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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-3.59%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$207M
AUM Growth
-$4.52M
Cap. Flow
+$3.11M
Cap. Flow %
1.5%
Top 10 Hldgs %
30.35%
Holding
142
New
23
Increased
46
Reduced
37
Closed
34

Top Buys

Rank Stock Value
1
ADX icon
Adams Diversified Equity Fund
ADX
+$6.86M
2
TY icon
TRI-Continental Corp
TY
+$5.53M
3
GLQ
Clough Global Equity Fund
GLQ
+$3.92M
4
JTA
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
+$3M
5
HNW
Pioneer Diversified High Income Fund
HNW
+$2.58M

Top Sells

Rank Stock Value
1
DDF
Delaware Investments Dividend & Income Fund, Inc.
DDF
+$7.97M
2
GDV icon
Gabelli Dividend & Income Trust
GDV
+$5.33M
3
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$4.83M
4
FUND
Sprott Focus Trust
FUND
+$3.7M
5
ACP
abrdn Income Credit Strategies Fund
ACP
+$3.41M

Sector Composition

Rank Sector Weight
1 Miscellaneous 95.58%
2 Financials 4.42%
3 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCE icon
76
Nuveen Core Equity Alpha Fund
JCE
$282M
$674K 0.33%
46,154
-112,257
-71% -$1.67M
TDF
77
Templeton Dragon Fund
TDF
$257M
$664K 0.32%
+29,854
New +$680K
HERZ
78
Herzfeld Credit Income Fund
HERZ
$32.7M
$640K 0.31%
11,473
+1,789
+18% +$101K
BGIO
79
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$614K 0.3%
64,731
+28,495
+79% +$275K
MSD
80
Morgan Stanley Emerging Markets Debt Fund
MSD
$143M
$581K 0.28%
61,919
+9,000
+17% +$87.1K
FSD
81
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$574K 0.28%
38,146
-109,169
-74% -$1.75M
HQH
82
abrdn Healthcare Investors
HQH
$1.22B
$557K 0.27%
25,870
+12,370
+92% +$285K
FIV
83
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$548K 0.26%
58,541
-90,080
-61% -$839K
KST
84
DELISTED
Deutsche Strategic Income Trust
KST
$528K 0.26%
43,074
-10,068
-19% -$124K
JHI
85
John Hancock Investors Trust
JHI
$108M
$513K 0.25%
30,885
-4,824
-14% -$82.8K
IAE
86
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92M
$477K 0.23%
44,439
+14,974
+51% +$161K
NIE
87
Virtus Equity & Convertible Income Fund
NIE
$693M
$465K 0.22%
+22,490
New +$485K
CIK
88
UBS Asset Management Income Fund, Inc.
CIK
$131M
$409K 0.2%
128,162
-405,140
-76% -$1.32M
SWZ
89
Swiss Helvetia Fund
SWZ
$76.5M
$380K 0.18%
31,011
– –
IHD
90
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$132M
$362K 0.17%
37,668
-4,147
-10% -$39.1K
MSP
91
DELISTED
Madison Strategic Sector
MSP
$357K 0.17%
31,815
+19,168
+152% +$223K
EMD
92
Western Asset Emerging Markets Debt Fund
EMD
$575M
$336K 0.16%
+23,106
New +$349K
MSF
93
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$330K 0.16%
17,892
+5,250
+42% +$98.6K
INB
94
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$320K 0.15%
35,044
+4,528
+15% +$43.8K
JFR icon
95
Nuveen Floating Rate Income Fund
JFR
$1.2B
$294K 0.14%
+27,000
New +$297K
JPI
96
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$260K 0.13%
10,970
-1,715
-14% -$41K
JEMD
97
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$256K 0.12%
28,509
+15,367
+117% +$143K
JQC icon
98
Nuveen Credit Strategies Income Fund
JQC
$687M
$251K 0.12%
+31,641
New +$256K
GDO
99
Western Asset Global Corporate Defined Opportunity Fund
GDO
$73.3M
$250K 0.12%
+14,964
New +$258K
EOI
100
Eaton Vance Enhanced Equity Income Fund
EOI
$798M
$249K 0.12%
17,862
-26,234
-59% -$379K
2 3
4
5 6

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Shaker Financial Services's Q1 2018 Portfolio in Review

As of Q1 2018, Shaker Financial Services held 142 positions worth $207M, down 2.1% from $212M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Shaker Financial Services's Q1 2018 filing shows 23 new, 46 increased, 37 reduced and 34 closed positions. Its largest new stake was TRI-Continental Corp: 203,887 shares worth $5.36M. The largest sale was Delaware Investments Dividend & Income Fund, Inc., an estimated $7.97M.

By sector, the portfolio is most concentrated in Miscellaneous at 96% of assets, up from 94% a quarter earlier, followed by Financials and Real Estate.

  • Shaker Financial Services's largest Q1 2018 buy was TRI-Continental Corp: 203,887 shares worth $5.36M.
  • Shaker Financial Services added most to Adams Diversified Equity Fund in Q1 2018, an estimated $6.86M increase.
  • Shaker Financial Services's biggest Q1 2018 reduction was Gabelli Dividend & Income Trust, cutting an estimated $5.33M.
  • Shaker Financial Services fully exited Delaware Investments Dividend & Income Fund, Inc. in Q1 2018, selling an estimated $7.97M.
  • Shaker Financial Services's ten largest holdings make up 30% of its $207M portfolio in Q1 2018.
  • Shaker Financial Services opened 23 new positions and closed 34 in Q1 2018.
  • Shaker Financial Services's portfolio value fell 2.1% quarter-over-quarter to $207M.

Based on Shaker Financial Services's 13F filing for Q1 2018, filed 7 May 2018.