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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.06%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$283M
AUM Growth
+$33.3M
Cap. Flow
+$31.5M
Cap. Flow %
11.13%
Top 10 Hldgs %
26.87%
Holding
184
New
44
Increased
50
Reduced
62
Closed
23

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.7M
2
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$4.39M
3
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$3.03M
4
GLO
Clough Global Opportunities Fund
GLO
+$2.95M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.92M

Top Sells

Rank Stock Value
1
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$4.34M
2
CET
Central Securities Corp
CET
+$4.19M
3
STEW
SRH Total Return Fund
STEW
+$4.07M
4
RVT icon
Royce Value Trust
RVT
+$3.95M
5
TY icon
TRI-Continental Corp
TY
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 3.03%
2 Technology 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGI
51
Lazard Global Total Return & Income Fund
LGI
$236M
$1.95M 0.69%
96,645
-32,848
-25% -$665K
DHF
52
BNY Mellon High Yield Strategies Fund
DHF
$171M
$1.88M 0.67%
+615,614
New +$1.98M
KIO
53
KKR Income Opportunities Fund
KIO
$451M
$1.88M 0.66%
111,233
-6,390
-5% -$105K
AWF
54
AllianceBernstein Global High Income Fund
AWF
$870M
$1.82M 0.64%
150,357
+63,919
+74% +$782K
WDI
55
Western Asset Diversified Income Fund
WDI
$680M
$1.8M 0.64%
+98,200
New +$1.85M
PIM
56
Franklin Master Intermediate Income Trust
PIM
$150M
$1.79M 0.63%
453,789
-218,923
-33% -$869K
RVT icon
57
Royce Value Trust
RVT
$2.21B
$1.79M 0.63%
91,480
-208,914
-70% -$3.95M
DLY
58
DoubleLine Yield Opportunities Fund
DLY
$682M
$1.78M 0.63%
+95,247
New +$1.82M
SWZ
59
Swiss Helvetia Fund
SWZ
$76.5M
$1.71M 0.61%
172,410
+28,805
+20% +$275K
HIX
60
Western Asset High Income Fund II
HIX
$349M
$1.66M 0.59%
+231,361
New +$1.64M
JSD
61
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.6M 0.57%
108,042
+67,953
+170% +$1.02M
HYT icon
62
BlackRock Corporate High Yield Fund
HYT
$1.36B
$1.6M 0.56%
+129,600
New +$1.57M
NMAI icon
63
Nuveen Multi-Asset Income Fund
NMAI
$468M
$1.58M 0.56%
+84,942
New +$1.54M
EAD
64
Allspring Income Opportunities Fund
EAD
$372M
$1.57M 0.55%
171,459
+86,773
+102% +$768K
FCT
65
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.56M 0.55%
129,012
+90,883
+238% +$1.09M
ASG
66
Liberty All-Star Growth Fund
ASG
$328M
$1.5M 0.53%
166,130
-334,623
-67% -$3.04M
BGX
67
Blackstone Long-Short Credit Income Fund
BGX
$136M
$1.46M 0.52%
+99,499
New +$1.5M
GLV
68
Clough Global Dividend & Income Fund
GLV
$78.1M
$1.42M 0.5%
+132,366
New +$1.47M
SABA
69
Saba Capital Income & Opportunities Fund II
SABA
$220M
$1.36M 0.48%
131,322
-22,000
-14% -$235K
DDF
70
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$1.35M 0.48%
115,226
+47,336
+70% +$529K
FUND
71
Sprott Focus Trust
FUND
$297M
$1.34M 0.47%
155,762
-71,440
-31% -$620K
EVF
72
Eaton Vance Senior Income Trust
EVF
$90.3M
$1.3M 0.46%
+193,457
New +$1.33M
JGH icon
73
Nuveen Global High Income Fund
JGH
$352M
$1.28M 0.45%
80,434
+32,759
+69% +$518K
VLT icon
74
Invesco High Income Trust II
VLT
$64.9M
$1.26M 0.45%
87,962
+71,871
+447% +$1.04M
BOE icon
75
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$1.23M 0.43%
100,865
-73,062
-42% -$880K
1 2
3
4 5

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SGF
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Shaker Financial Services's Q4 2021 Portfolio in Review

As of Q4 2021, Shaker Financial Services held 184 positions worth $283M, up 13% from $250M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Shaker Financial Services deployed $31.5M of net new capital in Q4 2021, opening 44 new positions and adding to 50 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 38,550 shares worth $18.3M.

By sector, the portfolio is most concentrated in Financials at 3% of assets, down from 4.4% a quarter earlier, followed by Technology.

On the sell side, the largest reduction was BlackRock Enhanced Equity Dividend Trust, an estimated $4.34M trimmed.

  • Shaker Financial Services's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 38,550 shares worth $18.3M.
  • Shaker Financial Services added most to abrdn Asia-Pacific Income Fund in Q4 2021, an estimated $2.92M increase.
  • Shaker Financial Services's biggest Q4 2021 reduction was BlackRock Enhanced Equity Dividend Trust, cutting an estimated $4.34M.
  • Shaker Financial Services fully exited NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND in Q4 2021, selling an estimated $3.7M.
  • Shaker Financial Services's ten largest holdings make up 27% of its $283M portfolio in Q4 2021.
  • Shaker Financial Services opened 44 new positions and closed 23 in Q4 2021.
  • Shaker Financial Services's portfolio value rose 13% quarter-over-quarter to $283M.

Based on Shaker Financial Services's 13F filing for Q4 2021, filed 7 Feb 2022.