,648
-8,348
-22% -$102K
HYT icon
107
BlackRock Corporate High Yield Fund
HYT
$1.36B
$371K 0.24%
30,232
-55,330
-65% -$677K
SPE
108
Special Opportunities Fund
SPE
$139M
$368K 0.24%
23,728
-38,332
-62% -$600K
EFF
109
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$367K 0.24%
+20,082
New +$366K
MMT
110
Aberdeen Multi-Market Income Fund
MMT
$236M
$364K 0.24%
+55,763
New +$361K
DMB
111
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
$346K 0.23%
+30,816
New +$339K
PPT
112
Franklin Premier Income Trust
PPT
$324M
$332K 0.22%
+60,000
New +$328K
IHD
113
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$288K 0.19%
24,100
-3,700
-13% -$42.4K
AOD
114
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$271K 0.18%
+32,331
New +$269K
MSP
115
DELISTED
Madison Strategic Sector
MSP
$270K 0.18%
22,167
+7,641
+53% +$92.5K
EDI
116
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$266K 0.17%
+14,286
New +$262K
HHY
117
DELISTED
Brookfield High Income Fund Inc.
HHY
$266K 0.17%
26,446
-66,991
-72% -$662K
AFT
118
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$260K 0.17%
14,249
+3,854
+37% +$70.4K
FGB
119
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$244K 0.16%
+31,681
New +$250K
VGI
120
Virtus Global Multi-Sector Income Fund
VGI
$81.9M
$228K 0.15%
+13,515
New +$227K
TDF
121
Templeton Dragon Fund
TDF
$270M
$223K 0.15%
9,106
-21,493
-70% -$516K
LDF
122
DELISTED
Latin American Discovery Fund
LDF
$216K 0.14%
16,793
– –
JPC icon
123
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$201K 0.13%
21,600
+3,100
+17% +$28.3K
FHY
124
DELISTED
First Trust Strategic High
FHY
$201K 0.13%
12,595
-11,291
-47% -$178K
BUI icon
125
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$725M
$199K 0.13%
10,500
-8,649
-45% -$160K
3 4
5
6 7

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JWM
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SGF
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SFCM
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Shaker Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Shaker Financial Services held 186 positions worth $152M, up 5.9% from $144M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Shaker Financial Services deployed $6.53M of net new capital in Q1 2014, opening 31 new positions and adding to 56 existing holdings. Its largest new stake was Gabelli Dividend & Income Trust: 96,516 shares worth $2.01M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 4.1% a quarter earlier.

On the sell side, the largest reduction was Columbia Seligman Premium Technology Growth Fund, an estimated $1.6M trimmed.

  • Shaker Financial Services's largest Q1 2014 buy was Gabelli Dividend & Income Trust: 96,516 shares worth $2.01M.
  • Shaker Financial Services added most to KKR Income Opportunities Fund in Q1 2014, an estimated $2.29M increase.
  • Shaker Financial Services's biggest Q1 2014 reduction was Columbia Seligman Premium Technology Growth Fund, cutting an estimated $1.6M.
  • Shaker Financial Services fully exited Nuveen Core Equity Alpha Fund in Q1 2014, selling an estimated $2.62M.
  • Shaker Financial Services's ten largest holdings make up 24% of its $152M portfolio in Q1 2014.
  • Shaker Financial Services opened 31 new positions and closed 51 in Q1 2014.
  • Shaker Financial Services's portfolio value rose 5.9% quarter-over-quarter to $152M.

Based on Shaker Financial Services's 13F filing for Q1 2014, filed 7 May 2014.