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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$144M
AUM Growth
+$8.92M
Cap. Flow
+$6.18M
Cap. Flow %
4.3%
Top 10 Hldgs %
20.41%
Holding
205
New
46
Increased
53
Reduced
55
Closed
50

Top Buys

Rank Stock Value
1
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.58M
2
PFL
PIMCO Income Strategy Fund
PFL
+$2.4M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$2.11M
4
KMM
Deutsche Multi-Market Incm Trust
KMM
+$1.8M
5
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$1.72M

Top Sells

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$2.52M
2
ASG
Liberty All-Star Growth Fund
ASG
+$1.96M
3
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$1.95M
4
PDI icon
PIMCO Dynamic Income Fund
PDI
+$1.69M
5
CHW
Calamos Global Dynamic Income Fund
CHW
+$1.68M

Sector Composition

Rank Sector Weight
1 Financials 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPS
101
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$413K 0.29%
50,726
-122,614
-71% -$990K
EMD
102
DELISTED
Western Asset Emerging Markets
EMD
$409K 0.28%
34,550
+22,639
+190% +$274K
DFP
103
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$400K 0.28%
+19,500
New +$397K
JLA
104
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$393K 0.27%
+31,120
New +$386K
JFR icon
105
Nuveen Floating Rate Income Fund
JFR
$1.24B
$384K 0.27%
32,243
-16,684
-34% -$199K
FHY
106
DELISTED
First Trust Strategic High
FHY
$383K 0.27%
23,886
+9,727
+69% +$153K
BIT icon
107
BlackRock Multi-Sector Income Trust
BIT
$698M
$376K 0.26%
+22,000
New +$369K
CHY
108
Calamos Convertible and High Income Fund
CHY
$1.01B
$343K 0.24%
26,552
-18,403
-41% -$235K
BUI icon
109
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$725M
$342K 0.24%
+19,149
New +$339K
FCO
110
DELISTED
abrdn Global Income Fund
FCO
$330K 0.23%
31,724
-24,340
-43% -$262K
BQR
111
DELISTED
BLACKROCK ECOSOLUTIONS INVESTMENT TRUST
BQR
$329K 0.23%
41,867
-28,421
-40% -$222K
KIO
112
KKR Income Opportunities Fund
KIO
$451M
$328K 0.23%
+18,250
New +$324K
IHD
113
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$327K 0.23%
+27,800
New +$341K
MCN
114
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$326K 0.23%
39,845
-13,539
-25% -$111K
GAM
115
General American Investors Company
GAM
$1.56B
$324K 0.23%
9,217
+1,270
+16% +$44.1K
HYF
116
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$321K 0.22%
158,050
-33,180
-17% -$67.5K
AIF
117
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$318K 0.22%
+17,664
New +$305K
JOF
118
Japan Smaller Capitalization Fund
JOF
$321M
$308K 0.21%
33,631
-9,000
-21% -$82.5K
BCV
119
Bancroft Fund
BCV
$133M
$303K 0.21%
16,275
-213
-1% -$3.9K
EGF
120
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$298K 0.21%
+21,328
New +$304K
ETO
121
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$507M
$287K 0.2%
11,727
-17,830
-60% -$425K
ETY icon
122
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$268K 0.19%
24,500
+1,700
+7% +$18.1K
ETJ
123
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
$263K 0.18%
+23,364
New +$261K
HPI
124
John Hancock Preferred Income Fund
HPI
$430M
$257K 0.18%
+14,387
New +$264K
PKO
125
DELISTED
Pimco Income Opportunity Fund
PKO
$257K 0.18%
+9,100
New +$255K
3 4
5
6 7

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Shaker Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Shaker Financial Services held 205 positions worth $144M, up 6.6% from $135M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Shaker Financial Services deployed $6.18M of net new capital in Q4 2013, opening 46 new positions and adding to 53 existing holdings. Its largest new stake was PIMCO Income Strategy Fund: 207,711 shares worth $2.35M.

By sector, the portfolio is most concentrated in Financials at 4.1% of assets, down from 6% a quarter earlier.

On the sell side, the largest reduction was COHEN & STEERS DIV MAJORS FUND INC, an estimated $1.61M trimmed.

  • Shaker Financial Services's largest Q4 2013 buy was PIMCO Income Strategy Fund: 207,711 shares worth $2.35M.
  • Shaker Financial Services added most to NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND in Q4 2013, an estimated $2.58M increase.
  • Shaker Financial Services's biggest Q4 2013 reduction was COHEN & STEERS DIV MAJORS FUND INC, cutting an estimated $1.61M.
  • Shaker Financial Services fully exited High Income Securities Fund in Q4 2013, selling an estimated $2.52M.
  • Shaker Financial Services's ten largest holdings make up 20% of its $144M portfolio in Q4 2013.
  • Shaker Financial Services opened 46 new positions and closed 50 in Q4 2013.
  • Shaker Financial Services's portfolio value rose 6.6% quarter-over-quarter to $144M.

Based on Shaker Financial Services's 13F filing for Q4 2013, filed 6 Feb 2014.