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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-2.92%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$250M
AUM Growth
-$19.9M
Cap. Flow
-$13.1M
Cap. Flow %
-5.23%
Top 10 Hldgs %
26.82%
Holding
176
New
19
Increased
47
Reduced
63
Closed
36

Top Buys

Rank Stock Value
1
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.48M
2
ASG
Liberty All-Star Growth Fund
ASG
+$4.35M
3
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$3.99M
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$3.38M
5
DEX
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
+$2.89M

Top Sells

Rank Stock Value
1
EOS
Eaton Vance Enhance Equity Income Fund II
EOS
+$4.84M
2
SPE
Special Opportunities Fund
SPE
+$3.86M
3
GLQ
Clough Global Equity Fund
GLQ
+$3.73M
4
EAD
Allspring Income Opportunities Fund
EAD
+$3.01M
5
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$2.95M

Sector Composition

Rank Sector Weight
1 Financials 4.38%
2 Technology 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGZ
76
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$1.01M 0.4%
63,280
+22,354
+55% +$356K
CHW
77
Calamos Global Dynamic Income Fund
CHW
$530M
$981K 0.39%
+102,524
New +$1.09M
STK
78
Columbia Seligman Premium Technology Growth Fund
STK
$867M
$979K 0.39%
+29,694
New +$1M
JTA
79
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$953K 0.38%
85,812
-125,902
-59% -$1.44M
IGR
80
CBRE Global Real Estate Income Fund
IGR
$709M
$910K 0.36%
108,870
-96,377
-47% -$865K
FSD
81
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$882K 0.35%
55,501
-50,244
-48% -$799K
JPS
82
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$872K 0.35%
89,004
-196
-0.2% -$1.96K
TWN
83
Taiwan Fund
TWN
$471M
$830K 0.33%
23,574
– –
JFR icon
84
Nuveen Floating Rate Income Fund
JFR
$1.24B
$826K 0.33%
81,979
-24,561
-23% -$243K
JRS icon
85
Nuveen Real Estate Income Fund
JRS
$249M
$825K 0.33%
77,685
-46,527
-37% -$526K
GCV
86
Gabelli Convertible and Income Securities Fund
GCV
$90.9M
$817K 0.33%
134,309
-67,183
-33% -$432K
MSD
87
Morgan Stanley Emerging Markets Debt Fund
MSD
$146M
$799K 0.32%
87,663
-22,038
-20% -$209K
ECF
88
Ellsworth Growth & Income Fund
ECF
$166M
$794K 0.32%
+59,437
New +$863K
FOF icon
89
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
$779K 0.31%
+57,267
New +$832K
JGH icon
90
Nuveen Global High Income Fund
JGH
$352M
$766K 0.31%
47,675
+3,877
+9% +$62.5K
DDF
91
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$749K 0.3%
+67,890
New +$746K
EAD
92
Allspring Income Opportunities Fund
EAD
$372M
$745K 0.3%
84,686
-336,703
-80% -$3.01M
EMD
93
Western Asset Emerging Markets Debt Fund
EMD
$609M
$730K 0.29%
53,653
+27,176
+103% +$378K
JHB
94
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$724K 0.29%
77,218
-97,872
-56% -$919K
JOF
95
Japan Smaller Capitalization Fund
JOF
$321M
$672K 0.27%
74,253
– –
IHD
96
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$666K 0.27%
90,061
+12,270
+16% +$93.5K
DBL
97
DoubleLine Opportunistic Credit Fund
DBL
$278M
$663K 0.27%
33,615
-21,181
-39% -$420K
JEMD
98
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$642K 0.26%
80,299
-55,907
-41% -$452K
NCV
99
Virtus Convertible & Income Fund
NCV
$378M
$626K 0.25%
26,258
-39,494
-60% -$960K
JSD
100
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$605K 0.24%
40,089
-15,125
-27% -$224K
2 3
4
5 6

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JWM
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SGF
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Shaker Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Shaker Financial Services held 176 positions worth $250M, down 7.4% from $270M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Shaker Financial Services withdrew a net $13.1M in Q3 2021, closing 36 positions and reducing 63 holdings. Its most notable exit was Eaton Vance Enhance Equity Income Fund II, an estimated $4.84M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.8% a quarter earlier, followed by Technology.

Against the trend, Shaker Financial Services opened a new position in Liberty All-Star Growth Fund worth $4.32M.

  • Shaker Financial Services's largest Q3 2021 buy was Liberty All-Star Growth Fund: 500,753 shares worth $4.32M.
  • Shaker Financial Services added most to Gabelli Dividend & Income Trust in Q3 2021, an estimated $4.48M increase.
  • Shaker Financial Services's biggest Q3 2021 reduction was Allspring Income Opportunities Fund, cutting an estimated $3.01M.
  • Shaker Financial Services fully exited Eaton Vance Enhance Equity Income Fund II in Q3 2021, selling an estimated $4.84M.
  • Shaker Financial Services's ten largest holdings make up 27% of its $250M portfolio in Q3 2021.
  • Shaker Financial Services opened 19 new positions and closed 36 in Q3 2021.
  • Shaker Financial Services's portfolio value fell 7.4% quarter-over-quarter to $250M.

Based on Shaker Financial Services's 13F filing for Q3 2021, filed 2 Nov 2021.