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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$144M
AUM Growth
+$8.92M
Cap. Flow
+$6.18M
Cap. Flow %
4.3%
Top 10 Hldgs %
20.41%
Holding
205
New
46
Increased
53
Reduced
55
Closed
50

Top Buys

Rank Stock Value
1
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.58M
2
PFL
PIMCO Income Strategy Fund
PFL
+$2.4M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$2.11M
4
KMM
Deutsche Multi-Market Incm Trust
KMM
+$1.8M
5
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$1.72M

Top Sells

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$2.52M
2
ASG
Liberty All-Star Growth Fund
ASG
+$1.96M
3
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$1.95M
4
PDI icon
PIMCO Dynamic Income Fund
PDI
+$1.69M
5
CHW
Calamos Global Dynamic Income Fund
CHW
+$1.68M

Sector Composition

Rank Sector Weight
1 Financials 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHG
76
DELISTED
Deutsche High Incm Opportunities
DHG
$673K 0.47%
46,718
+3,702
+9% +$52.4K
EAD
77
Allspring Income Opportunities Fund
EAD
$372M
$663K 0.46%
72,248
-27,219
-27% -$246K
BTO
78
John Hancock Financial Opportunities Fund
BTO
$798M
$662K 0.46%
28,090
+2,303
+9% +$51.5K
IVH
79
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$658K 0.46%
+36,600
New +$650K
IRL
80
DELISTED
NEW IRELAND FUND INC
IRL
$641K 0.45%
49,944
+24,920
+100% +$307K
JHP
81
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$639K 0.44%
81,400
-55,779
-41% -$437K
FUND
82
Sprott Focus Trust
FUND
$297M
$630K 0.44%
83,855
-60,990
-42% -$450K
MCR
83
DELISTED
MFS Charter Income Trust
MCR
$593K 0.41%
65,533
-95,013
-59% -$851K
TLI
84
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$581K 0.4%
47,508
-12,493
-21% -$150K
JFC
85
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$553K 0.38%
36,508
– –
DCA
86
DELISTED
Virtus Total Return Fund
DCA
$535K 0.37%
136,157
+36,633
+37% +$146K
GLU
87
Gabelli Utility & Income Trust
GLU
$114M
$517K 0.36%
25,840
+10,334
+67% +$203K
JSD
88
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$503K 0.35%
+26,710
New +$497K
BGY icon
89
BlackRock Enhanced International Dividend Trust
BGY
$524M
$496K 0.35%
+61,034
New +$485K
IAE
90
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
$484K 0.34%
37,996
-27,137
-42% -$353K
SGL
91
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$481K 0.33%
53,239
-53,911
-50% -$488K
RIT
92
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$478K 0.33%
+47,555
New +$491K
DSU icon
93
BlackRock Debt Strategies Fund
DSU
$593M
$476K 0.33%
39,800
+36,243
+1,019% +$437K
APF
94
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$465K 0.32%
28,069
-9,323
-25% -$157K
JLS icon
95
Nuveen Mortgage and Income Fund
JLS
$94.5M
$463K 0.32%
20,022
-6,800
-25% -$162K
SABA
96
Saba Capital Income & Opportunities Fund II
SABA
$220M
$462K 0.32%
+29,067
New +$475K
JRI icon
97
Nuveen Real Asset Income & Growth Fund
JRI
$356M
$450K 0.31%
+26,874
New +$485K
INF
98
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$437K 0.3%
+22,604
New +$443K
DBL
99
DoubleLine Opportunistic Credit Fund
DBL
$278M
$427K 0.3%
+19,117
New +$437K
ETB
100
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$454M
$421K 0.29%
28,264
-51,582
-65% -$759K
2 3
4
5 6

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SA
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JWM
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SGF
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FPL
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SFCM
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Shaker Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Shaker Financial Services held 205 positions worth $144M, up 6.6% from $135M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Shaker Financial Services deployed $6.18M of net new capital in Q4 2013, opening 46 new positions and adding to 53 existing holdings. Its largest new stake was PIMCO Income Strategy Fund: 207,711 shares worth $2.35M.

By sector, the portfolio is most concentrated in Financials at 4.1% of assets, down from 6% a quarter earlier.

On the sell side, the largest reduction was COHEN & STEERS DIV MAJORS FUND INC, an estimated $1.61M trimmed.

  • Shaker Financial Services's largest Q4 2013 buy was PIMCO Income Strategy Fund: 207,711 shares worth $2.35M.
  • Shaker Financial Services added most to NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND in Q4 2013, an estimated $2.58M increase.
  • Shaker Financial Services's biggest Q4 2013 reduction was COHEN & STEERS DIV MAJORS FUND INC, cutting an estimated $1.61M.
  • Shaker Financial Services fully exited High Income Securities Fund in Q4 2013, selling an estimated $2.52M.
  • Shaker Financial Services's ten largest holdings make up 20% of its $144M portfolio in Q4 2013.
  • Shaker Financial Services opened 46 new positions and closed 50 in Q4 2013.
  • Shaker Financial Services's portfolio value rose 6.6% quarter-over-quarter to $144M.

Based on Shaker Financial Services's 13F filing for Q4 2013, filed 6 Feb 2014.