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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+5.58%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$251M
AUM Growth
+$11.3M
Cap. Flow
-$2.26M
Cap. Flow %
-0.9%
Top 10 Hldgs %
21.79%
Holding
191
New
26
Increased
72
Reduced
64
Closed
28

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.7M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.82M
3
GAM
General American Investors Company
GAM
+$3.1M
4
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$2.98M
5
TY icon
TRI-Continental Corp
TY
+$2.82M

Top Sells

Rank Stock Value
1
GDV icon
Gabelli Dividend & Income Trust
GDV
+$5.47M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$3.93M
3
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$3.5M
4
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$3.05M
5
CII icon
BlackRock Enhanced Captial and Income Fund
CII
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.3%
2 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDJ icon
76
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$1.22M 0.49%
129,106
-50,990
-28% -$450K
LDP icon
77
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$1.2M 0.48%
+45,746
New +$1.17M
GCV
78
Gabelli Convertible and Income Securities Fund
GCV
$90.9M
$1.17M 0.47%
191,781
+77,744
+68% +$491K
AWF
79
AllianceBernstein Global High Income Fund
AWF
$872M
$1.17M 0.46%
98,388
+58,539
+147% +$689K
CII icon
80
BlackRock Enhanced Captial and Income Fund
CII
$980M
$1.17M 0.46%
60,337
-148,865
-71% -$2.73M
IAE
81
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$90.3M
$1.15M 0.46%
123,355
+6,729
+6% +$62.6K
HYT icon
82
BlackRock Corporate High Yield Fund
HYT
$1.36B
$1.11M 0.44%
+94,870
New +$1.08M
VTA
83
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.11M 0.44%
+97,891
New +$1.08M
NIE
84
Virtus Equity & Convertible Income Fund
NIE
$712M
$1.11M 0.44%
39,596
+28,643
+262% +$814K
EFR
85
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$1.08M 0.43%
78,065
-18,838
-19% -$254K
VBF icon
86
Invesco Bond Fund
VBF
$168M
$1.06M 0.42%
+53,048
New +$1.06M
FDEU
87
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$1.02M 0.41%
80,446
+28,281
+54% +$347K
VGI
88
Virtus Global Multi-Sector Income Fund
VGI
$81.9M
$996K 0.4%
83,806
-134,148
-62% -$1.6M
FSD
89
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$989K 0.39%
65,417
+12,302
+23% +$183K
BSL
90
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
$970K 0.39%
62,365
+7,982
+15% +$119K
JRO
91
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$959K 0.38%
+100,503
New +$931K
DBL
92
DoubleLine Opportunistic Credit Fund
DBL
$278M
$956K 0.38%
48,420
-98,591
-67% -$1.95M
ARDC
93
Are Dynamic Credit Allocation Fund
ARDC
$296M
$873K 0.35%
58,104
+40,092
+223% +$593K
SWZ
94
Swiss Helvetia Fund
SWZ
$76.4M
$856K 0.34%
97,403
+41,866
+75% +$377K
HNW
95
DELISTED
Pioneer Diversified High Income Fund
HNW
$806K 0.32%
+55,013
New +$804K
ACV
96
Virtus Diversified Income & Convertible Fund
ACV
$277M
$792K 0.32%
+25,205
New +$836K
NSL
97
DELISTED
NUVEEN SENIOR INCM FD
NSL
$760K 0.3%
135,549
+52,649
+64% +$289K
FRA icon
98
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$758K 0.3%
58,318
-106,166
-65% -$1.36M
JRI icon
99
Nuveen Real Asset Income & Growth Fund
JRI
$353M
$743K 0.3%
50,497
+34,997
+226% +$492K
CHI
100
Calamos Convertible Opportunities and Income Fund
CHI
$999M
$730K 0.29%
51,312
-18,283
-26% -$259K
2 3
4
5 6

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OPW
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SA
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JWM
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SGF
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FPL
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Shaker Financial Services's Q1 2021 Portfolio in Review

As of Q1 2021, Shaker Financial Services held 191 positions worth $251M, up 4.7% from $240M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Shaker Financial Services's Q1 2021 filing shows 26 new, 72 increased, 64 reduced and 28 closed positions. Its largest new stake was abrdn Asia-Pacific Income Fund: 146,137 shares worth $3.59M. The largest sale was Gabelli Dividend & Income Trust, an estimated $5.47M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, down from 6.5% a quarter earlier, followed by Technology.

  • Shaker Financial Services's largest Q1 2021 buy was abrdn Asia-Pacific Income Fund: 146,137 shares worth $3.59M.
  • Shaker Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $6.7M increase.
  • Shaker Financial Services's biggest Q1 2021 reduction was Gabelli Dividend & Income Trust, cutting an estimated $5.47M.
  • Shaker Financial Services fully exited Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q1 2021, selling an estimated $3.5M.
  • Shaker Financial Services's ten largest holdings make up 22% of its $251M portfolio in Q1 2021.
  • Shaker Financial Services opened 26 new positions and closed 28 in Q1 2021.
  • Shaker Financial Services's portfolio value rose 4.7% quarter-over-quarter to $251M.

Based on Shaker Financial Services's 13F filing for Q1 2021, filed 14 May 2021.