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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+4.21%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$214M
AUM Growth
+$11.2M
Cap. Flow
+$3.28M
Cap. Flow %
1.53%
Top 10 Hldgs %
27.17%
Holding
178
New
24
Increased
60
Reduced
52
Closed
31

Top Buys

Rank Stock Value
1
RVT icon
Royce Value Trust
RVT
+$6.13M
2
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
+$4.07M
3
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$3.63M
4
USA icon
Liberty All-Star Equity Fund
USA
+$3.55M
5
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$3.29M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.66M
2
RMT
Royce Micro-Cap Trust
RMT
+$5.18M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$3.12M
4
SOR
Source Capital
SOR
+$2.97M
5
AIF
Apollo Tactical Income Fund Inc.
AIF
+$2.58M

Sector Composition

Rank Sector Weight
1 Financials 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEQ
76
John Hancock Hedged Equity & Income Fund
HEQ
$137M
$887K 0.42%
+77,172
New +$910K
WDI
77
Western Asset Diversified Income Fund
WDI
$673M
$877K 0.41%
69,027
-37,053
-35% -$478K
MMT
78
Aberdeen Multi-Market Income Fund
MMT
$237M
$848K 0.4%
188,020
+6,266
+3% +$27.5K
BOE icon
79
BlackRock Enhanced Global Dividend Trust
BOE
$659M
$847K 0.4%
88,584
-32,379
-27% -$304K
PHD
80
DELISTED
Pioneer Floating Rate Fund
PHD
$824K 0.39%
93,031
-96,923
-51% -$845K
TWN
81
Taiwan Fund
TWN
$446M
$783K 0.37%
33,921
– –
FRA icon
82
BlackRock Floating Rate Income Strategies Fund
FRA
$380M
$779K 0.36%
69,141
+6,543
+10% +$75K
ISD
83
PGIM High Yield Bond Fund
ISD
$414M
$778K 0.36%
64,978
+32,583
+101% +$393K
JQC icon
84
Nuveen Credit Strategies Income Fund
JQC
$702M
$767K 0.36%
150,680
-103,170
-41% -$527K
FT
85
Franklin Universal Trust
FT
$198M
$744K 0.35%
110,605
+79,598
+257% +$531K
RGT
86
Royce Global Value Trust
RGT
$97.5M
$742K 0.35%
85,832
+23,280
+37% +$206K
HTY
87
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$742K 0.35%
149,623
+83,823
+127% +$405K
JHI
88
John Hancock Investors Trust
JHI
$114M
$721K 0.34%
+57,505
New +$725K
SABA
89
Saba Capital Income & Opportunities Fund II
SABA
$220M
$718K 0.34%
+82,926
New +$696K
JGH icon
90
Nuveen Global High Income Fund
JGH
$351M
$709K 0.33%
62,999
+39,127
+164% +$443K
MXE
91
Mexico Equity and Income Fund
MXE
$58.5M
$690K 0.32%
78,542
+3,700
+5% +$31.5K
DEX
92
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$682K 0.32%
87,449
-93,545
-52% -$704K
LDP icon
93
Cohen & Steers Duration Preferred & Income Fund
LDP
$591M
$662K 0.31%
34,781
-9,957
-22% -$187K
NMAI icon
94
Nuveen Multi-Asset Income Fund
NMAI
$456M
$632K 0.3%
55,004
-178,817
-76% -$2.08M
CAF
95
Morgan Stanley China A Share Fund
CAF
$329M
$581K 0.27%
40,884
– –
GHY
96
PGIM Global High Yield Fund
GHY
$476M
$577K 0.27%
+52,719
New +$570K
TBLD
97
Thornburg Income Builder Opportunities Trust
TBLD
$693M
$572K 0.27%
40,063
+25,563
+176% +$355K
RMT
98
Royce Micro-Cap Trust
RMT
$718M
$563K 0.26%
64,815
-589,764
-90% -$5.18M
EVF
99
Eaton Vance Senior Income Trust
EVF
$89.9M
$528K 0.25%
99,196
-129,082
-57% -$689K
NBXG
100
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.11B
$513K 0.24%
56,398
– –
2 3
4
5 6

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JWM
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Shaker Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Shaker Financial Services held 178 positions worth $214M, up 5.5% from $202M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Shaker Financial Services's Q4 2022 filing shows 24 new, 60 increased, 52 reduced and 31 closed positions. Its largest new stake was Eaton Vance Risk-Managed Diversified Equity Income Fund: 403,096 shares worth $3.02M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $5.66M.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 4.6% a quarter earlier.

  • Shaker Financial Services's largest Q4 2022 buy was Eaton Vance Risk-Managed Diversified Equity Income Fund: 403,096 shares worth $3.02M.
  • Shaker Financial Services added most to Royce Value Trust in Q4 2022, an estimated $6.13M increase.
  • Shaker Financial Services's biggest Q4 2022 reduction was Royce Micro-Cap Trust, cutting an estimated $5.18M.
  • Shaker Financial Services fully exited State Street SPDR S&P 500 ETF Trust in Q4 2022, selling an estimated $5.66M.
  • Shaker Financial Services's ten largest holdings make up 27% of its $214M portfolio in Q4 2022.
  • Shaker Financial Services opened 24 new positions and closed 31 in Q4 2022.
  • Shaker Financial Services's portfolio value rose 5.5% quarter-over-quarter to $214M.

Based on Shaker Financial Services's 13F filing for Q4 2022, filed 3 Feb 2023.