SFS

Shaker Financial Services Portfolio holdings

AUM $276M
This Quarter Return
-2.92%
1 Year Return
+4.03%
3 Year Return
+7.48%
5 Year Return
+3.68%
10 Year Return
-22.56%
AUM
$250M
AUM Growth
+$250M
Cap. Flow
-$14.4M
Cap. Flow %
-5.78%
Top 10 Hldgs %
26.82%
Holding
176
New
19
Increased
47
Reduced
63
Closed
36

Top Buys

1
GDV icon
Gabelli Dividend & Income Trust
GDV
$4.36M
2
ASG
Liberty All-Star Growth Fund
ASG
$4.32M
3
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$3.78M
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$3.27M
5
DEX
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$2.79M

Top Sells

1
EOS
Eaton Vance Enhance Equity Income Fund II
EOS
$4.84M
2
SPE
Special Opportunities Fund
SPE
$3.86M
3
GLQ
Clough Global Equity Fund
GLQ
$3.73M
4
EAD
Allspring Income Opportunities Fund
EAD
$2.96M
5
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$2.95M

Sector Composition

1 Financials 1.35%
2 Technology 0.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GGZ
76
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$115M
$1.01M 0.4%
63,280
+22,354
+55% +$356K
CHW
77
Calamos Global Dynamic Income Fund
CHW
$463M
$981K 0.39%
+102,524
New +$981K
STK
78
Columbia Seligman Premium Technology Growth Fund
STK
$523M
$979K 0.39%
+29,694
New +$979K
JTA
79
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$953K 0.38%
85,812
-125,902
-59% -$1.4M
IGR
80
CBRE Global Real Estate Income Fund
IGR
$702M
$910K 0.36%
108,870
-96,377
-47% -$806K
FSD
81
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$882K 0.35%
55,501
-50,244
-48% -$798K
JPS
82
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$872K 0.35%
89,004
-196
-0.2% -$1.92K
TWN
83
Taiwan Fund
TWN
$326M
$830K 0.33%
23,574
– –
JFR icon
84
Nuveen Floating Rate Income Fund
JFR
$1.13B
$826K 0.33%
81,979
-24,561
-23% -$247K
JRS icon
85
Nuveen Real Estate Income Fund
JRS
$232M
$825K 0.33%
77,685
-46,527
-37% -$494K
GCV
86
Gabelli Convertible and Income Securities Fund
GCV
$81.1M
$817K 0.33%
134,309
-67,183
-33% -$409K
MSD
87
Morgan Stanley Emerging Markets Debt Fund
MSD
$151M
$799K 0.32%
87,663
-22,038
-20% -$201K
ECF
88
Ellsworth Growth & Income Fund
ECF
$150M
$794K 0.32%
+59,437
New +$794K
FOF icon
89
Cohen & Steers Closed End Opportunity Fund
FOF
$361M
$779K 0.31%
+57,267
New +$779K
JGH icon
90
Nuveen Global High Income Fund
JGH
$314M
$766K 0.31%
47,675
+3,877
+9% +$62.3K
DDF
91
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$749K 0.3%
+67,890
New +$749K
EAD
92
Allspring Income Opportunities Fund
EAD
$418M
$745K 0.3%
84,686
-336,703
-80% -$2.96M
EMD
93
Western Asset Emerging Markets Debt Fund
EMD
$597M
$730K 0.29%
53,653
+27,176
+103% +$370K
JHB
94
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$724K 0.29%
77,218
-97,872
-56% -$918K
JOF
95
Japan Smaller Capitalization Fund
JOF
$304M
$672K 0.27%
74,253
– –
IHD
96
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$105M
$666K 0.27%
90,061
+12,270
+16% +$90.7K
DBL
97
DoubleLine Opportunistic Credit Fund
DBL
$295M
$663K 0.27%
33,615
-21,181
-39% -$418K
JEMD
98
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$642K 0.26%
80,299
-55,907
-41% -$447K
NCV
99
Virtus Convertible & Income Fund
NCV
$332M
$626K 0.25%
105,030
-157,977
-60% -$942K
JSD
100
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$605K 0.24%
40,089
-15,125
-27% -$228K
2 3
4
5 6